- Citigroup (Charlotte, NC)
- The Non -Traded Market Risk (NTMR) Transformation team within the Treasury organization works closely with stakeholders to drive day to day progress on the ... + Participates in assessing and incorporating changing business, regulatory and market information needs into finance processes and applications + Strategic… more
- Citigroup (Charlotte, NC)
- The Non -Traded Market Risk (NTMR) Transformation team within the Treasury organization works closely with stakeholders to drive day to day progress on the ... NTMR Transformation book of work to ensure on-time delivery through well governed execution that addresses the root cause of challenges and advancement towards the NTMR Target State. The team collaborates with stakeholders across NTMR, Treasury Transformation,… more
- Principal Financial Group (Charlotte, NC)
- …with market data providers, competitive intelligence and benchmarking firms, fraud/ risk data and data brokers are strongly preferred for the Business ... strategy according to the total cost of ownership model, internal data and market intelligence + Manage large and complex projects to align with strategic… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units such as ... to detect issues of regulatory concern, inappropriate behavior and market manipulation. Executes compliance risk management activities...risk scenarios within the Fixed Income Sales & Trading business unit and/or functions. 4. Take lead of… more
- TIAA (Charlotte, NC)
- …maintaining (annual reviews) of enterprise-wide policies, including Codes of Ethics/Personal Trading , Material Non -Public Information (MNPI) and Insider ... key stakeholders in the development and execution of strategic and risk management priorities. **Key Responsibilities and Duties** + Executes strategic initiatives… more
- Bank of America (Charlotte, NC)
- …maintain all Client, Compliance and Regulatory Incoming and Outgoing Correspondence * Provide market and non - market action decisions. * Review and approval ... * Monitor accounts with large debit balances and short market values over $500,000 and coordinate approval with Credit...FSA's/CFSA's/SRM's * Monitor and review client accounts for potential risk with regard to mutual fund trading ,… more
- Wells Fargo (Charlotte, NC)
- …line of businesses. + Candidate will get opportunity to understand functioning of current trading and risk systems and get involved in building and supporting ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …team across multiple line of businesses + Learn and understand functioning of current trading and risk systems and get involved in building and supporting ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- Citigroup (Charlotte, NC)
- …between Trading Book and Banking Book exposures across different risk stripes * Prior experience implementing Basel RWA rules in large financial ... part of the RWA Integrity team and accountable for overall determination of Risk Weighted Assets and Supplementary Leverage Exposure for Counterparty Credit Risk … more
- Adecco US, Inc. (Charlotte, NC)
- …(CIG) primarily supports the Global Credit (GC) and Emerging Markets Trading (EM) businesses. Responsibilities for this **Credit Quality Analyst** position include ... Loan Documentation (Credit Agreements, Lender Presentations, Financials) + Drafting Non -Disclosure Agreements (NDAs) between the client and prospective investors +… more
- Principal Financial Group (Charlotte, NC)
- …leading all aspects of strategic sourcing for high complexity (dollar and risk ) third-party needs including supply & demand planning, supplier selection, and ... to the total cost of ownership model, internal data and market intelligence + Collaborate with internal leaders to develop sourcing/procurement requirements… more
- KPMG (Charlotte, NC)
- …mobilize capital to fund global operations, taking into account a multinationals tax risk profile, global effective tax rate, and cash posture; in advising clients, ... of their wider business objectives and taking into account a multinationals tax risk profile, global effective tax rate, and cash posture + Collaborate with our… more
- KPMG (Charlotte, NC)
- …mobilize capital to fund global operations, taking into account a multinationals tax risk profile, global effective tax rate, and cash posture; In advising clients, ... of their wider business objectives and taking into account a multinationals tax risk profile, global effective tax rate, and cash posture + In collaboration with… more
- Truist (Gastonia, NC)
- …as directed from Financial Advisor and assigned clients. Reply to queries regarding general market information such as quotes and news, as well as trading and ... signatures, submission and follow-up of new account documentation. 9. Mitigate risk through appropriate authentication standards. This includes the authentication of… more
- Principal Financial Group (Charlotte, NC)
- …Do** We're looking for a Senior Product Manager to join our Information Security and Risk team. In this role, you will focus on our Data Protection Program, driving ... stakeholders + Ability to optimize products within a portfolio (create vision and market that vision) + Experience to develop and mature a product, build product… more
- Capital One (Charlotte, NC)
- …CMDO collectively focuses on delivering scale and efficiency, nailing operational risk , providing a beautiful client experience, and enabling our talented associates ... the Business and other Operational teams to support the derivatives trading full derivative life cycle. **This individual's responsibilities will include but… more