- Eclaro (Munsey Park, NY)
- … or compliance or risk management experience covering the corporate and investment banking (GCIB) business (eg equity capital markets , debt capital ... Corporate and Investment Banking audit team. Cover audits for businesses such as equity capital markets , debt capital markets , investment banking,… more
- SMBC (New York, NY)
- …benefits to its employees. **Job Summary** The SMBC Nikko Securities Inc., Capital Markets (CM) Business Control Officer (BCO) associate risk and ... the current compensation paid in their geography and the market for similar roles at the time of hire....Control framework. **Scope** The SMBC Nikko Securities Inc., Capital Markets (CM) Business … more
- City National Bank (New York, NY)
- *SENIOR BUSINESS CONTROL MANAGER - CAPITAL MARKETS * WHAT IS THE OPPORTUNITY? The Senior Business Control Manager will report into the Business ... participate in the team that will design, maintain, implement, manage and enhance the capital markets first line risk program for four separate line verticals… more
- NatWest Markets (Stamford, CT)
- Capital Markets Advisory and Control Room...to ensure the proper operations of the department and the business ._ Join us as a Control Room Officer ... applications: 17/11/2024 Stamford,United States Permanent Full Time \#R-00244245 Share: (https://jobs.natwestgroup.com/jobs/15066543- capital - markets -advisory-and- control -room/apply?tm\_src=0) Our people work differently… more
- Wells Fargo (New York, NY)
- …Wells Fargo is seeking a Lead Control Management Officer to support Capital Markets Technology within the CIO organization for the Commercial and Corporate ... institution. + Prior experience in risk process improvement, standardization and automation of business and control processes, quality assurance and control … more
- Citigroup (New York, NY)
- The Capital Markets Regulatory Engagement Officer will be part of Citi's Global Regulatory Engagement team and report directly to the Capital Markets ... exam management execution and oversight across all of Citi's regulators. The Capital Markets Regulatory Engagement Officer will support Citi's regulatory… more
- Equitable (New York, NY)
- Director of Capital Markets and Funding ( 240000L2 ) **Primary Location** : UNITED STATES-NY-New York **Other Locations** : UNITED STATES-NC-Charlotte ... your potential? **Job Summary** Reporting to the Assistant Treasurer, the Director of Capital Markets and Funding will support Equitable's (EQH) debt and equity… more
- MUFG (New York, NY)
- …a macro level, identifying signs of changing risk levels and/or symptoms of process control breakdowns. + Assess the business ' governance, risk management and ... and assess the effectiveness of the Bank's governance, risk management and control processes. This role includes, but is not limited to, independently owning… more
- Capco, a Wipro Company (New York, NY)
- **About the team:** Capital Markets is part of Capco's DNA. In fact, the Capco name was inspired by this domain. The Capital Markets team delivers expert ... compliance. Our clients include the largest investment banks, global universal banks and capital markets divisions from regional banks across the country and… more
- Citigroup (New York, NY)
- …group helps its clients raise debt in the international debt capital markets (DCM) and/or in the international bank market (syndicated loans) providing ... The Capital Markets Intern Analyst is an...of internal partners, ranging from specialist product groups in Capital Market (such as Liability Management or… more
- Capco, a Wipro Company (New York, NY)
- **About the team:** Capital Markets is part of Capco's DNA. In fact, the Capco name was inspired by this domain. The Capital Markets team delivers expert ... compliance. Our clients include the largest investment banks, global universal banks and capital markets divisions from regional banks across the country and… more
- Federal Reserve Bank (New York, NY)
- …two large domestic and all foreign-owned firms in the Second District. **Your role as a Capital Markets Risk Supervising Examiner:** As a Capital Markets ... role in helping the Federal Reserve carry out its regulatory responsibilities. The Capital Markets Risk Supervising Examiner will serve as the wholesale credit… more
- M&T Bank (New York, NY)
- **Overview:** Leads all aspects of Global Capital Markets trust or entity administration and servicing of high net-worth private and institutional clients. ... May serve as administrator for large (as defined by business ) and/or highly complex clients. Serves as primary point...reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- Morgan Stanley (New York, NY)
- …outside FRM, including Market Risk, Risk Analytics, Model Risk Management, Firm Capital , Finance and business units > Administer the governance framework and ... on the Position The role will reside within the Market Risk Capital team, which is responsible...with groups across the Risk department as well as business units, Finance and Capital on project… more
- Citigroup (New York, NY)
- …and capital of the aggregated trading portfolio, as well as to optimize business 's return on capital . Global Markets IBR covers all trading businesses ... The Global Markets In- Business Risk (IBR) is a...of the trading eco-system include Front office, Middle Office, Market Risk, Counterparty Risk, P&L and Capital .… more
- Citigroup (New York, NY)
- …management of residual business risk and retained Treasury P&L & attributed capital . The position will have a high level of visibility within the organization ... Balance Sheet Management and Non-Trading Market Risk("BSM") Function is a division of circa...within a country/site location, job family, or line of business . **Responsibilities:** + Run quarterly capital attribution… more
- Marex (New York, NY)
- …Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities ... and financial markets . The Group provides comprehensive breadth and depth of...breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency… more
- Wells Fargo (New York, NY)
- …executes an audit program and provides advice and offers credible challenge to business partners regarding the effectiveness of the control environment, ... this role:** **Wells Fargo is seeking an Audit Manager/Supervisor** **on the Capital Management Audit Team. The Audit team covers the processes and regulatory… more
- GAF (New York, NY)
- …leading the present. And under this roof, we own our opportunities. Becoming the market leader only happens when everyone feels they have the opportunity, and the ... GAF. And under this roof, we protect what matters most. Summary The Director- Capital Implementation is responsible to perform the duties and responsibilities of the… more
- Capital One (New York, NY)
- … control environment enhancements in support of periodic assessments, business reviews and internal/external audits * Establish, promote and maintain appropriate ... management level. This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer… more
