- Wells Fargo (Charlotte, NC)
- …senior management on significant initiatives to improve risk management and internal controls + Excellent verbal, written, and interpersonal communication ... **About this role:** Wells Fargo is seeking a ** Senior Lead Compliance Officer ** to serve as a **Business Aligned Compliance Officer (BACO)** for **Credit… more
- City National Bank (Charlotte, NC)
- *CREDIT RISK REVIEW OFFICER SENIOR CREDIT RISK 2LOD* WHAT IS THE OPPORTUNITY? The Credit Risk Review Officer Senior - Credit Administration will support ... and regulatory standards. This position also serves as an internal advisor to 2LODs to identify, recommend and effect...Evaluates Credit Policies/Credit Process and assures that proper credit controls are in place to fully satisfy safety and… more
- TIAA (Charlotte, NC)
- **Enterprise Sr Compliance Officer ** The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance Chief Compliance ... Requirements** + Physical Requirements: Sedentary Work **Career Level** 11PL The Enterprise Senior Compliance Officer supports the SMD Enterprise Compliance … more
- Truist (Charlotte, NC)
- …Coordinate preparation and validation/approval of financial information provided to Internal /External/Regulatory Reporting for use in 10-Q/10-K, Call Reports, Y-9C ... Finance division to ensure integrity of the financials and ensure sound controls and procedures. + Support reporting and analysis for additional constituencies,… more
- Fifth Third Bank, NA (Charlotte, NC)
- …effectively interact and communicate with all levels of staff, including internal executive-level leadership, outside Directors, senior -level business partners, ... a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures for Fifth… more
- TEKsystems (Charlotte, NC)
- …the execution of RCSA refreshes and ensuring compliance requirements are aligned correctly to controls . + Senior Leads will serve as the first point of ... About this role: + Senior Lead Compliance Officers will support Auto Lending...many state laws that are still being aligned to controls . Seasoned resources will be needed to help exercise… more
- TEKsystems (Charlotte, NC)
- …of RCSA refreshes and ensuring compliance requirements are aligned correctly to controls . + Leads will be aligned to specific processes/Risk Assessable Units (RAUs) ... to ensure they are able to provide thorough documentation while interacting with senior business leaders to get the information they need to fully understand… more
- Truist (Charlotte, NC)
- …Basel 3 regulatory capital rules. Contribute to regulator exams and both internal and external audit. Monitor assigned activities for compliance with established ... strategies and/or ideas; analyze alternatives and present recommendations to senior leadership. Provide financial analysis for projects/initiatives with potential… more
- Truist (Charlotte, NC)
- …strategies and/or ideas; analyze alternatives and present recommendations to senior leadership. Provide financial analysis for projects/initiatives with potential ... analyze summary results and trends for inclusion in various reports to Senior and/or Executive Leadership. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Business Execution Senior Managers in Corporate Credit Risk Management. This position will be responsible for ... complexity and visibility. + Manage the overall governance and controls framework for certain Credit Risk processes + Ensure... framework is fit for purpose for Chief Credit Officer verticals, specifically the RCSA and monitoring framework +… more
- Truist (Charlotte, NC)
- …Management and Governance established policies, standards, and procedures. Ensures data controls are implemented and maintained to effectively support the execution ... to Data Privacy Group - collaborate with Chief Privacy Officer and team. c. Review data requirements to enable...as with corporate ethical standards. 6. Data Sharing, Access Control and Data Transfer: a. Define Data Privacy rules… more
- Deloitte (Charlotte, NC)
- …of software modifications (in concert with product development). + Emphasis on internal controls , continual process improvement, automation, and training of ... Senior Manager - Financial Reporting Oversees the management...Oversees the management of personnel, systems, processes and relevant controls to support the financial reporting for the US… more
- Lowe's (Charlotte, NC)
- …are compliant to external regulations such as SOX, PCI, etc. as well as internal controls established by the GRC group. **Minimum Qualifications** * Bachelor's ... bonuses, and education assistance. **About the Role** As a Senior Director of Governance, Risk, and Compliance, you will...** * Works closely with the Chief Information Security Officer (CISO), IT, and Business Executives, to create and… more
- Truist (Charlotte, NC)
- …explanation of changes and identification of trends for use in discussions with the Senior Financial Officer (SFO) and other members of Senior Leadership. ... to ensure integrity of the financials and ensures sound controls and procedures. + Supports reporting and analysis for...initiatives. + Interpret and summarize results and trends for Senior Leadership. + Applies knowledge of best practices derived… more
- KPMG (Charlotte, NC)
- **Business Title:** Senior Director, AI and Data Governance **Requisition Number:** 118681 - 51 **Function:** Advisory **Area of Interest:** **State:** NC **City:** ... are, join our team. KPMG is currently seeking a Senior Director, AI and Data Governance to join our...the Advisory Data Office, led by the Chief Data Officer . + Ownership of advisory data risk register including… more
- Deloitte (Charlotte, NC)
- …Certifications: + US Customhouse Broker's License + CUSECO (Certified US Export Control Officer ) + Where applicable, non-US citizen qualifying credentials: + ... world in our world! What you'll do As a Senior Consultant on our Global Trade Advisory team, you...the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post… more
- Truist (Charlotte, NC)
- …provides analytical support assigned to Portfolio Managers within the Senior Care banking segment, including analyzing financial statements and projections, ... data accuracy in the portfolio. 10% 6. Span of Control (include # direct reports): Span of control...Risk Managers, Credit Review partners, Clients, Technology, and other internal and external audit and examiner functions. 7. Decision-Making… more
- Truist (Charlotte, NC)
- …financial close, monthly forecasting and annual financial planning processes. + Work with Senior Financial Officer (SFO) and business unit (BU) partners to ... to ensure integrity of the financials and ensures sound controls and procedures. + Supports reporting and analysis for...identification of trends for use in discussions with the Senior Financial Officer (SFO) and other members… more
- Bank of America (Charlotte, NC)
- …may engage in the following processes to evaluate and assess FLU/CF controls , sanctions-specific second line functions and controls , and residual risks ... sanctions regulations and laws (OFAC, UN, EU, UK etc.), internal sanctions screening processes, and the ability to apply...concerns + Ability to have discussions and communicate with senior band 3 executives, respond to auditors and regulators,… more
- Dentsply Sirona (Charlotte, NC)
- …drive innovation. **Make a difference** -by helping improve oral health worldwide. The Senior Manager of External Reporting will play a leading role in the quarterly ... This is a critical position in the Chief Accounting Officer 's organization and is tasked with supporting the businesses...of the external audit and execution of key reporting controls to ensure Company compliance with SOX standards. +… more