- TD Bank (Charlotte, NC)
- …below as you consider this opportunity.** **Job Summary:** The Senior Manager, Compliance Governance & Operations leads, develops and oversees a dynamic ... - both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a… more
- TD Bank (Charlotte, NC)
- …the role which is outlined in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the development and ... operations and in the design of a future-focused compliance program. This not just about implementing a new...exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- Wells Fargo (Charlotte, NC)
- …to grow. Join us! **About this role:** Wells Fargo is seeking a Senior Control Management Specialist - Trade Surveillance Governance . This Assistant Vice ... as well as with COOs, Business Control Managers and partner functions (eg, Compliance , Risk, Operations , Technology, and Legal). **In this role, you will:**… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Risk & Governance Senior Lead** to join the RIA Solutions' Risk, Governance & Administration team within ... an advocate for the channel and its on-going evolution in various risk, governance and compliance forums + Provide effective communication and exceptional… more
- Fox Rothschild LLP (Charlotte, NC)
- …to business units, legal, compliance , and IT teams. **ESSENTIAL FUNCTIONS:** **Data Governance ** + Work closely with the Senior Manager, Digital Data ... As a member of the Information Services department, the Lead Analyst, Digital Data Governance & Compliance will drive and support our firm-wide electronic … more
- TD Bank (Charlotte, NC)
- …directly with senior members of project teams to confirm data governance requirements are delivered. Makes calculated compromises in support of projects to meet ... all matters of confidentiality; escalate issues where appropriate + Ensures business operations are in compliance with applicable internal and external… more
- Wells Fargo (Charlotte, NC)
- …leader, **Market Risk Director (Executive Director),** to serve as the **head of Governance for Counterparty Credit Risk** at Wells Fargo. ECRM is part of Market ... provides a companywide view of counterparty credit risk to senior management and the Board of Directors. The ECRM...and the Board of Directors. The ECRM Head of Governance leadership role is pivotal in shaping, implementing, and… more
- Truist (Charlotte, NC)
- …inventory, including process maps with control points documented. Manage Regulatory Reporting Governance Senior Analysts and Analysts, as well as lead other ... line of defense, providing direction and guidance for aggregated oversight and governance for all risk types inherent in the regulatory reporting function. Following… more
- USAA (Charlotte, NC)
- …Influences sound governance structure for oversight of risks and business operations and interacts & engages with all product & channel leaders on complex, ... **The Opportunity** USAA is seeking an **IT/Info Security Risk Management & Governance ** for Executive team. This Executive should have expertise in **Tech** **R**… more
- TD Bank (Charlotte, NC)
- …all the businesses across the bank. Safeguarding the reputation of TD's good governance depends on us. We're counted on to provide recommendations to enhance ... risks of today and around the corner and help keep our daily operations running smoothly for our customers. **Associate Vice President Profile:** Associate Vice… more
- Regions Bank (Charlotte, NC)
- …a diverse team of managers, engineers and analysts charged with the daily operations of enforcing, monitoring, and managing cyber security controls to protect the ... authentication. This position will develop and manage strategic relationships with senior leaders across the enterprise to incorporate cyber security tools and… more
- Wells Fargo (Charlotte, NC)
- …on the ability to navigate a highly matrixed environment, build strong relationships with senior leaders across CIB Operations Control and CIB Operations , ... grow. Join us! **About this role:** The Corporate & Investment Banking (CIB) Operations Control organization serves as the first line of defense in risk management,… more
- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on ... As a member of the Audit team, the candidate will focus on operations of investment (securities and transactions). Responsibilities: + Lead small audits, or own… more
- TD Bank (Charlotte, NC)
- …guidelines and ensures appropriate escalation processes are followed + Ensures business operations are in compliance with applicable internal and external ... **Line of Business:** Business Management, Strategy & Support **Job Description:** The Senior Manager, Business Management oversees and leads a large and/or highly… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. The team ... Group which oversees eight vertical disciplines that provide support across WIM Operations to ensure compliance with legal, regulatory, and industry standards,… more
- TD Bank (Charlotte, NC)
- …guidelines and ensures appropriate escalation processes are followed + Ensures business operations are in compliance with applicable internal and external ... **Line of Business:** Business Management, Strategy & Support **Job Description:** The Senior Manager, Business Management oversees and leads a large and/or highly… more
- TD Bank (Charlotte, NC)
- …guidelines and ensures appropriate escalation processes are followed + Ensures business operations are in compliance with applicable internal and external ... **Line of Business:** Business Management, Strategy & Support **Job Description:** The Senior Manager, Business Management oversees and leads a large and/or highly… more
- Deloitte (Charlotte, NC)
- Cyber Palo Alto Networks Security Operations Senior Consultant Our Deloitte Cyber team understands the unique challenges and opportunities businesses face in ... Microsoft Defender, Cortex XDR, CrowdStrike + 3-4 years of experience with governance , risk, or compliance initiatives involving common frameworks +… more
- Wells Fargo (Charlotte, NC)
- …→ prioritization → build → test → publish → monitor + **Safeguard governance & compliance ** : enforce information classification, retention, and access policies; ... provide strategic consultation + Ensure adherence to data management and data governance regulations, and policies and compliance requirements + Determine… more
- Truist (Charlotte, NC)
- …cost savings through contingent worker productivity/efficiency improvement and effective reporting/processes/ operations . The Senior Project Manager must have ... the Truist Contingent Workforce Program to drive cost savings, efficiency, reporting/ operations , risk/ compliance , and spend management 7. Provide subject matter… more