- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support risk execution initiatives in the Corporate & Investment Banking ... business divisions at wellsfargojobs.com. **Required Qualifications:** + 5+ years of Risk Management or Control Management experience, or equivalent… more
- Wells Fargo (Charlotte, NC)
- …areas and lines of business at wellsfargojobs.com **About this role:** Wells Fargo is seeking a Lead Control Management Officer to conduct control ... provide guidance in developing and implementing risk-mitigating strategies + Lead Control Management project or virtual teams **Required Qualifications:**… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer within the Commercial Small Business Banking Control (CSBB) ... provide guidance in developing and implementing risk-mitigating strategies + Lead Control Management project or virtual teams **Required Qualifications:**… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer who will consult and provide guidance to branch banking and affluent ... personal accountability for achievement. **Required Qualifications:** + 5+ years of Risk Management or Control Management experience, or equivalent… more
- Wells Fargo (Charlotte, NC)
- …us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support our Financial Crimes ... group. This position, sitting within the Chief Operating Office's Control Management group, will partner with executive...to the relevant business group and enterprise function + Lead the strategy and resolution of highly complex current… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Sr. Lead Independent Testing Officer in Financial Crimes Independent Testing & Validation (IT&V) group within the ... validations. We currently have an opportunity on the TRACE team as a Senior Lead Independent Testing Officer to execute financial crimes reviews and issue… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Financial Crimes Independent Testing & Validation (IT&V) group within the ... Crimes Independent Testing and Validation (IT&V) Targeted Risk and Control Evaluation (TRACE) team within Corporate Risk enterprise independent...have an opportunity on the TRACE team as a Lead Independent Testing Officer to execute financial… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Lead Compliance Officer ** in Corporate Risk as part of **Commercial Banking Compliance.** Learn more about ... and business divisions at wellsfargojobs.com . As the Senior Lead Compliance Officer , you will be responsible...Commercial Banking Products Group and Client Strategy & Capital Management that also rely on the BHCA, MBA, or… more
- Wells Fargo (Charlotte, NC)
- …solid understanding of risk management framework and the risk and control environment that influence and lead enterprise testing to meet deliverables ... **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer within the Independent Testing & Validation (IT&V) group as part of Corporate… more
- Wells Fargo (Charlotte, NC)
- …CSBB CRO initiatives or advancement of the Wells Fargo CRO execution model. The Senior Lead Enterprise Risk Officer will report directly to the CRO for Consumer ... The individual will leverage their experience and knowledge of risk management , business functions, products, and services to provide independent, holistic risk… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Operational Risk Management as part of the Consumer Lending Operational ... including the critical elements of Risk Governance, the Risk Management Lifecycle (plan, identify and assess, control ,...Risk Management Lifecycle (plan, identify and assess, control , monitor and report, and test and validate), and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** The Independent Testing and Validation Team is seeking a Lead Independent Testing Officer to support the Corporate and Investment Banking ... retrieve data from various information systems. + Strong experience in risk management (includes control testing, operational risk assessments, internal audit,… more
- Wells Fargo (Charlotte, NC)
- …Independent Testing and Validation Team supporting Finance coverage is seeking a Senior Lead Independent Testing Officer with subject matter expertise to support ... regulatory compliance for multiple reviews at once, covering complex risk and control topics. + Leads complex, cross-functional regulatory and audit exams within… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Credit Risk Officer in the Small Business Card Risk CRO Organization and will leverage their knowledge and ... experience of customer life-cycle risk management , risk models, agile execution, risk oversight and optimization to develop, enhance, and oversee implementation of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer on the Credit Card Compliance Team as part of Consumer Lending Compliance Team. Learn more ... managing regulatory change + Report findings and make recommendations to management and appropriate committees + Identify and recommend opportunities for process… more
- Wells Fargo (Charlotte, NC)
- **About this role:** This Senior Lead Compliance Officer position will provide IRM coverage of FINRA licensed bankers in Corporate and Investment Banking (CIB), ... issues. + Identify and recommend opportunities for process improvements and risk control development. + Report findings and make recommendations on Compliance Risk… more
- Truist (Charlotte, NC)
- …to influence the industry build of the tech risk functions; 4. Targeted control testing- lead execution of independent second line testing / evaluations ... maintain effective channels of communication with other BU CROs, control functions, Senior Business Unit (BU) management ,...management , as well as regulatory agencies; 14. Talent Management - Lead , manage and develop teammates… more
- Wells Fargo (Charlotte, NC)
- …The individual will leverage their experience and knowledge of risk management , business functions, products, and services to provide independent, holistic risk ... encompass several areas of the organization **In this role, you will:** + Lead complex customer remediation testing engagements. + Testing SME with considerable risk… more
- Truist (Charlotte, NC)
- …Governance and Controls Office (GCO) Leadership, Business Unit Chief Risk Officer (BUCRO) Leadership, RTOs, RPOs, Working Groups, Management Committees ... review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader...- Enterprise Complaints Governance & Oversight - Risk and Control Self-Assessment (RCSA) - Capital Risk Management … more
- City National Bank (Charlotte, NC)
- **BSA/AML OFFICER - WEALTH MANAGEMENT SUBSIDIARIES** **WHAT IS THE OPPORTUNITY?** This role acts as the designated Bank Secrecy Act AML Officer ("AML ... + Lead assigned AML/BSA Team with responsibility for Wealth Management Subsidiaries. + Regular review of major AML enforcement actions, public statements… more