- SMBC (Charlotte, NC)
- …initiative, reduce time to market, and help successfully deliver on the regulatory commitments. The plan is to build the platform leveraging SMBC Technology ... and translate business needs into IT requirements. - Provide senior management updates on emerging risks and action plans....professional experience at large banks with a focus on Regulatory initiatives (CCAR, DFAST, Basel III). - Prior experience… more
- SMBC (Charlotte, NC)
- …Sumitomo Mitsui Finance and Leasing Co., Ltd. **JOB SUMMARY** The Project Manager leads large-scale Finance Technology initiatives that impact global operations and ... regulatory compliance. This role ensures delivery of complex programs...financial systems integration, governance, and risk management. Reporting to senior leadership, the position influences enterprise-level processes and supports… more
- Newell Brands (Huntersville, NC)
- …inclusive, and collaborative environment where you can be your best, every day. The Regulatory Senior Manager is responsible for leading global regulatory ... projects, and drives continuous improvement in compliance processes. The Senior Manager will lead and develop a...Manager will lead and develop a team of regulatory professionals, collaborate cross-functionally, and serve as a key… more
- Grant Thornton (Charlotte, NC)
- As a Regulatory & Practice Review Seasonal Senior Manager you'll support audit teams for regulatory inspection with all with the resources, environment, ... day-to-day may include: + Supporting audit teams that are selected for regulatory inspection + Communicating and interaction with the firm's regulators + Conducting… more
- TD Bank (Charlotte, NC)
- …general direction, quality control and subject matter expertise to the team + Senior Manager providing advisory services to executives, business segment leaders ... maintaining TD's US Recovery and Resolution Plans and other regulatory submissions, as required under the Dodd-Frank Act and...new regulations, and maintaining US RRP rule federation. The Senior Recovery and Resolution Planning Manager manages… more
- TD Bank (Charlotte, NC)
- …developing and maintaining TD's US Recovery and Resolution Plans and other regulatory submissions, as required under the Dodd-Frank Act and other applicable ... regulations. The Recovery and Resolution Planning Manager leads work streams within the Recovery and Resolution Planning function, including development of required… more
- Dentsply Sirona (Charlotte, NC)
- …enhancing business relationships. + Manages day to day activities for less senior Regulatory Affairs professionals, including but not limited to mentoring, ... of the Dentsply Sirona Essential Dental Solutions team. This role develops regulatory strategies for existing, new, and modified medical devices and other… more
- TD Bank (Charlotte, NC)
- …as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management within our ... and TD Wealth Management Services Inc) with independent and complex regulatory regimes.** **The Financial Advisors, Relationship Managers, and Investment Advisors… more
- Capital One (Charlotte, NC)
- …growth and professional opportunity. Capital One is seeking an energetic, self-motivated Audit Senior Manager interested in becoming part of our Audit team. In ... Senior Audit Manager , Corporate Compliance (Hybrid)...privacy compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor… more
- Truist (Charlotte, NC)
- …through and testing for specific risk programs. 5. Foster relationships between Senior Financial Management leaders, peers, the regulatory reporting production ... potential issues, as applicable. 7. Manage certain activities and tasks performed by Regulatory Reporting Governance Analysts and Senior Analysts, as well as… more
- Bank of America (Charlotte, NC)
- Sr . Regulatory Reporting Controller Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Sr - Regulatory -Reporting-Controller\_25029270-2) **Job Description:** At Bank of America,… more
- Regions Bank (Charlotte, NC)
- …to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- City National Bank (Charlotte, NC)
- * SR . AUDIT MANAGER - BSA/AML* WHAT IS...the effectiveness of operations of the BSA/AML function. The Senior Manager will be responsible for all ... audit, including the planning, execution, and reporting phases. The Senior Manager will also be involved in...the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations * Support the Director of Audit AML… more
- TD Bank (Charlotte, NC)
- … submissions, as required under the Dodd-Frank Act and other applicable regulations. The Senior Manager II, Recovery and Resolution Planning oversees a team of ... years of experience in financial contingency planning, liquidity/capital management, regulatory , risk, legal or compliance organizations in a financial institution.… more
- TD Bank (Charlotte, NC)
- …when regulations or interpretations warrant escalation or re-evaluation. + Certified Regulatory Compliance Manager (CRCM) a plus **Customer Accountabilities:** + ... individual circumstances._ **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance to assigned… more
- Honeywell (Charlotte, NC)
- The Sr Manager , Global Consolidations is charged with overseeing the performance of the AERO SBG (Strategic Business Group) consolidation process while managing ... teams to ensure alignment of consolidation practices with business objectives and regulatory standards. 5. **Management of Key Controls:** 6. Design, implement, and… more
- City National Bank (Charlotte, NC)
- * SR . AUDIT MANAGER - TREASURY/FINANCE* WHAT IS THE OPPORTUNITY? Responsible for managing complex audits and supervising auditors assigned to the audit in one of ... ensure processes are adequately designed and functioning effectively to meet regulatory requirements. Data Analytics supporting the continuous improvement of audit… more
- PNC (Charlotte, NC)
- …valued and have an opportunity to contribute to the company's success. As a Sr Portfolio Owner Manager within PNC's Treasury Management organization, you will be ... skills targeted to audiences from developers and BA's to senior executives - Design thinking mentality - Ability to...has fundamental expectations of our people managers. As a manager of talent in PNC, you will be expected… more
- City National Bank (Charlotte, NC)
- *SSG PORTFOLIO MANAGER SR * WHAT IS THE OPPORTUNITY? The Portfolio Manager is part of the credit management team within CNB's workout group known as Special ... with Bank's credit risk appetite, and compliance with institutional and regulatory requirements. * Collaboration: Partners with Relationship Manager (s) to… more
- EverBank (Charlotte, NC)
- ** Sr . Equipment Finance Asset Manager ** The Equipment Finance Asset Manager Senior is responsible for both 1) proactively managing and establishing ... efficiency and remarketing efforts. + Responsible for ensuring satisfactory regulatory and internal compliance results. + Thorough understanding of Material… more
