- Truist (Charlotte, NC)
- …a key role in the development, design, and launch of the newly formed Regulatory Capital Policy and Interpretation. Provide guidance to, among others, ... Front Office with respect to understanding, applying, and reporting Risk Weighted Assets (RWA) and Regulatory Capital . Act as first line RWA and Regulatory … more
- Truist (Charlotte, NC)
- …modeling and validation. Coordinate preparation and validation/approval of financial information provided to Internal/External/ Regulatory Reporting for ... additional constituencies, including Board of Directors, Investor Relations, and various regulatory agencies. 2. Senior Financial Manager role that coordinates… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader and subject matter ... Risk Oversight. Supports aligned ERM Program Managers and the Chief Strategic Risk Officer in the planning and execution of related risk oversight activities and… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... role:** Wells Fargo is seeking a **Senior Lead Compliance Officer ** in Corporate Risk as part of **Commercial Banking...within Commercial Banking Products Group and Client Strategy & Capital Management that also rely on the BHCA, MBA,… more
- Wells Fargo (Charlotte, NC)
- …military experience, education **Desired Qualifications:** + Experience testing broker-dealer financial regulatory reporting requirements + Knowledge of recovery ... regulatory , or advisory/consulting service + Exposure to bank financial reporting requirements, such as familiarity with legal entity accounting, Broker-dealer… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... **About this role:** This Senior Lead Compliance Officer position will provide IRM coverage of FINRA...+ Develop, oversee, train, and provide expert business and regulatory compliance advice. Provide independent credible challenge of business… more
- Bank of America (Charlotte, NC)
- …**Required Qualifications:** + 5 + yrs of Corporate Credit and/or Investment Banking/ Capital Markets Experience + Advanced financial analysis of public, private ... Credit Risk Officer -Corp/Comm-Leveraged Finance US Charlotte, North Carolina;New York, New...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- Truist (Charlotte, NC)
- …product lines to provide significant strategic recommendations to the Chief Risk Officer , Executive Management and the Risk Committee of the Boards. Engage across ... Responsible for second line of defense independent oversight function for Capital Planning. Manage team which performs data quality assessments. The principal… more
- Bank of America (Charlotte, NC)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided ... by a common purpose to help make financial lives better through the power of every connection....Problem Assets, some limit approval authority and reporting of capital markets credit risk. The Counterparty Credit Risk Specialist… more
- City National Bank (Charlotte, NC)
- **CREDIT RISK REVIEW OFFICER RETAIL CREDIT RISK 2LOD** **WHAT IS THE OPPORTUNITY?** Responsible for ensuring the accuracy, completeness, and compliance of the ... a strong understanding of mortgage and HELOC processes, compliance and regulatory lending requirements, attention to detail, and excellent analytical skills. **WHAT… more
- Truist (Charlotte, NC)
- …2. 12 years of experience in lending and/or credit experience 3. Widespread financial credit risk and regulatory knowledge 4. Solid accounting/ financial ... and guidance through individual loan authority as delegated by the Senior Credit Officer 2. Serve as a risk approver for wholesale lending or specialty lines… more
- Truist (Charlotte, NC)
- …in risk management 4. Knowledge/experience of best practices and current regulatory environment and associated expectations within the financial services ... to develop and support Truist's wholesale loss forecasting models used for capital planning (CCAR), loan loss allowance (CECL) and other business loss forecasts.… more
- TIAA (Charlotte, NC)
- …experience and an overall feel for the company and the financial services industry by attending meetings, delivering presentations, exploring business-specific ... to work in the follow business areas: Technology, Asset Management, Financial Analysis/Accounting, Audit, Risk and Compliance, Human Resources and Advice and… more
- Bank of America (Charlotte, NC)
- …+ Business Process Analysis + Written Communications **Business Unit Overview:** Chief Financial Officer Compliance and Operational Risk (CFO COR) seeks to ... capital , liquidity and earnings risks and publishing its financial statements, as well as providing financial ...+ Monitors the regulatory environment to identify regulatory changes applicable to Capital and Liquidity… more
- Truist (Charlotte, NC)
- …3. Prior experience with risk identification and/or risk aggregation at a large financial institution 4. Prior experience with capital stress testing or other ... Business Unit Leadership, Governance & Control Leadership, Business Unit Chief Risk Officer Leadership, Risk Program Owners, Chief Risk Officer , Management… more
- Bank of America (Charlotte, NC)
- …securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also bring together a holistic point of ... are guided by a common purpose to help make financial lives better through the power of every connection....risk appetite and risk limits identified, as well as regulatory requirements, as applicable + Provides oversight of risk… more
- Insight Global (Fort Mill, SC)
- …line of business capital allocations, funds transfer pricing, and financial and regulatory reporting among others. Additionally, Enterprise Finance ... FRM team is led by the Finance Chief Risk Officer , reporting directly to the Companys Chief Risk ...the following: o Liquidity o Balance Sheet Management o Capital Adequacy o Financial Forecasting SQL experience… more
- Truist (Charlotte, NC)
- …alignment with the firm's risk appetite and the assigned business unit's strategic & financial plan. Possess the capabilities to serve as a proxy for the Governance ... and Controls Officer with senior leadership, committee presentations, audit, or regulators....support and oversight for change activities (both business and regulatory change). 6. Provide oversight and support for open… more
- Bank of America (Charlotte, NC)
- …securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also bring together a holistic point of ... are guided by a common purpose to help make financial lives better through the power of every connection....the activities and processes associated with managing the Company's capital , liquidity and earnings risks, including the market/price risk… more
- Wells Fargo (Charlotte, NC)
- …scalability, and speed. **Finance Technology** is responsible for providing the Chief Financial Officer with technology strategy, development, and delivery of ... employees + 5+ years of experience in Corporate Treasury, Balance Sheet Management, Financial Capital and Liquidity Forecasting, and Analytics functions + 5+… more