- Compass Group, North America (Charlotte, NC)
- …continue to raise the bar. Job Summary: Reporting to the VP of Controls , The Internal Controls Manager is an exciting opportunity for a candidate with a ... strong financial / internal controls background to join...with colleagues across the organization to support a robust internal / financial risk and control environment… more
- TD Bank (Charlotte, NC)
- …**Business Line Financial Manager ** is a member of TD's US Treasury Internal Controls team, whose objective is to supplement control activities over ... implementing process improvements and QA checks. **Job Summary:** The Business Line Financial Manager I provides planning, forecasting, reporting and … more
- TD Bank (Charlotte, NC)
- …Financial Analyst III** is a member of TD's US Treasury Internal Controls team, whose objective is to supplement control activities over US Treasury ... to ensure results are complete and accurate, with effective controls in place. This role provides controls ...control activities in Treasury, Change Management, Risk Management, Internal Control testing. + Attention to detail,… more
- TD Bank (Charlotte, NC)
- …referrals, proactive initiatives, 314a/314b, and internal referrals. The Senior Manager , AML Financial Crime Risk Investigation (US) develops and implements ... of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , AML Financial Crime Risk Investigation (US) oversees/manages a team… more
- Bank of America (Charlotte, NC)
- Business Control Manager Chicago, Illinois;Fort Worth, Texas; Charlotte, North Carolina; Atlanta, Georgia **Job Description:** At Bank of America, we are guided ... This job is responsible for leading and executing on internal control discipline and operational excellence within...Enterprise Independent Testing (EIT) team is seeking a Business Control Manager to support Quality Control… more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Business Management, Strategy & Support **Job Description:** The Senior Manager , Process & Control oversees and leads build out of ... processes and controls for the enterprise, part of a new KYC...control oversight, efficiencies, and client experience working with internal stakeholders and partners. + Evaluate levers that may… more
- Truist (Charlotte, NC)
- …access management control function 5. 10 years' experience as a manager leading diverse teams, such as teammates, contract workers, onshore, offshore resources, ... for developing, implementing, and maintaining a Role Based Access Control (RBAC) strategy to be executed across the Bank's...such as NIST and FFIEC to ensure proper risk controls are implemented across these roles. Responsibilities will include… more
- Bank of America (Charlotte, NC)
- Sr Operations Control Manager - Global Operations Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... make financial lives better through the power of every connection....connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and… more
- PNC (Charlotte, NC)
- …to be successful in this position. **Preferred Skills** Audit Management, Continuous Monitoring, Control Assessment, Internal Controls , Process Control , ... internal audits to assess the effectiveness of controls , accuracy of financial records, efficiency of...business processes, and account balances. + Maintains awareness of internal control audit trends to assure audit… more
- TD Bank (Charlotte, NC)
- …processes and controls and connects the dots across issues and control deficiencies in order to increase standardization of solutions, processes and controls ... of America **Hours:** 40 **Line of Business:** Governance & Control **Pay Detail:** $58,760 - $88,400 USD TD is...AML/CTF, Sanctions and Anti-Bribery coverage for first line owned controls . The individual in this role will support the… more
- PNC (Charlotte, NC)
- …to be successful in this position. **Preferred Skills** Audit Management, Continuous Monitoring, Control Assessment, Internal Controls , Process Control , ... + Supervises and leads internal audits to assess the effectiveness of controls , accuracy of financial records, efficiency of operations, and compliance with… more
- TD Bank (Charlotte, NC)
- …+ Ensures business operations are in compliance with applicable requirements (eg financial controls , segregation of duties, transaction approvals and physical ... you more specific details for this role. **Job Description:** The Senior Manager , Governance & Control provides support to Capital Management/DFAST, Resolution… more
- City National Bank (Charlotte, NC)
- *ECM QUALITY CONTROL MANAGER * WHAT IS THE OPPORTUNITY? Reporting up through CNB's Governance, Risk and Controls (GRC) division, the Enterprise Change ... for the 1LOD, Change Owners and ExecutivesThe ECM Quality Control (QC) Manager assists with the remit...* Minimum 6 years of experience in risk management, internal audit, governance, quality control roles, and/or… more
- Bank of America (Charlotte, NC)
- Sr Operations Control Manager - Global Operations Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... make financial lives better through the power of every connection....connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and… more
- Bank of America (Charlotte, NC)
- …+ 8+ years internal audit / external audit / or risk/ controls testing background in financial services (ideally large institutional banks) with ... Audit Manager , Global Markets Operations (GMO) and Non- Financial...trade clearing and trade processing, trade confirmations, settlements, trade control , reconciliations, collateral, reference data, product data, fees &… more
- Regions Bank (Charlotte, NC)
- …of business + Must have experience managing teams + Must have experience with Financial Crimes and Deposit Operations Quality Control + Must have either direct ... system. **Job Description:** At Regions, the Business Unit Compliance Manager leads a team of first line of defense...Specialists and Analysts to execute ongoing Bank Operations Quality Control Reviews + Manage all aspects of the Quality… more
- Deloitte (Charlotte, NC)
- …+ Demonstrate understanding of business processes, regulatory requirements, internal control risk management, process, data and technology controls and ... Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory's ...model design and implementation, risk assessment and management, and controls testing engagements across three lines of defense +… more
- Wells Fargo (Charlotte, NC)
- …the business in designing and implementing risk-mitigation strategies + Act as Business Control Manager Assignee on RCSA activities related to the Private Bank ... + Strong technical knowledge of risk management frameworks and principles, internal control design objectives, audit/testing/quality assurance methodologies +… more
- Truist (Charlotte, NC)
- … Control (RBAC), Attribute-Based Access Control (ABAC), and Policy-Based Access Control (PBAC). Designs access controls to meet the business' access needs ... Control (RBAC), Attribute-Based Access Control (ABAC), and Policy-Based Access Control (PBAC) 5. Design access controls that adhere to the least… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Executive - Sanctions Program Manager New York, New York;Washington, District of Columbia; Atlanta, Georgia; Charlotte, North Carolina; ... are guided by a common purpose to help make financial lives better through the power of every connection....contributions to business purpose, results, and success. + **Risk Manager :** Inspects and challenges risk controls , governance,… more