- Vanguard (Malvern, PA)
- The Compliance Director , Retail Advice will: + Serve as a trusted advisor to Vanguard's advice businesses. Work collaboratively with the businesses ... with applicable laws and regulations. + Lead, manage, and participate in compliance oversight efforts and projects within Vanguard's advice and wealth planning… more
- Vanguard (Malvern, PA)
- …of appropriate operational and supervisory oversight within the business. The Senior Compliance Director , Head of Retail Regulatory Enablement will: ... also provide strategic direction to a dynamic team of compliance professionals focused on Vanguard's Advice and...groups. + Serve as a trusted advisor to Vanguard's retail advice , wealth management, and brokerage businesses.… more
- Western Digital (Harrisburg, PA)
- …protection programs in the Americas to remove counterfeit or unauthorized products from retail and supply channels to protect and enhance the Western Digital brands. ... review of all forms of marketing, advertising and packaging materials compliance with the Company's trademark usage guidelines. + Support trademark diligence… more