- EverBank (Charlotte, NC)
- ** Enterprise Compliance Officer ** The Enterprise Compliance Officer implements planning for enterprise compliance programs in order to ... identifies opportunities to improve the communication, monitoring, and/or enforcement of enterprise compliance programs and recommends relevant revisions of… more
- TIAA (Charlotte, NC)
- …11PL The Enterprise Senior Compliance Officer supports the SMD Enterprise Compliance Officer to help drive global Compliance strategic ... and compliance throughout the organization. + Supports the SMD, Enterprise Compliance Officer with strategic initiatives, including but not limited to,… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought ... ERM Leadership teams. There is the expectation that the Enterprise Strategic Risk Officer will often need... Issues Management - Security and Intelligence Operations - Compliance and Enterprise Redress - Enterprise… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to support CSBB Compliance engagement in Customer Remediations, Customer Redress and ... this role, you will:** + BACO responsible for coordinating all Business Aligned Compliance Officer Engagement for Customer Remediations. + Identify new Customer… more
- Randstad US (Charlotte, NC)
- compliance officer - auto lending. + charlotte , north carolina + posted 7 days ago **job details** summary + $63.75 - $68.75 per hour + contract + bachelor ... Knowledge and understanding of the Risk Control Self-Assessment (RCSA) process. + Compliance , Operational, or Enterprise Risk program execution or program… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Senior Compliance Officer is responsible for conducting and directing compliance ... compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance ...activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework. **LOCATION:**… more
- Truist (Charlotte, NC)
- …Letter reviews) and completion of questionnaires (ie Privacy, BSA/AML) to reasonably ensure compliance with the Enterprise Compliance Management Policy and ... review the following job description:** Responsible for conducting and directing compliance risk oversight and Regulatory and Investor Change Management impact… more
- Truist (Charlotte, NC)
- …market manipulation. Executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and ... **Please review the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units such as… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The Enterprise Technology Senior Financial Officer III will serve as a ... strategic advisor to the Chief Information Officer ("CIO") providing decision support through financial forecasting and establishing financial performance metrics… more
- Bank of America (Charlotte, NC)
- Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New York, New York; Chicago, Illinois; Plano, Texas **Job Description:** At ... job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk...Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing… more
- Wells Fargo (Charlotte, NC)
- …today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support our Financial Crimes Operations utility (FCO) group. This position, ... relationships with a wide variety of senior leaders and enterprise partners across all business groups to help develop...more areas of risk including, Operational Risk, Technology or Compliance roles aligned to these groups + Experience in… more
- Truist (Charlotte, NC)
- …governance/quality control/third party continuity, and/or business intelligence & tools. Supports enterprise and business unit compliance with all federal ... call schedule in order to fulfill the requirements of the role. The Enterprise Incident Management team coordinates and manages Truist's response to major incidents… more
- Wells Fargo (Charlotte, NC)
- …Wells Fargo is seeking an Executive Director, Operational Risk Senior Lead Officer , in the Technology and Information Security Risk Management (TISRM) group within ... to oversee technology and information security risks and controls for the enterprise . Our ideal candidate has a background in software engineering/testing and risk… more
- Wells Fargo (Charlotte, NC)
- …today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer for Branded Cards and Card Capabilities. Primary focus of this role includes: ... Units - RAU) throughout RCSA execution and annual refreshes. + Support enterprise wide/Consumer Lending risk programs applicable to the Cards business + Communicate… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support risk execution initiatives in the Corporate & Investment Banking (CIB) ... of metrics and supporting observations. Partner with CLM Leaders, Compliance , Operational Risk Business Oversight, Regional Control representatives to ensure… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer in the Auto Operations Control team. This team supports the Auto Operations group ... experience, education **Desired Qualifications:** + Knowledge of operational risk and compliance framework, primarily in the banking industry and its related… more
- Wells Fargo (Charlotte, NC)
- …**About this role:** Wells Fargo is seeking a Lead Control Management Officer to join our Wealth and Investment Management (WIM) Control Team. This ... changes such as new business initiatives, product change, regulatory change, and/or enterprise policy change. + Facilitate end to end issues management for… more
- Wells Fargo (Charlotte, NC)
- …Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join its Cloud Control Management team. This First Line of Defense team ... experience, education + 4+ years of experience supporting an enterprise technology function (ie, Infrastructure, Architecture, Software Engineering, or within… more
- Truist (Charlotte, NC)
- …identification, mitigation, monitoring and reporting of operational, technology, and compliance related risks within Enterprise Technology. 2. Communicate ... Business Unit Technology areas. Develop trusted advisor relationship with Enterprise Technology leaders in assigned oversight areas, provide credible challenge… more
- PNC (Charlotte, NC)
- …have an opportunity to contribute to the company's success. As a Mortgage Loan Officer within PNC's Mortgage organization, you will be based in North Carolina. This ... solutions and refers products and services; reviews documentation to ensure compliance . Manages customer pipeline for efficiency. + Collaborates with internal and… more