• Issues Management Lead

    Comerica (Charlotte, NC)
    BRCO Issue Management Lead The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding the business to identify and understand risk exposures ... the risk management lifecycle. The BRCO Issue Management Lead for the Line of Business...responsible for ensuring 1LOD adherence and alignment to the Issues Management policy. Owns first line execution… more
    Comerica (10/23/24)
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  • Media Relations Lead , Wealth

    Wells Fargo (Charlotte, NC)
    …this role:** This position will execute media relations as part of the larger Wealth & Investment Management (WIM) media program. The successful applicant will ... and does not offer relocation assistance. The Wells Fargo job profile is ** Lead Communications Consultant** . **In this role, you will:** + Develop and implement… more
    Wells Fargo (10/31/24)
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  • Tax Senior Manager - Invest Management

    Deloitte (Charlotte, NC)
    …charitable pursuits, and closely-held business concerns, while providing solutions to complex tax issues ? Do you not only know what AGI & DNI are but actually ... to talk about a career with Deloitte's growing Private Wealth practice! What you'll do As a Tax Senior...work papers and tax returns, as well prepare and lead client meetings on compliance and consulting projects related… more
    Deloitte (11/14/24)
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  • Wealth Advisor III

    Truist (Charlotte, NC)
    …firm place in the community in order to provide confident and comprehensive wealth management advice and solutions. Utilize objective and sound personal ... the corporation. * Uses advanced credit knowledge to help lead the conversation and advice delivery model with clients...* 8 or more years of sales and client management experience in Wealth Management more
    Truist (10/04/24)
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  • Chief Compliance Officer - Fifth Third…

    Fifth Third Bank, NA (Charlotte, NC)
    Management , management of the Registered Investment Advisers and the Wealth and Asset Management Division business leaders to ensure the implementation ... of Registered Investment Adviser's recommended corrective actions to the issues or gaps identified. + Develop and report findings...and discussions with senior level managers to understand the Wealth and Asset Management business. + Work… more
    Fifth Third Bank, NA (10/17/24)
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  • Wealth Credit Portfolio Manager

    Truist (Charlotte, NC)
    …exposure for the most complex and largest credit relationships for Truist Wealth . Oversees sound portfolio management activities on assigned loan portfolio ... for the most complex deals and largest credit relationships for Truist Wealth clients, in partnership with cross-functional partners such as internal legal and/or… more
    Truist (09/11/24)
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  • Audit Senior Director - Wealth & Advisory

    Truist (Charlotte, NC)
    …the development of a comprehensive, dynamic audit plan spanning the Wealth business, including advisory, brokerage/investment management , lending, fiduciary and ... progressive audit, risk or examiner experience within financial services wealth businesses; including advisory, brokerage/investment management , lending,… more
    Truist (11/05/24)
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  • Sr Internal Auditor - Wealth

    Truist (Charlotte, NC)
    …achievement of goals and objectives 6. Present and effectively communicate identified audit issues to Management and the Engagement Manager. 7. Develop advanced ... make value-added recommendations. On occasion, the Truist Senior Internal Auditor may lead segments or primary elements of smaller audits or special reviews.… more
    Truist (09/26/24)
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  • Sr Audit Manager - Wealth

    Truist (Charlotte, NC)
    …areas of financial services and assists in line of business relationship management and risk monitoring. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a ... higher risk projects that may be enterprise-wide in scope. Lead planning, scoping, and development of the audit test...a technical or specialized field. 5. Leverage strong risk management knowledge to assess relevance of audit findings, potential… more
    Truist (11/13/24)
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  • LOB Strategic Execution and Business…

    Truist (Charlotte, NC)
    …& Investment Banking, Wealth , etc.). The LOB Strategic Execution and Business Management Lead will support the LOB leadership team around strategy, key ... Lead 2. Mid Corporate Strategic Execution and Business Management Lead 3. Wealth Strategic...and building an inclusive culture 9. Ability to articulate issues , risks, and proposed solutions to various levels of… more
    Truist (11/07/24)
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  • Lead Control Management Officer

    Wells Fargo (Charlotte, NC)
    …**About this role:** Wells Fargo is seeking a Lead Control Management Officer to join our Wealth and Investment Management ... provide guidance in developing and implementing risk-mitigating strategies + Lead Control Management project or virtual teams...and/or enterprise policy change. + Facilitate end to end issues management for functional areas within the… more
    Wells Fargo (11/14/24)
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  • Lead Software Engineer- Full Stack

    Wells Fargo (Charlotte, NC)
    …Fargo is seeking a dynamic Lead Software Engineer to join the Portfolio Management Platform (PMP) team within WIMT ( Wealth and Investment Management ... team, and external industry groups to resolve complex technical issues and achieve goals. + Lead projects,...using Oracle DB **Desired Qualifications:** + Prior experience in Wealth management and /or Portfolio Management more
    Wells Fargo (11/07/24)
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  • Lead Software Engineer- Java

    Wells Fargo (Charlotte, NC)
    …to deliver the core framework application for the Wealth and Investment Management business. + Lead the design and review of the application including ... Engineer to join the Advisor Gateway development organization in Wealth and Investment Management Technology (WIMT). You...and risk mitigation. + Collaborate with platform support on issues and operations of the application. + Lead more
    Wells Fargo (11/15/24)
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  • Advisory Financial Services Risk Management

    Deloitte (Charlotte, NC)
    …consumer or corporate banking, investment banking or capital markets, investment management , wealth management , trust company, insurance provider, ... by financial services clients across sectors, including banking, capital markets, retail wealth management , investment management , and insurance. The unique… more
    Deloitte (09/26/24)
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  • Wholesale Teammate Enablement Lead

    Truist (Charlotte, NC)
    …including commercial banking, commercial real estate, corporate & investment banking, and wealth management * Proven ability to cultivate strong relationships ... banking, commercial real estate, corporate & investment banking, and wealth management * Strong critical thinking skills...and building an inclusive culture * Ability to articulate issues , risks, and proposed solutions to various levels of… more
    Truist (11/07/24)
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  • Wholesale Business Execution Lead

    Truist (Charlotte, NC)
    …the business", inclusive of risk-adjacent activities such as change execution governance, issues management , quality assurance and audit and exam management ... commercial banking, commercial real estate, corporate & investment banking, and wealth management 7. Demonstrated experience fostering strong partnership,… more
    Truist (11/07/24)
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  • Fiduciary Director

    Truist (Charlotte, NC)
    …is responsible for the partnership engagement with a number of areas within Wealth , including but not limited to Wealth Markets, Fiduciary Practice, Risk, ... and applicable state laws for their Center location in alignment with Wealth 's segmentation strategy. 2. Responsible for the oversight, coaching, development and… more
    Truist (10/23/24)
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  • Power, Utilities & Renewables Consulting Manager,…

    Deloitte (Charlotte, NC)
    …including Health Care & Life Sciences, Digital Banking & Payments, Investment & Wealth Management , Insurance, Telecom, Media and Energy & Resources. Our OTT ... practice is at the forefront of top trends and issues facing the ever-evolving power, utilities and renewable energy...generation. Work You'll Do As a Manager, you will lead and deliver small engagements, or components of large,… more
    Deloitte (10/23/24)
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  • Manager, Capital Markets

    KPMG (Charlotte, NC)
    …markets organization (Asset Management Firm/Investment Adviser, Broker Dealer, Wealth Management Firm, Swap Dealer, Securities-based Swap Dealer, Capital ... issues and recommendations to engagement leads and client management + Plan and execute client engagements focusing on...Markets or Asset/ Wealth Management Division of a Large Diversified… more
    KPMG (09/26/24)
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  • GCO Regional Supervisor-FINRA *Series 4, 7, 24,…

    Truist (Charlotte, NC)
    …holistic view of overall transaction and escalate complex matters to Team Lead , manager and/or Regional Sales Management . Review of Electronic ... dedicated localized supervisor for assigned group of high performing Wealth Brokerage advisor teams and primary point of contact...a retail broker/dealer to engage with advisors in the management of risks and controls as well as its… more
    Truist (10/26/24)
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