- TD Bank (Charlotte, NC)
- …guidance and works closely with various stakeholders and team members as required. The Financial Controls team is a newly established function within the AMCB ... objective is to proactively manage, monitor, and enhance the effectiveness of financial controls , ensuring accuracy, compliance, and risk mitigation across the… more
- TD Bank (Charlotte, NC)
- …team. The successful candidate will have a strong background in IT Audit, regulatory assurance testing, and control effectiveness testing. You will be ... responsible for ensuring our organization's adherence to regulatory requirements, identifying potential risks, and ensuring ...effective in mitigating risk. **Depth & Scope:** + Performs Regulatory Assurance and Quality Control reviews of… more
- Truist (Charlotte, NC)
- …laws, rules, regulations, and risk management standards (eg, Federal Financial Institutions Examination Council (FFIEC), Control Objectives for ... a Senior role and key contributor to the Truist second line-of-defense (LoD2) Regulatory reporting and data testing team (RDT) team reporting to the Enterprise Data… more
- First Horizon Bank (Charlotte, NC)
- …site in Memphis, TN or Charlotte, NC. **Summary:** The Business Risk and Controls Manager supports the Marketing and Product Management organization. This role ... defense and is responsible for managing the risk and control framework for product and marketing within the bank....ensure the bank's safety, soundness, and adherence to all regulatory requirements. The role works directly with the second… more
- TD Bank (Charlotte, NC)
- …typically oversees standards, controls and operating methods that have significant regulatory , financial and operational impact within the context of their ... operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical… more
- Truist (Charlotte, NC)
- …changes, regulatory requirements and business environment which may impact controls within the regulatory reporting production framework. 2. Participate/lead ... and testing for specific risk programs. 5. Foster relationships between Senior Financial Management leaders, peers, the regulatory reporting production team and… more
- Huntington National Bank (Charlotte, NC)
- … position is a highly visible and impactful position working on Huntington's regulatory financial filings. The primary responsibility will be to work across ... the regulatory reporting process and execution of appropriate review controls . . Identifies, articulates, and coordinates regulatory reporting issues with… more
- Huntington National Bank (Charlotte, NC)
- … Reporting Capital Manager position is a highly visible and impactful financial reporting position working on Huntington's regulatory filings with a focus on ... for the regulatory reporting process and execution of appropriate review controls . . Identifies, articulates and coordinates regulatory reporting issues with… more
- TD Bank (Charlotte, NC)
- …of experience **Preferred Qualifications:** + 12+ years of experience in financial contingency planning, liquidity/capital management, regulatory , risk, legal or ... in a financial institution. + 7+ years of experience in regulatory compliance, conducting regulatory change impact assessments and participating in industry… more
- TD Bank (Charlotte, NC)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... corporate and/or control functions and manages alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- TD Bank (Charlotte, NC)
- …and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory… more
- Bank of America (Charlotte, NC)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25044238) **Job Description:** At Bank of America,… more
- Bank of America (Charlotte, NC)
- Financial Crimes Manager - Crypto / Digital Assets Charlotte, North Carolina;Jacksonville, Florida; Dallas, Texas; Chicago, Illinois; Atlanta, Georgia **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Financial -Crimes- Manager Crypto Digital-Assets\_25032650-2) **Job Description:** At Bank… more
- Truist (Charlotte, NC)
- …training to business management, production teams and data providers on process, risks, controls , and control testing. 14. Assist production teams in defining ... and documenting business process inventory, including process maps with control points documented. Manage Regulatory Reporting Governance Senior Analysts and… more
- Bank of America (Charlotte, NC)
- …services industry, financial crimes, risk management, AML compliance, regulatory compliance, investigations, operational risk management, business controls , ... Global Financial Crimes Manager - Global Banking...role will be responsible for identifying and assessing inherent financial crimes risk and controls associated with… more
- City National Bank (Charlotte, NC)
- …a thorough understanding of CNB's Internal Controls Management Policy, control testing methodologies, and related regulatory and compliance standards. This ... understanding of CNB's Internal Controls Management Policy and Standards, control testing methodologies, and related regulatory and compliance standards,… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager - Economic Sanctions New...- Line of Business (LoB) - GFC + AML Regulatory Knowledge + Enhanced Due Diligence + Financial ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global- Financial -Crimes- Manager Economic-Sanctions\_25047263-2) **Job Description:** At Bank of… more
- Bank of America (Charlotte, NC)
- Sr. Regulatory Reporting Controller Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Sr- Regulatory -Reporting-Controller\_25029270-2) **Job Description:** At Bank of America, we are… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager - Economic Sanctions Charlotte, North Carolina;Dallas, Texas; Jacksonville, Florida; Plano, Texas **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Global- Financial -Crimes- Manager Economic-Sanctions\_25048049-2) **Job Description:** At Bank of… more
- Truist (Charlotte, NC)
- …1. RMA - Credit Risk Certification designation 2. Experience managing regulatory examinations 3. Experience in managing quality control functions ... review the following job description:** Lead a team supporting quality control functions and exam management coordination within Wholesale Banking. Responsible for… more