- Neuberger Berman (New York, NY)
- The Associate/ Senior Associate role will join Neuberger Berman's Investment Risk group in our New York office, supporting independent risk oversight for the ... as needed + Prepare presentation materials for reviews with portfolio managers, senior management and the firm's Investment Risk Committee + Collaborate closely with… more
- SMBC (New York, NY)
- …The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, ... range of compliance and regulatory issues and works hand-in-hand with business /function partners to advise on compliance matters, frequently in real time… more
- Port Authority of New York and New Jersey (New York, NY)
- …This position is located at 4 World Trade Center in NYC. The Senior Specialist ("Specialist"), Sustainable Building Design and Decarbonization will work under the ... supervision of the Senior Program Manager, Sustainable Design and Construction and will...will be responsible for program coordination and day-to-day program oversight focused on energy resilience and decarbonization. In addition… more
- Neuberger Berman (New York, NY)
- …financial statements, capital account statements, capital calls and distribution notices + Oversight and compliance of fund credit facilities by accurately ... and operations functions are critical control functions with respect to the business . This individual will bear day-to-day responsibility for managing the finance… more
- Neuberger Berman (New York, NY)
- …updates, partnering closely with Middle Office, Custodians, Brokers, Technology, Compliance , and Risk. Responsibilities Include: + Provide dedicated operational ... across asset classes with end-to-end Aladdin ownership. + Serve as operational oversight of portfolio-level data and controls for Investment Teams and Traders within… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Hybrid Worker Date: 24 Dec 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... driving execution against incentive delivery and act as a senior member of the Incentives team + Support the...in execution to analyze data, develop insights and recommend business strategy changes + Ensure qualitative delivery through thoughtful… more
- Neuberger Berman (New York, NY)
- …Charles River, Eze) and investment workflows (trading, portfolio construction, compliance ). + Familiarity with investment guideline oversight , investment ... + Product leadership + Serve as the primary liaison between business stakeholders and engineering, translating complex requirements into clear, prioritized product… more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate...+ Proficiency with Microsoft Word, Excel and PowerPoint. The Senior Compliance Office provides advice, guidance and… more
- MTA (New York, NY)
- Senior Associate, Office of Construction Oversight and Audit Job ID: 13002 Business Unit: MTA Headquarters Location: New York, NY, United States ... Date Posted: Sep 12, 2025 Description POSTING NO. 13002 JOB TITLE: Senior Associate, Office of Construction Oversight and Audit Services DEPT/DIV: Office… more
- TD Bank (New York, NY)
- …vary depending on availability and individual circumstances._ **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...operations or strategy of the Company. + Managing the oversight of compliance issues by reviewing and… more
- Capital One (New York, NY)
- Senior Manager, Technology Change Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our ... independent tests of our security and technology risk. Our business leaders must make technology decisions constantly. TRM makes...their advice and to deliver high-impact results. As the ** Senior Manager, Technology Change Risk Oversight ** you… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... (M&T) Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities… more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal,...and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate… more
- Capital One (New York, NY)
- Manager, Technology Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our customers. We are ... organization focused on providing expert advice, credible challenge, and effective oversight of information security and technology activities to identify, assess,… more
- WSP USA (New York, NY)
- …environmental fieldwork, construction monitoring, habitat/impact assessments, or environmental compliance oversight for infrastructure projects. + Experience ... This Opportunity WSP is currently initiating a search for a Senior Field Environmental Compliance Coordinator (Field-Based). Join our Earth & Environment Team… more
- TD Bank (New York, NY)
- …details for this role. **Line of Business :** Audit **Job Description:** The ** Senior Audito** **r - US** ** Compliance Audit** is responsible for executing ... with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is primarily responsible… more
- City National Bank (New York, NY)
- … Senior Compliance Officer will act in a compliance oversight and advisory role supporting assigned business units including two registered investment ... * COMPLIANCE OFFICER SENIOR -INVESTMENT ADVISORY* *WHAT IS...responsible for managing and maintaining assigned areas of the compliance program including monitoring business area … more
- Ankura (New York, NY)
- …Adjustment. The Senior Director will also support practice and firmwide business development activities and initiatives and will be required to participate and ... 4 or other recognized organization. + Robust understanding of the operational, compliance , and business issues that affect a healthcare organization, especially… more
- TD Bank (New York, NY)
- …Experience below as you consider this opportunity.** **Job Description Summary** The Senior Compliance Testing Analyst executes independent testing of ... your recruiter who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with Us?** At TD Bank US… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... compliance program covering US Mortgage Banking including monitoring business area compliance with applicable laws and...compliance . This role is responsible for directly managing oversight of the US Mortgage Banking division, assisting … more
