- Resideo (Charlotte, NC)
- As a Senior Internal Auditor at Resideo, you will play a pivotal role in upholding the integrity of our internal control environment and ensuring compliance ... to assess the adequacy and effectiveness of internal controls, compliance with policies, and adherence to regulatory ...on the organization's success. + Joining Resideo as a Senior Internal Auditor offers you the chance… more
- Bank of America (Charlotte, NC)
- …Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) ... Senior Auditor - Economic Sanctions Wilmington,...Support the execution of sanctions audit as well as regulatory and partner exams by creating presentation materials and… more
- USAA (Charlotte, NC)
- …be a part of what makes us so special! **The Opportunity** As a dedicated ** Senior Auditor ** you will execute and lead audit assignments. Identify problems and ... with high quality. + Executes and may lead as Auditor in Charge (AIC) for audit engagements throughout the...internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory… more
- Bank of America (Charlotte, NC)
- Senior Auditor , Global Market Ops, NFRR, Tax & Credit Reporting Ops Charlotte, North Carolina;Dallas, Texas; Atlanta, Georgia **Job Description:** At Bank of ... Non-Financial Regulatory Reporting, Tax and Credit Operations). + Assess compliance with enterprise standards as well as key regulatory requirements… more
- USAA (Charlotte, NC)
- …a part of what makes us so special! **The Opportunity** As a dedicated ** Senior Auditor ** you will lead and execute technology and information/cyber security ... with high quality. + Executes and may lead as Auditor in Charge (AIC) for IT/IS audit engagements throughout...external audits within IT/IS, and applying audit, risk, or compliance acumen in a complex operational and regulatory… more
- Wells Fargo (Charlotte, NC)
- …The Enterprise Technology Audit Group - Cybersecurity Audit Team is looking to fill a Senior Auditor , Senior AVP position to support the coverage of Wells ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Lincoln Financial Group (Charlotte, NC)
- …**Requisition #:** 73815 **The Role at a Glance** We are seeking an enthusiastic Senior IT Auditor transitioning from a traditional IT role and eager to ... development + Knowledge of internal controls, business / information technology risk, regulatory and compliance frameworks (ITIL, NIST, COBIT, etc.), project… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Auditor to join the Corporate Treasury Audit Team within Enterprise Functions (EF). The Corporate Treasury ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (Charlotte, NC)
- Senior Auditor , Wealth Management Charlotte, North Carolina;Stamford, Connecticut; Providence, Rhode Island; Wilmington, Delaware **Job Description:** At Bank of ... works on projects of moderate to high complexity that would involve learning ( regulatory regime, business model, processes) on each new assignment. + Executes audit… more
- Deloitte (Charlotte, NC)
- …clients on process efficiency, fraud detection, operational quality, internal control and regulatory compliance , we help to reveal greater insights for improved ... IT Internal Audit Senior Consultant A truly effective internal auditing capability...processes, internal control risk management, IT controls, and related regulatory and compliance standards - both generally,… more
- TD Bank (Charlotte, NC)
- …ensure compliance with sound internal auditing professional standards and regulatory agency requirements and expectations (as defined in the Audit Division ... of Business:** Audit **Job Description:** The Executive Vice President & Chief Auditor is responsible for providing independent and objective assurance to the Board… more
- Bank of America (Charlotte, NC)
- Senior Manager Regulatory /Accounting Policy Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... of management, members of the business and company's external auditor . This is a senior -level role in...the role reviews new products and complex transactions for compliance with GAAP and regulatory reporting regulations.… more
- Bank of America (Charlotte, NC)
- …Global Markets or Global Banking) as internal auditor (or external auditor ). + Foundational knowledge of key regulatory requirements in financial services ... understand regulatory requirements, and build testing programs to ensure compliance and mitigate risks. Collaboration Skills: + Strong team player skills and… more
- KPMG (Charlotte, NC)
- …and soundness regulations, (such as a compliance manager and/or officer, auditor , examiner, advisor, consultant, or regulatory counselor) at a large ... **Business Title:** Senior Associate, Consumer Compliance **Requisition Number:**...of three years of recent experience in financial services regulatory compliance with a focus in consumer… more
- Wells Fargo (Charlotte, NC)
- …higher in business administration, finance, or accounting. + Certified Regulatory Compliance Manager (CRCM) + Certified Internal Auditor (CIA) + Chartered ... **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist in Independent Testing &...and interpersonal communication skills. + Specialized knowledge or prior regulatory compliance testing or review experience +… more
- Bank of America (Charlotte, NC)
- …+ Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or operational ... Senior Audit Manager - BSA/AML including Sanctions Charlotte,...engagement in governance routines, issue remediation / validation, and regulatory engagement + Provides comprehensive assessment of key products;… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... provide audit evidence and support as needed. Assures that quality, security, and compliance requirements are met for supported area and oversee creation of or… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking an Executive Director, Operational Risk Senior Lead Officer, in the Technology and Information Security Risk Management (TISRM)… more
- TEKsystems (Charlotte, NC)
- …Compliance risk management, eg Major Compliance Requirement (MCR) versus regulatory citation-based approach. + Senior Leads will be assigned to coordinate ... About this role: + Senior Lead Compliance Officers will support...risk related topics. Required Qualifications: + 7+ years of regulatory compliance experience. + Significant experience with… more
- TEKsystems (Charlotte, NC)
- …risk teams on risk related topics. Required Qualifications: + 5+ years of regulatory compliance experience. + Significant experience with consumer lending ... and utilize internal resources (eg policies, procedures) and external resources (eg regulatory citations, CFPB circulars) to ground compliance opinions and… more