- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Operational Risk Analyst works within a given ... ensure the effective execution of the Operational Risk Framework across the assigned business line....Operational Risk Framework across the assigned business line. **Primary Responsibilities** + Conducts compliance reviews and… more
- Wells Fargo (Charlotte, NC)
- …Officer in Operational Risk Management as part of the Consumer Lending Operational Risk Business Oversight (ORBO) team. Learn more about the career ... efficiency. This role will support the Consumer Lending Operational Risk Business Oversight Leader...making sound risk decisions commensurate with the business unit 's risk appetite and… more
- Bank of America (Charlotte, NC)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. ... Compliance and Operational Risk Manager- Data Analytics Charlotte,...associates. Requires a thorough knowledge of the department or business unit 's functional area or products. Working… more
- Bank of America (Charlotte, NC)
- … Risk team to execute second line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key ... order to provide independent compliance and operational risk oversight of Front Line Unit or... Process Analysis + Written Communications ** Business Unit Overview:** Chief Financial Officer Compliance and Operational… more
- Bank of America (Charlotte, NC)
- …+ Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance ... Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North...that motivate, convey the "why" and connects contributions to business results. + Risk Manager: Leads and… more
- Bank of America (Charlotte, NC)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. ... Compliance and Operational Risk Manager - Trade Surveillance...**Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with… more
- Bank of America (Charlotte, NC)
- … officer team to execute second line of defense compliance and operational risk oversight for a Front-Line Unit , Control Function, and/or Third Parties. Key ... and Guidelines Management + Active Listening + Advisory + Business Process Analysis + Written Communications This job is... teams in order to provide independent compliance and operational risk oversight of Front-Line Unit… more
- Bank of America (Charlotte, NC)
- …for engaging in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function ("FLU/CF") performance ... Compliance and Operational Risk Manager - Global Markets...Issue Management + Policies, Procedures, and Guidelines Management + Business Process Analysis + Decision Making + Negotiation +… more
- Bank of America (Charlotte, NC)
- …+ Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance ... EAC Compliance & Operational Risk Specialist- Control Room Charlotte,...business -critical role to mitigate legal, compliance and reputational risk within the firm and is responsible for managing… more
- Bank of America (Charlotte, NC)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. ... Compliance and Operational Risk Manager- Enterprise Architecture Charlotte,...**Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Executive - Consumer & Small Business Risk Management Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Phoenix, ... of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with applicable laws, rules, regulations… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... role:** Wells Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team... groups and functions through assessment and mitigation of operational risk across Wells Fargo. Program participants… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... Business Groups and Enterprise Functions to drive operational excellence, risk management + Demonstrate thought... Business Groups and Enterprise Functions to drive operational excellence, risk management. + Adequate project… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... **2025 Analyst Development Program, Early Careers - COO Business Risk Control and Regulatory Oversight**... groups and functions through assessment and mitigation of operational risk across Wells Fargo. Program participants… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... control procedures as needed to address requirements + Identify business trends and self-identify gaps where operational ...Identify business trends and self-identify gaps where operational and compliance risk could result in… more
- Deloitte (Charlotte, NC)
- …that they can meet regulatory and attestation requirements. You'll support clients and business unit finance leaders in solving complex financial accounting and ... Deloitte Government & Public Services Risk & Financial Advisory Solution Analyst - US Delivery Center - Business Do you thrive in times of disruption? Have a… more
- Truist (Charlotte, NC)
- …monitor execution of Risk Program requirements (eg, RCSA, KRIs, etc.) within the Business Unit and BURM. Provide risk advice and influence to assigned ... risk Subject Matter Expert (SME) to assigned Business Unit across all risk ...and other industry-related regulatory requirements. 4. Strong knowledge of operational and other non-financial risks. 5. Ability to assess… more
- Truist (Charlotte, NC)
- … risk decisions and escalate unacceptable or key emerging risks to BU CRO and/or Business Unit Risk Committee. + Guide risk -taking behavior. Provide ... Management, RCSA, KRIs, etc.) within the Business Unit and GCO. Provide strategic insight, risk ...communication, interpersonal and negotiation skills + Strong knowledge of operational and other non-financial risks + Proven leadership and… more
- Truist (Charlotte, NC)
- … risk decisions and escalate unacceptable or key emerging risks to BU CRO and/or Business Unit Risk Committee. + Guide risk -taking behavior. Provide ... risk program requirements. Execute, facilitate and/or Engage with Business Unit leadership in its management of...work experience and training + Experience in compliance and operational risk mitigation and remediation + Strong… more
- City National Bank (Charlotte, NC)
- …Manager Lead will contribute to the ongoing review and monitoring of operational risk programs executed by the business and corporate units including Risk ... framework, policies and procedures. + Work with Business Unit management on the follow-up of outstanding operational risk issues. + Work with the Manager… more