- City National Bank (Charlotte, NC)
- ** BSA / AML OFFICER - WEALTH MANAGEMENT SUBSIDIARIES** **WHAT...OPPORTUNITY?** This role acts as the designated Bank Secrecy Act AML Officer ... directs and administers the broker-dealers' Financial Crime programs, including BSA AML , Office of Foreign Assets Control...**Skills and Knowledge** + Expert knowledge of USA PATRIOT Act , AML Act , money laundering… more
- Wells Fargo (Charlotte, NC)
- …experience, education **Desired Qualifications:** + Experience with and knowledge of BSA / AML requirements for financial institutions (eg, CIP, due diligence ... role:** Wells Fargo is seeking a Lead Control Management Officer to support our Financial Crimes Operations utility (FCO)...manage issues throughout Wells Fargo's issue management lifecycle + Act as an advisor to leaders in developing risk… more
- Regions Bank (Charlotte, NC)
- …up to and including the applicable Executive Council member with notification to the BSA Officer . + Review and make appropriate updates to the annual Business ... exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay. This...the development, review, and communication of the business unit BSA / AML and OFAC procedures. Ensures the procedures… more
- City National Bank (Charlotte, NC)
- …with legal/regulatory requirements and CNB policy and procedure with specific emphasis on BSA and USA Patriot Act . This includes adherence to all internal ... regulations or Corporate Security for potentially fraudulent activities. + Perform BSA / AML /OFAC reviews of client transactions as applicable to the departmental… more