- Citigroup (Tampa, FL)
- …implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring of Citi's compliance risks ... used to address reported issues. **Responsibilities:** + Develops, implements, and executes compliance monitoring procedures in accordance with the Compliance… more
- Citigroup (Tampa, FL)
- …, and reporting activities. + Experience in planning, executing, and reporting on compliance testing or monitoring reviews and regulatory issue validation ... defense. The Compliance Independent Assessment Sr. Analyst performs risk-based testing and monitoring of Citi's compliance risks in order to assess the… more
- JPMorgan Chase (Tampa, FL)
- …the box, challenging the status quo and striving to be best-inclass As a Monitoring / Testing Senior Officer - Associate in the Global Financial Crimes ... Compliance (GFCC) and Compliance Conduct and Operational Risk (CCOR) Testing ...the Firm's lines of business and Corporate Functions. CCOR Monitoring and Testing (M&T) activities represent an… more
- Citigroup (Tampa, FL)
- …Quarterly Summaries and the development and enhancement of the Compliance Monitoring Methodologies and Standards for testing , monitoring , and reporting. ... and typologies. + Experience in planning, executing, and reporting on compliance testing and monitoring reviews, and regulatory issue validation activities… more
- Citigroup (Tampa, FL)
- …examinations, reviews and inquiries and advising on internal and external testing , monitoring , audits & investigations. + Analysing complex comparative ... Serves as a compliance conduct risk officer for Independent Compliance...and presenting global reports related to conduct risk and monitoring of conduct risk related issues. + Reviewing materials… more
- MetLife (Tampa, FL)
- …impact of privacy regulatory changes, and support implementations. * Develop the annual privacy monitoring and testing plan and participate in monitoring and ... is at the center of all our work at MetLife. Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses and functions to… more
- Citigroup (Tampa, FL)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …program - with focus on regulatory change, risk assessment, testing and monitoring and oversight of regional IT compliance programs. + Identifies and manages ... to manage and oversee the operation of all IT compliance functions. The position will report directly to the...position will report directly to the head of Information Compliance Risk Management (ICRM), Chief Privacy Officer and IT… more
- Citigroup (Tampa, FL)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance ... Serves as a function/business/product compliance risk senior analyst for Independent Compliance...+ Assisting with in house system development; including UAT testing , interface design, data lineage, data risk metrics, and… more
- Proofpoint (Tampa, FL)
- …needs, recommending configuration options and policies, configuring products, assisting with testing and monitoring , and product knowledge transfer. The ... of the Fortune 1000, rely on Proofpoint for people-centric security and compliance solutions mitigating their most critical risks across email, the cloud, social… more
- Citigroup (Tampa, FL)
- …Escalation Policies. + Help contribute to the Lessons Learned Policy, including monitoring of control breaches and dissemination and learnings across other business ... the Control Standards, including implementation and operation, conducting the control monitoring , handling deficiencies, and escalating issues for resolution. + Help… more
- Citigroup (Tampa, FL)
- The Chief Data Office within the Independent Compliance Risk Management (ICRM) function oversees the end-to-end data "ecosystem" including data governance, ... validation for new projects. The team partners with subject matter experts in Compliance , Compliance Technology, the Enterprise Chief Data Office and other… more
- JPMorgan Chase (Tampa, FL)
- …drawing informed conclusions, making actionable recommendations, and distributing detailed compliance testing review reports. + Foster collaboration with ... Testing CoE (Center of Excellence) and help in bringing together skilled monitoring , testing , and evaluation experts from across the globe into one team… more
- Citigroup (Tampa, FL)
- …Control Testing Utility is responsible for assessing the adequacy of Controls, Monitoring and Testing Tools that are designed and executed by the Banking ... accountable for operational controls performance assessment and assurance for Banking controls, monitoring and testing tools, including the design and execution… more
- Citigroup (Tampa, FL)
- …Control Testing Utility is responsible for assessing the adequacy of Controls, Monitoring and Testing Tools that are designed and executed by the Banking ... assessment and assurance for Banking controls as well as monitoring and testing tools. This includes the...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Tampa, FL)
- …Control Assessment Team Leader - SVP** The Second Line of Defense (2LoD) Testing Utility (STU), aligned to Independent Compliance Risk Management (ICRM) and ... for the design assessment of ) Key Controls, 2) Monitoring Tools, and 3) Testing tools, as...Compliance Programs / ICRM CAO. The ICRM Controls Testing Team Leader manages a team of up to… more
- MUFG (Tampa, FL)
- …the bank's information assets. **Major Responsibilities** + Designing, developing, testing , documenting, monitoring , and implementing information and database ... subject matter expert (SME) guidance and analysis. + Managing a database activity monitoring (DAM) platform for security and audit compliance , including policy… more
- Citigroup (Tampa, FL)
- …Escalation Policies.** **Help contribute to the Lessons Learned Policy, including monitoring of control breaches and dissemination and learnings across other ... Control Standards, including implementation and operation, conducting the control monitoring , handling deficiencies, and escalating issues for resolution.** **Help… more
- Citigroup (Tampa, FL)
- …Knowledge of key Compliance processes- Regulatory Management, Risk Assessment, Monitoring and Testing + Awareness of regulatory requirements including local ... and all policies and processes established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring … more
- USAA (Tampa, FL)
- …You will also be responsible for identifying and following written risk and compliance policies, standards, and procedures for control testing activities while ... will be responsible for planning and driving FLOD control testing that evaluates the design and operating effectiveness of...to enhance governance practices in alignment with risk and compliance frameworks. This position can work remotely in the… more