- SMBC (New York, NY)
- …process of waivers and amendments, leading the preparation of credit applications, managing the credit process with the Credit Department and back office, performing ... for regulator examinations, external and internal audits. + Ensure compliance of all internal and external matters in accordance...Description** SMBC's Special Credit Group is looking for a Director to join the Corporate Product Team. Among other… more
- SMBC (New York, NY)
- …Description** **Overview** We are seeking an experienced and strategic **Executive Director ** to lead the **Payables and Receivables** product portfolio within our ... collaboration with cross-functional teams including Technology, Operations, Sales, Corporate Banking, Compliance , and Finance. This position reports to the Head of… more
- SMBC (Jersey City, NJ)
- …The Head of Registrations will report to the Head of Employee Compliance with responsibility to lead the Registrations Program across the Americas Division, ... and process owner. This role has primary responsibility for leading and managing a centralized Registrations Program that includes individual and firm registrations,… more
- SMBC (Jersey City, NJ)
- …Activities and Contributions Lead will report to the Head of Employee Compliance with responsibility for oversight of the firm's outside business activities, private ... will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer, SMBC Americas Division Head of Ethics Office, business unit supervisors,… more
- SMBC (Jersey City, NJ)
- … Department Training Team. In this role, you will report to the Executive Director , Head of Compliance Training, and will be responsible for overseeing training ... Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Training Vice President to join our Compliance...in the US and a working knowledge of the regulatory requirements in other countries in the Americas. The… more
- Grant Thornton (New York, NY)
- As a Managing Director within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business ... + Enterprise Risk Management, Risk Management Framework, Management Systems, and/or Regulatory Compliance or related consulting experience + Exceptional client… more
- Mastercard (New York, NY)
- …and impacts to the business All About You * Proven experience developing and managing regulatory compliance programs for large bank or non-bank financial ... and governments realize their greatest potential._ **Title and Summary** Director , Regulatory Compliance Overview Mastercard...will report to the Senior Managing Counsel, Regulatory . The ideal candidate is a compliance … more
- Ross Stores, Inc. (New York, NY)
- …with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work ... of topics and projects in the areas of product compliance , regulatory compliance , product safety,...have direct reports, as an attorney with responsibility for managing claims and projects, there is responsibility to effectively… more
- JPMorgan Chase (Jersey City, NJ)
- …financial reporting processes, leveraging modern technologies and methodologies. + Ensure compliance with regulatory requirements and maintain the highest ... for you. Let's push the boundaries of what's possible together. As a Senior Director of Software Engineering at JPMorgan Chase within the Corporate Sector, you lead… more
- Wolters Kluwer (New York, NY)
- …and play a critical role in achieving our mission to revolutionize the legal, regulatory and compliance content, expert solutions and software space. If you're ... As the Director of Product Software Engineering for our Legal & Regulatory US business, you will be at the forefront of shaping the technology vision for a… more
- WSP USA (New York, NY)
- …US Advisory & Planning Business Line's Energy Advisory Practice as the Managing Director , shaping transformative strategies that strengthen WSP's position as ... organizations, and community partners. **Technical Expertise and Industry Knowledge** The Managing Director must bring deep technical expertise and broad… more
- PNC (New York, NY)
- …respected, valued, and have an opportunity to contribute to the company's success. As a Managing Director in PNC's Corporate Treasury team you will be based in ... require time in the office on a regular basis. This role as Managing Director within PNC's Corporate Treasury organization reports directly to the… more
- PNC (New York, NY)
- …valued and have an opportunity to contribute to the company's success. As the Managing Director , MBS Portfolio Manager within PNC's Asset & Liability Management ... At PNC CIO, we aim to optimize risk-adjusted economic returns, ensuring compliance with regulatory requirements, and aligning investments with the institution's… more
- Ankura (New York, NY)
- …operational, and compliance solutions to complex litigation, enforcement, and regulatory challenges. Role Overview The Senior Director will support the ... for senior level review. + Perform client facing tasks including operational, compliance or regulatory assessments and develop associated deliverables. + Develop… more
- Ankura (New York, NY)
- …navigating complex real-world challenges. Role Overview The Forensics Data & Analytics Senior Managing Director role is an executive level position that sells, ... of electronic data relevant to management consulting, financial investigation, and regulatory / compliance engagements + Mentor and drive team development as… more
- Huntington National Bank (New York, NY)
- Description Summary: The Managing Director - Warehouse Lending for CSG - Corporate Mortgage Finance Group, will be an integral component to the building out of ... Immediate and concise communication of actual or potential counter-party performance, compliance or facility level credit or operational problems. + Effective… more
- Mizuho Corporate Bank (New York, NY)
- …across multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk, ... Join Mizuho as Director of Compliance Technology Modernization! In...related field- Cloud architecture certifications (Azure preferred)- Experience with compliance screening technologies and regulatory reporting systems-… more
- Meta (New York, NY)
- **Summary:** As Director of Sanctions Compliance in the Meta FinTech Compliance Team (MFTC) you will lead a team of compliance professionals and ... Finance and Marketing. You will help Meta FinTech to ensure that its compliance policies, internal controls and systems meet regulatory and partner expectations,… more
- JPMorgan Chase (Brooklyn, NY)
- …the status quo and striving to be best-in-class. As a Global Financial Crime Compliance Governance Director within the Compliance , Conduct and Operational ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...Know Your Customer (KYC) team. Your responsibilities will include managing KYC and Customer Escalations, as well as the… more
- Citigroup (New York, NY)
- …to be considered, and seeks or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. ... + Flag and report illegal or improper transactions, complying with all regulatory policies and control procedures regarding client acceptability. + Understand the… more
