- SMBC (New York, NY)
- … Risk Governance under CFTC/NFA and FINRA Regulations. Additionally maintains market risk governance framework across CUSO under FRB regulations. 2. ... its employees. **Role Description** SMBC AD is transforming its market risk coverage into a more integrated...role will report into the Team Lead of the Risk Governance team. Coverage area for the… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The role's primary function is to execute a Market Risk Governance framework across both Group Companies and also ... with regulatory requirements such as CFTC, NFA, FRB, and FRTB requirements. The Market Risk Management Specialist will participate in various aspects of … more
- Morgan Stanley (New York, NY)
- …Morgan Stanley sponsored benefit programs. **Job:** **Technology* **Title:** *VP - Governance , Risk & Compliance Project Manager* **Location:** *New York-New ... governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success.… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist provides a comprehensive and diverse range of risk ... + 10+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating...May be responsible for providing support for other major risk areas (eg Market , Credit, Reputational and/or… more
- ManpowerGroup (New York, NY)
- **Role: Volcker - BA Risk Specialist ** **Location: NYC, NY -10013 (Hybrid - 3 days onsite per week)** **Position type: 12+ months with high possibility of ... program among other regulatory deliverables including but not limited to Intraday market risk monitoring framework and FRTB. **Responsibilities and priorities… more
- TD Bank (New York, NY)
- …Description:** **This focus of this role is ORM within Treasury and Finance.** The Group Risk Specialist provides a comprehensive and diverse range of risk ... + 7+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating...May be responsible for providing support for other major risk areas (eg Market , Credit, Reputational and/or… more
- Morgan Stanley (Purchase, NY)
- …function is a component of the broader WM and US Banks Financial Crimes Risk Team. The Financial Crimes Governance and Program Management function's key ... management, annuities, insurance, retirement, and trust services. As a market leader, the talent and passion of our people...responsibilities include program governance , risk appetite and related metrics, procedure… more
- Morgan Stanley (Purchase, NY)
- …managing the firm's issues and action plans in relation to Financial Crime risk . *The **Financial Crimes Governance Support analyst AVP**will:* * Lead ... management, annuities, insurance, retirement, and trust services. As a market leader, the talent and passion of our people...and grow. The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line.… more
- Bloomberg (New York, NY)
- …through their ongoing relationship with Bloomberg. /divdivbr/divdivstrongOur Team /strong/divdivThe Market Specialist team within Financial Solutions serves as ... a demanding, client focused environment. /divdivbr/divdivstrongWhats the role? /strong/divdivAs a Market Specialist , you will leverage your extensive experience… more
- Morgan Stanley (Purchase, NY)
- …deposits and cash management, annuities, insurance, retirement, and trust services. As a market leader, the talent and passion of our people is critical to our ... and grow. The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line....Graduate degree is a plus * Certified Anti-Money Laundering Specialist (CAMS) designation is a plus * Proficiency with… more
- Amazon (New York, NY)
- …needed. Basic Qualifications - 4+ years of compliance program management, legal, governance , audit, risk /loss prevention, or equivalent experience - Bachelor's ... initiatives or equivalent - Experience in compliance program management, legal, governance , audit, risk /loss prevention, or equivalent - Experience managing,… more
- Wells Fargo (Woodbury, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within Wealth...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Citigroup (New York, NY)
- …controls: + Work in close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance in order to ensure appropriate ... The Credit Sector Specialist is a Vice President level position responsible...of publicly available data for relevant markets to direct risk management decisions and client solutions + Primary focus… more
- Citigroup (New York, NY)
- …**Qualifications:** + Relevant industry experience of Data, Technology, Market Risk Management, Product Control or product valuation specialist with First ... strategic deliverables aligned to key Data set within Price Risk (ie trade population and attributes, market ...data used in Price Risk processes (trade, market data, reference data), data governance and… more
- SMBC (New York, NY)
- …Risk management and will play an important role in reviewing ES and Governance ("ESG") risk profile of borrowers and escalating to senior management ... the current compensation paid in their geography and the market for similar roles at the time of hire....Credit Department Americas Division (CDAD), as a Sr. Planning Specialist , the role is responsible for researching, analyzing, and… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- KPMG (New York, NY)
- **Business Title:** Lead Specialist - Solution Management **Requisition Number:** 119099 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** ... looking forward we don't anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and thrive in a collaborative,… more
- Amazon (New York, NY)
- …innovation, improve customer experience, fight financial crime, manage enterprise-wide risk , and comply with complex regulations? AWS Professional Services ... AWS products and services. This role is for a Data and Analytics specialist ESM within the AWS Global Financial Services Industry vertical ProServe organization. We… more
- KPMG (New York, NY)
- …for management and execution of M&T projects + Provide support for project governance , planning, risk and issue tracking, status reporting and operational ... **Business Title:** Senior Specialist , Mobilization & Transition **Requisition Number:** 119180 -...we don't anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and thrive… more
- Wells Fargo (New York, NY)
- …computation challenges within capital markets, from ticking risk for trading desks to market risk and capital calculations such us FRTB and CCAR. Vasara is a ... or higher in computer science or finance/mathematics Keywords: Athena, Quartz, Xint, SecDB, Market Risk **Pay Range** Reflected is the base pay range offered… more