- Truist (Charlotte, NC)
- …they are consistent with the Bank's risk appetite, regulator expectations and industry standard. + Identify areas of opportunity to improve risk visibility within ... equivalent education and related training + 15 years of banking or relevant experience + Audit experience + Professional...+ 5 or more years experience in small business banking **General Description of Available Benefits for Eligible Employees… more
- Bank of America (Camden, SC)
- Merrill Financial Solutions Advisor - Columbia SC Market Greenville, South Carolina;Aiken, South Carolina; Macon, Georgia; Spartanburg, South Carolina; Columbus, ... to the investment insights of Merrill coupled with the banking convenience of Bank of America. At Merrill, we...and Life Priority (TM) solutions + Partners with Financial Advisor teams to build their network by sharing relevant… more
- ServiceNow, Inc. (Charlotte, NC)
- …as a strategic advisor to Product, Development, and Marketing to provide industry insight and feedback to produce best in class solutions across the FSO segment. ... is a deep expertise role that operates together with ServiceNow's customer-centric industry transformation sales teams as well as core functions within the firm… more
- Raymond James Financial, Inc. (Charlotte, NC)
- …learning, apprenticeship and training at the firm's international headquarters, the Advisor Mastery Program (AMP) offers a comprehensive education for the next ... a Mentor, Branch Manager, and/or a team of Financial Advisors, the Financial Advisor Trainee will learn to build an individual practice. The Trainee will balance… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth wealth clients. ... connected in the community * Expected to be the expert level "market moving" advisor with ability to handle the most challenging, sensitive and complex banking … more
- Bank of America (Charlotte, NC)
- Merrill Financial Solutions Advisor - Charlotte & Associates Market Charlotte, North Carolina;Huntersville, North Carolina **Job Description:** **Job Description** ... Make a difference where it counts by joining our industry -leading wealth management team at Bank of America and...this stage of your journey, the Merrill Financial Solutions Advisor (Merrill FSA) will help provide you with the… more
- Truist (Charlotte, NC)
- …segment definitions by facilitating the migration of clients to the appropriate Client Advisor on the team as well as makes referrals of new business opportunities ... lending or relationship management experience in the financial services industry + FINRA: Maintains proper licenses including Series 7,...assigned clients + Possess very strong deposit and general banking acumen to deliver advice on banking … more
- First Horizon Bank (Charlotte, NC)
- …**Location** : Onsite listed in the job posting. **Summary** The Operational Risk Advisor will report to the head of ERM/ORM. The role is responsible for ... collaborating on risk program enhancements and risk activity execution. + Participate in industry forums and build relationships with other large banks across the … more
- Bank of America (Charlotte, NC)
- Financial Solutions Advisor - Consumer Investments - Charlotte, NC Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... plan with brokerage products, including stocks, bonds, mutual funds, annuities, and banking and money managed solutions * Recommends banking and investments… more
- Truist (Charlotte, NC)
- …their long-term financial goals. 2. Set the strategic direction of the Financial Advisor team to increase assets under management, sales and service. 3. Develop and ... professional and ethical standards set forth by Truist, the Financial Industry Regulatory Authority (FINRA), and other regulatory bodies. QUALIFICATIONS Required… more
- Truist (Charlotte, NC)
- …advisors to define and meet clients' tax, financial, estate planning, and banking goals and objectives. 4. Ensures trust administrative duties are completed in ... proper memorialization of files in the iWork document imaging system and Advisor Desktop systems. 5. Coordinates annual Reg-9 administrative review resolution and… more
- USAA (Charlotte, NC)
- …**The Opportunity** We are seeking a Regulatory Reporting Quality Assurance Advisor to own the performance, independent validation and improvement of external ... or process experience in the financial services, insurance, or relevant industry . + Experience identifying problems/trends and developing and recommending solutions… more
- Truist (Charlotte, NC)
- …eight (8) risk types in multiple assigned business units within the Retail Banking Core Business Line (CBL). Oversee risk appetite and business risk strategy ... business units, including strong awareness of internal and external risks, industry best practices, current and emerging technologies, business unit(s) regulation… more
- Truist (Charlotte, NC)
- …they are consistent with the Bank's risk appetite, regulator expectations and industry standard. + Identify areas of opportunity to improve risk visibility within ... consulting, operations, process engineering, or risk management in the financial services industry + 5+ years supervisory or management level experience. + Strong… more
- Deloitte (Charlotte, NC)
- …federal tax compliance and consulting services to large global and dynamic midsize banking and securities clients? If you answered "Yes" to any of these questions, ... provide federal tax consulting and compliance services to a clients in the banking and financial services industries. You will work directly with the client, manage… more
- Truist (Charlotte, NC)
- …experience and training 3. Strong knowledge of SOX and other industry -related regulatory requirements. 4. Strong knowledge of operational and other non-financial ... Finance or Business, or equivalent education and related training 2. 12 years of banking or relevant experience 3. Audit experience 4. Strong knowledge in field of… more
- Truist (Charlotte, NC)
- …they are consistent with the Bank's risk appetite, regulator expectations and industry standard. 5. Identify areas of opportunity to improve risk visibility within ... or Business, or equivalent education and related training 2. 15 years of banking or relevant experience 3. Audit experience 4. Professional designation related to… more
- Truist (Charlotte, NC)
- …training and experience. 3. Strong knowledge of SOX and other industry -related regulatory requirements. 4. Strong knowledge of operational and other non-financial ... time: Keeping the team on schedule and meeting deadlines - 12 years of banking or relevant Audit experience - Strong knowledge in field of assigned business unit(s)… more
- Truist (Charlotte, NC)
- …work experience and training 3. Understanding of SOX and other industry -related regulatory requirements. 4. Knowledge of operational and other non-financial risks. ... Finance or Business, or equivalent education and related training 2. 6+ years of banking or relevant experience 3. Audit experience 4. Strong knowledge in field of… more
- Truist (Charlotte, NC)
- …work experience and training. + Knowledge of SOX and other industry -related regulatory requirements. + Knowledge of operational and other non-financial risks. ... Finance or Business, or equivalent education and related training. + 8+ years of banking or relevant experience. + Audit experience. + Strong knowledge in field of… more