- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support risk execution initiatives in the Corporate & Investment Banking ... business divisions at wellsfargojobs.com. **Required Qualifications:** + 5+ years of Risk Management or Control Management experience, or equivalent… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Lead Control Management Officer within the Commercial Banking Control organization. This role is responsible for supporting ... business on day-to-day activities and routines to ensure successful execution and control management on issues; manage routines, address challenges, and track… more
- Wells Fargo (Charlotte, NC)
- …us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support our Financial Crimes ... group. This position, sitting within the Chief Operating Office's Control Management group, will partner with executive...to the relevant business group and enterprise function + Lead the strategy and resolution of highly complex current… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Lead Compliance Officer ** in Corporate Risk as part of **Commercial Banking Compliance.** Learn more about ... and business divisions at wellsfargojobs.com . As the Senior Lead Compliance Officer , you will be responsible...Commercial Banking Products Group and Client Strategy & Capital Management that also rely on the BHCA, MBA, or… more
- Wells Fargo (Charlotte, NC)
- …solid understanding of risk management framework and the risk and control environment that influence and lead enterprise testing to meet deliverables ... **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer within the Independent Testing & Validation (IT&V) group as part of Corporate… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Operational Risk Management as part of the Consumer Lending Operational ... including the critical elements of Risk Governance, the Risk Management Lifecycle (plan, identify and assess, control ,...Risk Management Lifecycle (plan, identify and assess, control , monitor and report, and test and validate), and… more
- Wells Fargo (Charlotte, NC)
- …Independent Testing and Validation Team supporting Finance coverage is seeking a Senior Lead Independent Testing Officer with subject matter expertise to support ... regulatory compliance for multiple reviews at once, covering complex risk and control topics. + Leads complex, cross-functional regulatory and audit exams within… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Credit Risk Officer in the Small Business Card Risk CRO Organization and will leverage their knowledge and ... experience of customer life-cycle risk management , risk models, agile execution, risk oversight and optimization to develop, enhance, and oversee implementation of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer on the Credit Card Compliance Team as part of Consumer Lending Compliance Team. Learn more ... managing regulatory change + Report findings and make recommendations to management and appropriate committees + Identify and recommend opportunities for process… more
- Wells Fargo (Charlotte, NC)
- **About this role:** This Senior Lead Compliance Officer position will provide IRM coverage of FINRA licensed bankers in Corporate and Investment Banking (CIB), ... issues. + Identify and recommend opportunities for process improvements and risk control development. + Report findings and make recommendations on Compliance Risk… more
- Truist (Charlotte, NC)
- …to influence the industry build of the tech risk functions; 4. Targeted control testing- lead execution of independent second line testing / evaluations ... maintain effective channels of communication with other BU CROs, control functions, Senior Business Unit (BU) management ,...management , as well as regulatory agencies; 14. Talent Management - Lead , manage and develop teammates… more
- Wells Fargo (Charlotte, NC)
- …The individual will leverage their experience and knowledge of risk management , business functions, products, and services to provide independent, holistic risk ... encompass several areas of the organization **In this role, you will:** + Lead complex customer remediation testing engagements. + Testing SME with considerable risk… more
- Truist (Charlotte, NC)
- …Governance and Controls Office (GCO) Leadership, Business Unit Chief Risk Officer (BUCRO) Leadership, RTOs, RPOs, Working Groups, Management Committees ... review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader...- Enterprise Complaints Governance & Oversight - Risk and Control Self-Assessment (RCSA) - Capital Risk Management … more
- City National Bank (Charlotte, NC)
- **BSA/AML OFFICER - WEALTH MANAGEMENT SUBSIDIARIES** **WHAT IS THE OPPORTUNITY?** This role acts as the designated Bank Secrecy Act AML Officer ("AML ... + Lead assigned AML/BSA Team with responsibility for Wealth Management Subsidiaries. + Regular review of major AML enforcement actions, public statements… more
- Truist (Charlotte, NC)
- …and product lines to provide significant strategic recommendations to the Chief Risk Officer , Executive Management and the Risk Committee of the Boards. Engage ... and BUCRO IIs are likely to have more risk management experience. Following is a summary of the essential...risk types. 5. Monitor the Business Unit risk and control framework for adequate design, documentation, and effectiveness in… more
- Bank of America (Charlotte, NC)
- Chief Operating Officer - Audit Charlotte, North Carolina;Stamford, Connecticut; Atlanta, Georgia; Boston, Massachusetts; Wilmington, Delaware; Providence, Rhode ... within Corporate Audit and executing on personnel, communication, and expense management activities. Key responsibilities include planning and developing the audit… more
- Dentsply Sirona (Charlotte, NC)
- …oral health worldwide. We are looking for an experienced and talented **Chief Accounting Officer (CAO)** to join our team. The CAO will be responsible for leading ... Strategies. + Manages the company's worldwide accounting activities, internal control processes, internal and external financial reporting, and accounting policies.… more
- Truist (Charlotte, NC)
- …of risks, key and emerging risks, and status of previously-identified risk and control issues. 5. Communicate with management and regulators with respect to ... of assigned business units and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance … more
- Truist (Charlotte, NC)
- …1st shift (United States of America) **Please review the following job description:** Lead the implementation and direct an effective compliance risk management ... 3. Developing sufficient internal controls to promote an effective compliance control environment 4. Performing periodic risk assessments of business and operational… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Business Execution Consultant to join the Legal Third Party Risk Management team. The team's overall primary ... security, and financial risk. We are seeking a dynamic individual to lead strategic initiatives critical to our organizational success. The ideal candidate will… more