- Xylem (Charlotte, NC)
- …exceeding customer expectations through innovative and sustainable solutions. **THE ROLE** **:** The Trade Compliance Official (TCO) is responsible for ... identified by the Regional Trade Directors and the Senior Director of Trade Compliance . This person supports the Regional Director Trade Compliance … more
- Bank of America (Charlotte, NC)
- …**Job Description:** This job is responsible for executing second line of defense compliance trade surveillance and operational risk oversight for a Front Line ... Compliance and Operational Risk Manager Charlotte, North Carolina;New...applicable to area(s) of coverage + Leads the equities trade surveillance team to ensure timely and accuracy of… more
- Bank of America (Charlotte, NC)
- …Summary:** The Supervisory Management position will serve to ensure regulatory compliance and corporate mandates for all administrative, sales, and operational ... complete semi-annual audits of each individual FSA/BFA/CFSA location, ensuring compliance with all policies, procedures, settings and circumstances. Secondary… more
- Bank of America (Charlotte, NC)
- …operations processes across Global Markets and NTCO. Key functions covered include trade clearing and trade processing, trade confirmations, settlements, ... client reporting, transaction reporting and other NFRRs, as well as coverage of compliance with associated regulations. This is a great opportunity to work within a… more
- Bank of America (Charlotte, NC)
- …management of all aspects of risk, including strategic, market, credit, compliance , liquidity, operational, model, and reputational risk matters to support ... evaluation and research on different use cases and scenarios for the trade surveillance - market disruption, market manipulation, financial or regulatory risks .… more
- Bank of America (Charlotte, NC)
- …Regulatory Reporting, Tax and Credit Operations), covering areas such as trade support, collateral management, asset services, non-financial regulatory reporting and ... (including Non-Financial Regulatory Reporting, Tax and Credit Operations). + Assess compliance with enterprise standards as well as key regulatory requirements… more
- Bank of America (Charlotte, NC)
- …the development of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with applicable laws, rules, ... guidance. The GFC Executive I serves as a trusted advisor to the Chief Compliance and Operational Risk ("C&OR") Officers of the Front Line Units ("FLU") and Control… more
- Bank of America (Charlotte, NC)
- …may include: financial control/budgeting and consolidation, personnel processes, audit/ compliance , premises, and coordination of certain projects, associate ... and operations of credit offerings, operational accountability for leasing and trade finance solutions; AML monitoring and refresh of client information; Onboarding… more
- Danaher Corporation (Charlotte, NC)
- …provide excellent customer solutions. Represent the organization in customer negotiations, trade shows, seminars, conferences and other official occasions. Build ... skills + Scrutinize and approve long term contracts and quotations for compliance with business policies. Monitor contract performance in the assigned region, with… more
- Bank of America (Charlotte, NC)
- …advocate for our clients in providing liquidity management, payments and receipts, trade and supply chain finance, FX and commercial card services, by complementing ... partners and vendors through agile development methodology, required governance and compliance approvals, and early risk identification and mitigation of issues +… more
- Bank of America (Charlotte, NC)
- …He or she teams up as needed with Corporate Bankers, FX, Investments, Trade /SCF, Liquidity Product partners and others across the enterprise to drive Global Treasury ... Leads and Corporate banking Ensuring individual and team adherence to all compliance , audit, regulatory and training requirements Close monitoring of all KYC… more
- Bank of America (Charlotte, NC)
- …risk across the firm at both TOH and legal entity level, ensures compliance with regulatory requirements for Counterparty Credit Risk (CCR) Management and remediates ... to ensure risk analytics are visible and are socialized. Perform What-If Pre- Trade Analysis for new trades. Highlight key exposures to Enterprise Credit, Enterprise… more