- Citigroup (New York, NY)
- …achieve critical governance and control milestones. The role is key in providing senior management with analysis of the business's fiduciary control environment ... lead will apply in-depth inter-discipline knowledge in providing control and compliance assessments and delivering a comprehensive fiduciary risk framework.… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...- Investment Risk & Analytics - Trust and Estates Fiduciary Risk Executive Director within the IR&A's Client Risk… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... other internal business partners to ensure regulatory, corporate and fiduciary obligations are met. You will have a specific...are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain… more
- Deloitte (New York, NY)
- …a career with Deloitte's growing Private Wealth practice! What you'll do As a Tax Senior Manager in our Private Wealth Tax practice, you will perform high-level ... multiple areas of taxation? Do you excel at delivering compliance and consulting services to individual clients and their...reviews of tax research of individual, fiduciary , partnership, closely-held corporations, estate, and gift work papers… more
- BlackRock (New York, NY)
- …home office clients and internal stakeholders across BlackRock. **Responsibilities** + Senior relationship manager responsible for owning, managing and ... role** **Who We Are:** At BlackRock we are a fiduciary to our clients, which means we look out...Understand and maintain a working knowledge of firms' platforms, manager evaluation process, firm initiatives, and investment trends. +… more
- Amalgamated Bank (New York, NY)
- …Public Accountant (CPA) + Certified Internal Auditor (CIA) + Certified Regulatory Compliance Manager (CRCM) + Certified Trust & Financial Advisor (CTFA) ... Amalgamated Bank seeks a dedicated Senior Internal Auditor to be r esponsible for...and/or audit programs with minimal supervision. + Performs assigned compliance and substantive testing procedures for audits, for assistance… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset and Wealth Management Internal Audit team. This is your opportunity to play a crucial role in ... enhancing our organization's governance and operational excellence! As an Audit Manager on the Asset and Wealth Management Internal Audit Team, you will develop and… more
- New York State Civil Service (New York, NY)
- …Financial Services, Department of Title Limited Purpose Trust Supervision Manager (Director Financial Service Programs1, SG-31) Occupational Category Administrative ... Services (DFS) is seeking candidates for the position of Limited Purpose Trust Manager in the Limited Purpose Trust Companies ("LPTC") Unit within the Research and… more
- Amalgamated Bank (New York, NY)
- …+ Monitor and analyze Trust financial performance, providing insights and recommendations to senior management. + Ensure compliance with all applicable laws and ... Bank serves a pivotal role in ensuring the financial integrity, regulatory compliance , and operational efficiency of the bank's Trust operations. This position is… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in enhancing our ... organization's governance and operational excellence! As an Audit Manager within our Asset Management Internal Audit Team, you will execute the annual audit plan,… more
- City National Bank (Jersey City, NJ)
- …* CPA - Certified Public Accountant CPA, CIA, CISA, or CFA *Skills and Knowledge* * Senior Audit Manager (SME in Treasury) * 6 + years of required experience in ... *SR. AUDIT MANAGER - TREASURY/FINANCE* WHAT IS THE OPPORTUNITY? Responsible for...banks accounting and operating control environment. Wealth management and fiduciary audits in corporate, employee benefit, and personal trust… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance ,you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers, and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo, and… more
- BlackRock (New York, NY)
- …Investment Stewardship** At BlackRock, investment stewardship is core to our role as an asset manager and a fiduciary to our clients. As stewards of our clients' ... partnering closely with our Corporate Communications and Legal & Compliance teams in order to effectively contribute to the...other client requests on a weekly basis + Support senior team members as needed, eg performing research activities… more
- City National Bank (Jersey City, NJ)
- …National operates, particularly in areas where audit responsibilities are assigned. * Assists the Senior Auditor and or Audit Manager in the development of the ... data/information and documents audit findings and the conclusions drawn. * Keeps the Senior Auditor and/or Audit Manager abreast of progress, issues and audit… more
- Neuberger Berman (New York, NY)
- …changes in tax laws and regulations (IRS, DOL) impacting IRA accounts, ensuring compliance and minimizing fiduciary risk. + Communicate regulatory updates and ... The Head of IRA and Retirement Services is a senior role within our Retirement team, overseeing approximately 12,000 IRA/Retirement accounts totaling nearly $10… more
- MTA (Brooklyn, NY)
- …Agency's) Executive Leadership Team and provides ad hoc reporting on (The Agency's) compliance statistics as it relates to equal opportunity. Daily fiduciary ... monitoring and audit of (The Agency's) policies and procedures to ensure compliance with local, state and federal laws and regulatory requirements relating to… more
- BlackRock (New York, NY)
- …clients while ensuring compliance with BlackRock's regulatory and fiduciary obligations. **Role Responsibilities** + Senior contracting lawyer responsible ... escalation to impacted stakeholders + Work closely with the Legal Department, Compliance and business on new product launches that require distribution contracts +… more