- US Bank (Charlotte, NC)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Human Resources (HR) and Legal is a ... entities where USB owns a majority (controlling) interest. The Senior Audit Manager is responsible...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - BSA /AML...Wilmington, Delaware; New York, New York **Job Description:** At Bank of America, we are guided by a common ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA /AML and Sanctions audit plans, assessing issues for impact, assigning… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... you excel at-all from Day One. **Job Description** US Bank Corporate Audit Services (CAS) is seeking...a successful transformation. The Corporate Audit Services Senior Audit Project Manager is… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our best....portfolio + Lead continuous monitoring activities and work with senior CAS leaders to adjust audit plan when… more
- City National Bank (Charlotte, NC)
- *SR. MANAGER OF AUDIT - COMPLIANCE* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... policies, and the effectiveness of operations of the BSA /AML function. The Senior Manager ...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your… more
- City National Bank (Charlotte, NC)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... II- IT INFRASTRUCTURE* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- City National Bank (Charlotte, NC)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... in the near future.* WHAT IS THE OPPORTUNITY? The Audit Manager I position is a leadership...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- Bank of America (Charlotte, NC)
- …by monitoring the completion of critical customer due diligence requirements as directed by the Bank Secrecy Act ( BSA ) and/or the Financial Crimes Global ... Business Support Manager Charlotte, North Carolina;Fort Worth, Texas; Pennington, New...Texas; Pennington, New Jersey; Addison, Texas **Job Description:** At Bank of America, we are guided by a common… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...Risk Leader will lead a team of Risk/ Compliance/ Audit (RCA) Professionals to partner with Technology leaders. Lead… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...to Executive Leaders in their assigned Line of Business, Risk/Compliance/ Audit (RCA) Consultants, RCA Managers and other Senior… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... alignment with industry practices. We are seeking an experienced senior manager that has strong knowledge of...+ Interact effectively with treasury, risk management, model governance, audit , regulators, and senior management and develop… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...at-all from Day One. **Job Description** The Payments Risk Senior Issue Management Manager is responsible for… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... the business lines and other Technology, Risk, Compliance, and Audit professionals across the bank to evaluate...verbal communication of testing results to the ORR Technology Manager and/or Technology Senior Manager … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Compliance Officer** to serve as a **Business Aligned Compliance Officer (BACO)** for **Credit Risk ... effectively managing regulatory change + Report findings and make recommendations to senior leaders + Make decisions and resolve issues to meet business objectives… more
- Bank of America (Charlotte, NC)
- …leads to both answer and manage the communication with Global Regulators and internal Audit Partners. + Provide regular reporting to senior leadership on status ... Sr Operations Control Manager - Global Operations Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help… more
- TD Bank (Charlotte, NC)
- …in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA /AML compliance **Employee/Team Accountabilities:** ... for identifying, quantifying, and mitigating risks associated with customers across the bank . The team is also responsible for working with cross-functional teams… more