• GCO Regional Supervisor-FINRA *Series 4, 7,…

    Truist (Charlotte, NC)
    …and other items that impact the department and our processes. + Work alongside the GCO Risk Program Execution team in executing and supporting all risk ... Group (CSG) leadership, while maintaining a focus on mitigating risk for the firm from financial, reputation and regulatory...current firm policy. + Serve as Principal reviewer of Advisor created marketing material and retail communications… more
    Truist (10/26/24)
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