- Bank of America (Charlotte, NC)
- …building out actions plans and milestones. The Enterprise Credit (Commercial) Issues & Exam Management Business Control Manager will support the Line of ... Issues and Exam Management - Business Control Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose… more
- Wells Fargo (Charlotte, NC)
- …Commercial Trade Operations (GTO)** is currently seeking a **Global Trade Finance Risk & Issues Management Specialist** . This role has a strong focus on process ... Controls assessment (RCSA), Controls design, effectiveness & testing, issue management , audit and exam management ,...functional planning related to mitigation of current and emerging business risk issues and concerns. + Assess,… more
- Wells Fargo (Charlotte, NC)
- …by several shared function support teams through risk and issue governance, exam management , systems and technology support, capacity and site planning, ... partners to support the company in managing conduct-related issues . The team leads the Insider Threat and Conflicts...Management , Computer Science, Management and Risk Management or related business field **Job Expectations**… more
- Bank of America (Charlotte, NC)
- Senior Business Control Specialist Charlotte, North Carolina;Plano, Texas **Job Description:** At Bank of America, we are guided by a common purpose to help make ... internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF). Key responsibilities include providing… more
- Bank of America (Charlotte, NC)
- Senior Risk & Business Control Specialist Charlotte, North Carolina;Jacksonville, Florida **Job Description:** At Bank of America, we are guided by a common purpose ... internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF). Key responsibilities include providing… more
- Truist (Charlotte, NC)
- …and governance and results aggregation and summarization). 4. Advise senior management on prioritization and effective implementation through clear guidance on ... of downstream impacts and risks, escalation and effective challenge of project issues , and mitigation recommendations. 5. Lead key elements of Truist's capital… more
- Fujitsu (Charlotte, NC)
- …deliver multi-cloud solutions on the Salesforce Platform that deliver the optimal business value for the customer. This includes the assessing viable solution ... to clients, formulating, and presenting solution options to various levels of management , perform fit-gap analysis of customers current state with industry &… more
- Bank of America (Charlotte, NC)
- …include leading examinations as an Examiner-in-Charge or Assistant Examiner-in-Charge, issues management , andperforming and reviewing transactional testing of ... plans for new examiners + Provide periodic updates to business heads and executive management , including communication..., including communication of examination and monitoring results, new issues and emerging risks + Issue management ,… more
- Truist (Charlotte, NC)
- …risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management ). 3. Assist business line leadership with ... change from time to time. 1. Engage in risk management activities with the line of business ,...governance & reporting team for all audit and regulatory exam engagements. 8. Communicate with assigned business … more
- Bank of America (Charlotte, NC)
- …engagement and enterprise-wide standards. This includes assisting with the management of regulatory examinations, inquiries and meetings. Additional responsibilities ... Relations GRR and Front Line Unit / Control Function FLU/CF during the management of exams, inquiries and other regulatory matters in accordance with enterprise-wide… more
- TD Bank (Charlotte, NC)
- …+ Financial Services background **Customer Accountabilities:** + Works closely with business management on data modelling requests/activities to ensure alignment ... job-related knowledge, licensure and certifications, geographic location, and other specific business and organizational needs. As TD puts career development at the… more
- Bank of America (Charlotte, NC)
- …(AEIC), secondary reviews of transaction testing completed by other examiners and issues management . Manages field work capacity for exams to ensure ... plans for new examiners + Provide periodic updates to business heads and executive management , including communication..., including communication of examination and monitoring results, new issues and emerging risks + Issue management ,… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business :** Financial Crime Risk Management **Job Description:** The AML Financial Crime ... methodologies, policies, standards, procedures, awareness and specialized training, monitoring, management reporting and/or escalation of issues . This role… more
- Truist (Charlotte, NC)
- …as other Committees, as applicable. 10. Assist with Audit and Regulatory Exam management . 11. Assist in thematic review of issues to identify items that ... the regulatory reporting production teams on program requirements for regulatory changes, issues management , risk acceptances, key performance and key risk… more
- Deloitte (Charlotte, NC)
- …design, implement, and deploy solutions that are focused on "heart of the business " issues across client organizations. Using deep sector knowledge and program ... impact where you can help our clients solve their business challenges? Deloitte's Core Business Operations (CBO)...solutions. Work you'll do + Conduct reviews of medical exam documentation in accordance with established medical and legal… more
- Truist (Charlotte, NC)
- …risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management ). 3. Assist business line leadership with ... change from time to time. 1. Engage in risk management activities with the line of business ,...governance & reporting team for all audit and regulatory exam engagements. 8. Communicate with assigned business … more
- Bank of America (Charlotte, NC)
- …managing relationships with regulatory agencies and internal business management groups, and overseeing personnel issues . **Responsibilities:** + Drive ... communications, and chairing/managing executive routines. + Business Controls, Risk Management and Oversight including issue, audit and exam management… more
- Bank of America (Charlotte, NC)
- …of credit issues . Helps business partners balance their business strategy with appropriate risk management controls. Contributes to the development, ... application of risk based practices by defining scope, program, and review and exam procedures. Exercises judgment and influences senior business managers and… more
- TIAA (Charlotte, NC)
- …activities. This job may have the opportunity to work in the follow business areas: Technology, Asset Management , Financial Analysis/Accounting, Audit, Risk and ... Business Administration, Economics, Finance, Mathematics, Data Analytics, Risk Management , Statistics or similar degree programs + Internship experience is a… more
- Truist (Charlotte, NC)
- …legal requirements, quality assurance, policy and procedures oversight, control oversight, issues management , redress management , and change risk ... to optimize executional excellence and promote exceptional operational risk management . Maintain specialization and expertise in specific areas of...guide structure for build out and adherence to CFPB Exam Request for DFS & RAC Product Refunds and… more