- Truist (Charlotte, NC)
- …experience that includes complex financial analysis. Familiarity with GAAP and regulatory reporting . 3. Ability to work independently with minimal guidance. ... of Directors, Investor Relations, and various regulatory agencies. Coordinates financial analysis and reporting process workflow within team. Provide… more
- Truist (Charlotte, NC)
- …Regulatory Capital Policy and Interpretation. Provide guidance to, among others, Regulatory Reporting , Controllers, Corporate Treasury and Front Office with ... respect to understanding, applying, and reporting Risk Weighted Assets (RWA) and Regulatory ...Provide financial analysis for projects/initiatives with potential financial reporting impact. Review and analyze summary… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Enterprise Technology Senior Financial Officer III will serve as a strategic advisor to the ... Chief Information Officer ("CIO") providing decision support through financial ...reconcilement policy. Provide first line execution and oversight for financial reporting controls and risk for Finance… more
- Truist (Charlotte, NC)
- …modeling and validation. Coordinate preparation and validation/approval of financial information provided to Internal/External/ Regulatory Reporting ... description:** Serve as a strategic business partner within Accounting & Financial Reporting , providing centralized guidance, oversight, and coordination between… more
- Wells Fargo (Charlotte, NC)
- …Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support our Financial Crimes Operations utility (FCO) group. This ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- TIAA (Charlotte, NC)
- **Enterprise Sr Compliance Officer ** The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance Chief Compliance ... Compliance transformation and strategic initiatives with a focus on meeting regulatory obligations and operating efficiency and effectiveness. This role will also… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader and subject matter ... aligned ERM Program Managers and the Chief Strategic Risk Officer in the planning and execution of related risk...liaising with key internal stakeholders in the preparation and reporting for management, executive and/or board level committees to… more
- Fifth Third Bank, NA (Charlotte, NC)
- …critical business functions. + 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a regulatory agency. + Ability to ... a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures for Fifth… more
- Wells Fargo (Charlotte, NC)
- … reporting , escalation, and timely remediation of issues, deficiencies,and/or regulatory matters regarding compliance risk management + Provide direction to the ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo is seeking a Lead Compliance Officer to support CSBB Compliance engagement in Customer Remediations, Customer Redress and Issue… more
- Truist (Charlotte, NC)
- … Oversight, Corporate Treasury, or Investment Banking. 3. Familiarity with regulatory reporting management or ALM management and forecasting applications ... 2. Minimum five years of experience (with demonstrated career progression) in financial institution Risk Management, Regulatory Oversight, Corporate Treasury, or… more
- City National Bank (Charlotte, NC)
- *CREDIT OFFICER * WHAT IS THE OPPORTUNITY? This position will be responsible for evaluating and affirming/declining credit requests for assigned lending units that ... established risk parameters are being adhered to, ensuring compliance with all regulatory and credit policies of the Bank, providing assistance to lending officers… more
- Randstad US (Charlotte, NC)
- …direction to the business on developing corrective action plans and effectively managing regulatory change + Provide support in reporting findings and drafting ... compliance officer - auto lending. + charlotte , north...understanding of consumer lending regulations + Experience in the financial services industry + A BS/BA degree or higher… more
- Truist (Charlotte, NC)
- …compliance with reconcilement policy. + Provide first line execution and oversight for financial reporting controls and risk for Finance processes. + Provide ... additional constituencies, including Board of Directors, Investor Relations, and various regulatory agencies. + Senior Financial Manager role that coordinates… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... 2023 LinkedIn Top Companies list - and #1 among financial services companies - as the best workplace "to...role:** Wells Fargo is seeking a Lead Control Management Officer to join its Cloud Control Management team. This… more
- Truist (Charlotte, NC)
- …experience are required. The Business and Technology Continuity Management (BTCM) Risk Officer I is a subject matter expert responsible for the development, ... Recovery (DR) processes in support of policy, standards, procedures, and regulatory requirements. Activities aligned with this role have strategic and/or broad… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... 2023 LinkedIn Top Companies list - and #1 among financial services companies - as the best workplace "to...role:** Wells Fargo is seeking a Lead Control Management Officer for Branded Cards and Card Capabilities. Primary focus… more
- Truist (Charlotte, NC)
- …review the following job description:** The Operational Risk Management Programs Risk Officer II is a senior subject matter expert responsible for the design, ... program and oversight framework that ensures appropriate identification, assessment, monitoring, reporting , and mitigation of operational fraud risk at Truist. +… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... role:** Wells Fargo is seeking a Lead Control Management Officer in the Auto Operations Control team. This team...area + Develop and implement risk monitoring and risk reporting processes and controls + Collaborate with relevant business… more
- City National Bank (Charlotte, NC)
- *CREDIT RISK PORTFOLIO OFFICER SENIOR* WHAT IS THE OPPORTUNITY? Responsible for portfolio risk monitoring, identification and mitigation strategies for commercial ... for the ongoing risk management, performing credit quality assessments and related reporting of their assigned credit portfolios * Responsible for the development,… more