- Bank of America (Charlotte, NC)
- Quality Assurance Manager - AML /GFC Charlotte, North Carolina;New York, New York; Stamford, Connecticut; Atlanta, Georgia; Dallas, Texas; Boston, ... risks are adequately designed and functioning effectively. + The Quality Assurance Team is responsible for ensuring...are not limited to: + Subject matter expertise of BSA/ AML and Fraud related risks with a focus on… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or operational experience… more
- Bank of America (Charlotte, NC)
- AML Refresh Ops - Ops Sr Analyst MKTS...Management + Interpret Relevant Laws, Rules, and Regulations + Quality Assurance + Problem Solving + Adaptability ... supervision and assisting teammates while following established procedures. Anti-Money Laundering ( AML ) Know Your Customer/Client Due Diligence (KYC/CDD) is part of… more
- Bank of America (Charlotte, NC)
- AML Refresh Ops - Ops Sr Analyst MKTS...Management * Interpret Relevant Laws, Rules, and Regulations * Quality Assurance * Problem Solving * Adaptability ... and assist with regulatory reporting * Escalates potential risks and exposures to manager in a timely manner * Assists with ad-hoc projects, new processes, or… more
- Bank of America (Charlotte, NC)
- …Fraud Management * Risk Management * Interpret Relevant Laws, Rules, and Regulations * Quality Assurance * Problem Solving * Adaptability * Customer and Client ... AML Refresh Operations - Ops Sr Analyst MKTS...regulatory reporting + Escalates potential risks and exposures to manager in a timely manner + Assists with ad-hoc… more
- USAA (Charlotte, NC)
- …treat each other. Come be a part of what makes us so special! As a dedicated Manager of Quality Assurance / Quality Control for Bank Financial Crimes, you ... will manage a team responsible for developing and implementing quality assurance /control programs to ensure effective and...regulations, and applicable guidance to include: UDAAP, TILA/REG Z, BSA/ AML , Reg P, Reg E, Reg CC, OCC Heightened… more
- Bank of America (Charlotte, NC)
- Quality Assurance Audit Manager Charlotte, North Carolina;Stamford, Connecticut; Atlanta, Georgia; East Hartford, Connecticut; Dallas, Texas; Providence, ... fostering an inclusive work environment, and mentoring team members. **Responsibilities:** The Quality Assurance Team is responsible for ensuring that Corporate… more
- US Bank (Charlotte, NC)
- …and discover what you excel at-all from Day One. **Job Description** The Compliance Quality Assurance (CQA) Lead Analyst ("Lead Analyst") is responsible for the ... execution of Financial Crimes related testing activities (including Anti-Money Laundering ( AML ) and Economic Sanctions) within the Independent Risk Review and… more
- Deloitte (Charlotte, NC)
- …documentation, scope of work, resource planning, design, implementation, and quality assurance . + Facilitate technical skill-building within the ... and Economic Trade Sanctions domain. As a Data Analytics Manager focusing on AML , you will have...regular updates on project delivery covering aspects such as quality , timelines, risk, and issue management. + Track internal… more
- Regions Bank (Charlotte, NC)
- …**Requirements** + Bachelor's degree and eight (8) years experience in compliance, quality assurance /control, audit or other related compliance function specific ... + Or High School Diploma and fifteen (15) years experience in compliance, quality assurance /control, audit or other related compliance function specific to a… more
- Wells Fargo (Charlotte, NC)
- …risk management testing function for financial crimes risk disciplines including BSA/ AML , Sanctions, OFAC, and Anti-Bribery and Corruption (ABC). The TRACE team ... the review team to execute complete, accurate, and timely reviews with high quality . + Effectively communicate the validation or testing process, status, and results… more
- Bank of America (Charlotte, NC)
- …and leverages automation and innovative methods in a timely and high quality manner + Identifies control deficiencies, discusses with line management, and initiates ... and + Demonstrates experience in managing integrated internal audit and assurance delivery. + Effective influence skills in communicating findings. This individual… more