- Xylem (Charlotte, NC)
- …exceeding customer expectations through innovative and sustainable solutions. **THE ROLE** **:** The Trade Compliance Official (TCO) is responsible for ... identified by the Regional Trade Directors and the Senior Director of Trade Compliance . This person supports the Regional Director Trade Compliance … more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided ... **Job Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function,… more
- Bank of America (Charlotte, NC)
- …Sr Trade Surveillance lead, in collaboration with Risk and Compliance officers, ensures accountability primarily, for the timely completion of "Market Conduct ... a highly skilled subject matter expert in his or her area of expertise for Compliance and Operational Risk. The Sr Trade Surveillance lead consults with … more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Specialist- Control Room Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to ... This job is responsible for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and… more
- Bank of America (Charlotte, NC)
- …Summary:** The Supervisory Management position will serve to ensure regulatory compliance and corporate mandates for all administrative, sales, and operational ... complete semi-annual audits of each individual FSA/BFA/CFSA location, ensuring compliance with all policies, procedures, settings and circumstances. Secondary… more
- Bank of America (Charlotte, NC)
- …operations processes across Global Markets and NTCO. Key functions covered include trade clearing and trade processing, trade confirmations, settlements, ... client reporting, transaction reporting and other NFRRs, as well as coverage of compliance with associated regulations. This is a great opportunity to work within a… more
- Bank of America (Charlotte, NC)
- …& Reconciliation manage reconciliation & reporting functions supporting post trade operational functions including Trade Support, Clearing, Settlements, ... Operations teams to meet their targets. * Partners with Global Risk, Compliance , Audit, Finance, and Operational partners to enhance controls. * Produce metrics… more
- Bank of America (Charlotte, NC)
- …management of all aspects of risk, including strategic, market, credit, compliance , liquidity, operational, model, and reputational risk matters to support ... evaluation and research on different use cases and scenarios for the trade surveillance - market disruption, market manipulation, financial or regulatory risks .… more
- Bank of America (Charlotte, NC)
- …formation documents, and Bank of America policies to address related credit, risk, compliance , legal, operational, and business issues with our clients in the United ... contract management team supports all GPS cash management business which includes trade services, card products, and deposit account control agreements. + Draft,… more
- Bank of America (Charlotte, NC)
- …documentation for account opening, treasury management, card, foreign exchange and trade services. + Applies experience, industry standards and knowledge of account ... products, and Bank of America policies to address related credit, risk compliance , legal, operational and business issues. + Facilitates communications among sales,… more
- Bank of America (Charlotte, NC)
- …ongoing training and full understanding of standards, controls, and metrics from compliance partners. This role provides analytical review in executing all Customer ... to provide guidance and on-going teaching of the KYC compliance requirements to Front Office business partners. Resolve complex...boost client experience + Partners with colleagues on the trade and sales support teams, as well as external… more
- Bank of America (Charlotte, NC)
- …Credit Operations team. This role requires a strong operational risk and compliance background, and understanding of Commercial products. Acts as an ambassador of ... Incumbents typically have a minimum of 3 years of quality assurance, compliance , audit, and/or business controls experience. The candidate will collaborate with… more
- Bank of America (Charlotte, NC)
- …and operations of credit offerings, operational accountability for leasing and trade finance solutions; AML monitoring and refresh of client information; Onboarding ... defect communications and defect reconsider decisions. Maintains a culture of compliance and supports the identification, escalation, and timely mitigation of … more
- Danaher Corporation (Charlotte, NC)
- …provide excellent customer solutions. Represent the organization in customer negotiations, trade shows, seminars, conferences and other official occasions. Build ... skills + Scrutinize and approve long term contracts and quotations for compliance with business policies. Monitor contract performance in the assigned region, with… more
- Bank of America (Charlotte, NC)
- …risk across the firm at both TOH and legal entity level, ensures compliance with regulatory requirements for Counterparty Credit Risk (CCR) Management and remediates ... to ensure risk analytics are visible and are socialized. Perform What-If Pre- Trade Analysis for new trades. Highlight key exposures to Enterprise Credit, Enterprise… more