- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Independent Testing Specialist in Independent Testing & Validation (IT&V) as part of Corporate Risk. ... areas and lines of business at wellsfargojobs.com . The Independent Testing & Validation team is responsible... Regulatory Reporting Incremental Compliance (RRIC) team within Independent Testing & Validation. RRIC is a… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist . This role aligns to the Corporate Risk organization, supporting the ... Independent Testing and Validation (IT&V) Team, specifically...work experience, training, military experience, education **Desired Qualifications:** + Testing , Audit, regulatory and risk management experience… more
- Bank of America (Charlotte, NC)
- Quality Assurance Specialist for Global Regulatory Reporting - US Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... corporate standards, assisting in conducting execution of risk framework activities including independent monitoring and testing of controls and risk management… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist . This role aligns to the Corporate Risk organization, supporting the ... Independent Testing and Validation (IT&V) Team, specifically...requirements in financial industry. + Specialized knowledge or prior regulatory compliance testing or review experience. +… more
- Bank of America (Charlotte, NC)
- … changes applicable to area(s) of coverage and maintains a comprehensive regulatory inventory **Skills:** + Monitoring, Surveillance, and Testing + Process ... COR Specialist is responsible for executing activities to provide independent compliance and operational risk oversight of the firm's Treasury organization,… more
- Bank of America (Charlotte, NC)
- …and targeted assessments + Reviewing results of tests executed by the Enterprise Independent Testing team. + Assessing additional training needs relating to NFRR ... Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North Carolina **Job Description:** At...reporting and documentation + Engages in activities to provide independent compliance and operational risk oversight of Front Line… more
- Bank of America (Charlotte, NC)
- …management. Serve as subject matter expert for and/or lead risk-based and regulatory examinations. Credit Review provides an independent assessment of credit ... management, the Board of Directors or committee thereof, external auditors and regulatory agencies. The Portfolio Specialist works together with the Credit… more
- Bank of America (Charlotte, NC)
- …Test Automation team is responsible for developing Regulatory Risk and Compliance testing Automation and this specialist will be required to understand test ... a difference. Join us! **Team Overview** Global Risk Analytics (GRA) and Enterprise Independent Testing (EIT) are sub-lines of business within Global Risk… more
- Bank of America (Charlotte, NC)
- …place to identify, escalate and debate issues. **Skills:** + Monitoring, Surveillance, and Testing + Process Management + Regulatory Compliance + Reporting + ... Compliance and Operational Risk Specialist - Credit Risk Charlotte, North Carolina;Dallas, Texas;...Compliance and Operational Risk teams in order to provide independent compliance and operational risk oversight of Credit Risk… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Specialist - Control Room Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to ... and developing reporting and documentation + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control… more
- Bank of America (Charlotte, NC)
- Credit Review Senior Portfolio Specialist Charlotte, North Carolina;East Hartford, Connecticut; Dallas, Texas; Boston, Massachusetts; Chicago, Illinois; Providence, ... Description:** Through examinations and monitoring, Credit Review provides an independent assessment of the quality of credit decisioning, portfolio management,… more
- Bank of America (Charlotte, NC)
- …the implementation plan as needed + Contributes to risk coverage plans, executes independent risk monitoring, testing , and risk assessments + Supports with ... Global Financial Crimes Specialist Charlotte, North Carolina;Atlanta, Georgia; Phoenix, Arizona; Dallas,...appropriately **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist . This role is critical for the setup, ongoing support, and expansion of ... Operations. Some of the key responsibilities include: + The Senior Securities Operations Specialist will own the End to End of Workforce Management processes across… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Business Accountability Specialist as part of Commercial Banking Business Risk Execution Coverage. This individual will ... Required Disclosure Act (LMRDA). This role will participate in control testing by participating in walkthroughs and providing supporting documentation with program… more
- Bank of America (Charlotte, NC)
- …corporate standards, assisting in conducting execution of risk framework activities including independent monitoring and testing of controls and risk management ... Risk Management Sr Specialist Charlotte, North Carolina **Job Description:** Job Description...the regulator findings process through the lifecycle of a Regulatory Issue including assisting Regulator Issues Managers with activities… more
- Bank of America (Charlotte, NC)
- …corporate standards, assisting in conducting execution of risk framework activities including independent monitoring and testing of controls and risk management ... Risk Management Sr Specialist Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia;...Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift… more
- Bank of America (Charlotte, NC)
- …team members. Bank of America Corporate Audit and Credit Review (CACR) provides independent assessments of key processes and controls across the Company in support ... as well professional standards set forth by industry and regulatory institutions. Responsibilities include but are not limited to:...manner + Acts as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely… more
- Wells Fargo (Charlotte, NC)
- This position is not open to vendors, independent contractors or corp-to-corp hiring. This position requires on-site employment / hybrid work. Relocation assistance ... the quality of existing and new features through both manual and automated testing and use of continuous Integration techniques. + May oversee work performed by… more
- Truist (Charlotte, NC)
- …policy and procedures. This may include, but is not limited to, regulatory filings (eg Currency Transaction Reporting (CTR), Suspicious Activity Report (SAR), CTR ... for next steps. Prepare written analysis of research findings and make independent recommendations to maintain or exit the relationship as warranted. 4. Perform… more
- Bank of America (Charlotte, NC)
- …training, communications, guidance, monitoring scenario development/enhancement input and testing , or law enforcement liaison responsibilities in an investigative ... associate to manager + Demonstrated strong leadership and coaching skills + Independent worker and self-motivated + Excellent organizational skills + Strong verbal… more