- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...which uphold the standards set forth by the firm's compliance program. These will include core pillars… more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Share: ... (https://jobs.natwestgroup.com/jobs/15076523-senior-monitoring-and-testing- compliance -assurance- officer -swap-dealer/apply?tm\_src=0) Our people work differently depending on… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and… more
- MetLife (New York, NY)
- Role Value Proposition: Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses and functions to comply with applicable ... well as to foster and embed a culture of compliance . CRM is part of Global Risk Management. Within...effective training and communications strategy which builds upon MetLife's core values. * Additional responsibilities as assigned by the… more
- Trexquant Investment (Stamford, CT)
- Trexquant is a growing systematic fund manager with a core team of highly accomplished technologists. We apply a wide variety of statistical and machine learning ... join our team and become a manager of platform compliance for a systematic investment firm (for private funds)...veteran senior staff. This opportunity is ideal for a compliance professional who strives to work on diverse projects… more
- Rising Ground (New York, NY)
- …S upport a high performing culture aligned with Rising Ground's expectations and core values. Working closely with Chief Program Officer and organization ... City . About the Role The Assistant Chief Program Officer (ACPO) will work closely with the Chief Program...divisions . This includes ensuring that programs are in compliance and prepared for reviews as well as working… more
- Morgan Stanley (New York, NY)
- …our client experience through an elevated standard of care. The Business Service Officer (BSO) will report directly to the Complex Business Service Officer ... influencing and coaching behavioral change with a focus on consistency, quality, and compliance with Firm policies and procedures * Lead, mentor, and supervise a… more
- City of New York (New York, NY)
- …This accomplishment requires a steadfast and daily commitment to maintaining the Department's core values. The Fire Department, City of New York (FDNY), seeks a ... full-time Records Access Officer in the Bureau of Legal Affairs. Reporting directly...Information Law (FOIL) Unit and ensures the Department's mandatory compliance with: NYCRR Article 21 Part 1401 governing public… more
- International Rescue Committee (New York, NY)
- Requisition ID: req55989 Job Title: Senior Contracts and Grants Officer Sector: Grants Employment Category: Regular Employment Type: Full-Time Compensation: USD ... through a diverse portfolio of programs aimed at five core outcomes: Health, Safety, Economic Wellbeing, Education and Power....legal services. Job Summary: The Senior Contracts and Grants Officer , US Legal Services, is a member of the… more
- Leap (New York, NY)
- LEAP Services, Inc. Chief Financial Officer /Chief Operating Officer About Leap: Leap is building the world's largest network of branded retail stores - powered ... Your ideas, thinking, and voice are wanted. Reports To: Chief Executive Officer Supervisory role to the following departments: Finance, Accounting, Data & Analytics,… more
- SMBC (New York, NY)
- …of benefits to its employees. **Job Summary** The AD Operations Function Control Officer (FCO) is a leader, change agent, and risk management expert. The role ... the Functions and 2nd LoD, including Risk Management and Compliance . **Scope** The AD Operations FCO will report to...report to the Americas Division Head of Functions Control Officer with an indirect reporting line into the Americas… more
- CUNY (New York, NY)
- Chief Diversity Officer & Title IX Coordinator **POSITION DETAILS** The City University of New York (CUNY) is the nation's largest urban public university.The CUNY ... CUNY School of Medicine (CUNY Med) is seeking aChief Diversity Officer /Title IX Coordinator. This leadership position involves frequent high-level interaction and… more
- Bank of America (New York, NY)
- Senior Treasury Sales Officer New York, New York;Chicago, Illinois **Job Description:** At Bank of America, each day brings innovation and opportunity. We are ... by people. Driven by Technology. The Senior Treasury Sales Officer (TSO) is responsible for managing all aspects of...He or she will partner with Corporate Bankers, Product, Compliance , Credit, Risk and Service partners to present optimal… more
- Wells Fargo (New York, NY)
- …**About this role:** Wells Fargo is seeking a Lead Control Management Officer to join our Wealth and Investment Management (WIM) Control Team. This ... deep and dynamic understanding of the key business processes core to the WFA business. + Identify and assess...processes + Knowledge and understanding of Brokerage industry: control, compliance , risk management, or audit + Experience working in… more
- US Bank (New York, NY)
- …you excel at-all from Day One. **Job Description** The Chief Model Risk Officer is responsible for developing and maintaining the bank's model risk governance ... review and validation activities, monitoring model quality and performance, ensuring compliance with risk management requirements and regulatory standards, as well… more
- Morgan Stanley (Purchase, NY)
- …and active updating of the businesses Risk and Control Self-Assessment (RCSA). Other functions core to the BCU team include but are not limited to, policies and ... procedure reviews, managing internal audit and compliance exams, incident and escalation reporting, lessons learned reviews, risk assessment of strategic and other… more
- Bank of America (New York, NY)
- Officer - Markets Support Analyst New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... a high degree of accuracy with customers and data to ensure compliance with regulations and policies. **Responsibilities:** + Performs set-up and maintenance of… more
- The Metropolitan Museum of Art (New York, NY)
- …officers to researchers to scientists and beyond - lives by our core values of respect, inclusivity, collaboration, excellence, and integrity. Respect: Engage one ... fire drills and fire instruction as directed by Security Management. + Secures compliance with the NYC fire codes procedures and regulations pertaining to the… more
- City of New York (New York, NY)
- …answers in support of families and communities during times of profound need. The core values of CARES guide our work for communities and inform our behavior toward ... all types of goods, services, construction, and construction-related services, in compliance with the PPB Rules, Comptroller's directives, and agency procedures. -… more