- Bank of America (New York, NY)
- Non - Financial Regulatory Reporting - Governance LATAM / AMRS - Ops Professional MKTS Charlotte, North Carolina;New York, New York **Job Description:** At ... processes and coordinating necessary expertise across multiple operations functions and products. ** Non - Financial Regulatory Reporting - Governance… more
- Marex (New York, NY)
- …regulatory reporting processes/controls, and support, maintain and develop all financial and/or regulatory reporting solutions/controls to meet the ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access...effectiveness Skills and Experience + SME in OTC Derivatives Regulatory Reporting requirements + Experience of CAT,… more
- Lincoln Financial Group (Syosset, NY)
- …this team you will gain experience in a wide array of areas including financial reporting , investment accounting, financial analysis, amongst other valuable ... and remote employees.. **General Purpose of Job** As a regulatory GAAP and Statutory Investment Reporting Analyst,...* 5+ Years of experience in accounting, securities or financial reporting that directly aligns with the… more
- Pfizer (New York, NY)
- …Internal and External Reporting . As a Senior Manager, you will create financial reports and dashboards that provide meaningful insights into the key drivers of ... facilitate Pfizer's core finance functions. This includes areas such as Financial Consolidations, Planning, Budgeting & Forecasting, Treasury, Tax, Compliance, and… more
- Citigroup (New York, NY)
- …experience working with multiple lines of defense. + Familiarity with regulatory reporting . + Project Management. **Qualifications:** + Bachelor's ... This role is primarily focused on the development and implementation of non - financial risk monitoring program (compliance risk, operational risk, and reputation… more
- Principal Financial Group (New York, NY)
- …including semi-annual/annual financial statements preparation, tailored shareholder reports, reporting related to regulatory requirements, survey company ... Tax & Oversight team. In this role, you'll be responsible for oversight/preparation financial reporting activities prepared by third-party service provider… more
- TD Bank (New York, NY)
- …examinations covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare ... required. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, and… more
- S&P Global (New York, NY)
- …Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation ... including Dodd-Frank, EMIR, MiFID II, CFTC, and other global and multi-jurisdictional regulatory frameworks. + In-depth knowledge of critical financial documents… more
- Scotiabank (New York, NY)
- Senior Manager, Regulatory and Business Initiatives Group **Requisition ID:** 210831 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range ... **Purpose** Develops and leads the end-to-end lifecycle of US and global regulatory and business driven projects. The role contributes to the overall execution… more
- 1st Financial Bank USA (New York, NY)
- …to key stakeholders within the Finance department + Monitor all other Bank regulatory reporting requirements related to financial and related party ... Reporting and Policy is accountable for preparing the Bank's quarterly regulatory reporting (Call Report), drafting and implementing accounting policies,… more
- Mizuho Corporate Bank (New York, NY)
- …Assist with business requirement development specifications, testing , and implementation of regulatory reporting system solutions . + Perform daily TriResolve ... for this role includes below but not limited to: Regulatory : + Monitoring real-time OTC reporting for...teams to remediate trade disputes. + Monitor and reprocess non -OTC trade exceptions for CAT Reporting . Experience… more
- Citigroup (New York, NY)
- …and confidentiality. **Qualifications:** + 10+ years of relevant experience in financial services, regulatory engagement or consulting. + Excellent communication ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...Citi Finance functions to ensure collaboration between Finance and non -Finance functions to provide a single point of contact… more
- Citigroup (New York, NY)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... framework. Primary responsibilities include managing the Business Execution and Reporting team for CBNA, Banking and International ICRM. Additional responsibilities… more
- SMBC (New York, NY)
- … requirements. + Provide advice related to the mitigation and remediation of non -compliance issues related to swap transaction reporting . + Develop, maintain, ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...reporting requirements. Provide training on Compliance policies and regulatory requirements. + Participate in industry groups to develop… more
- Scotiabank (New York, NY)
- Senior Audit Manager, Compliance Audit ( Non -AML) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... plays a critical part in ensuring our trading activities comply with regulatory standards and internal policies. The successful candidate will leverage their… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk ... policies, standards, procedures, awareness and specialized training, monitoring, management reporting and/or escalation of issues. This role conducts periodic and… more
- MetLife (New York, NY)
- …supporting the identification and analysis of compliance risk exposure in connection with non - financial risk assessments and review of processes to identify ... of AML transaction monitoring activities and the investigation and reporting of suspicious activity in the US * Contribute...duties as they arise based on CRM priorities or regulatory developments in the financial crimes compliance… more
- Truist (New York, NY)
- …modeling and validation. Coordinate preparation and validation/approval of financial information provided to Internal/External/ Regulatory Reporting ... description:** Serve as a strategic business partner within Accounting & Financial Reporting , providing centralized guidance, oversight, and coordination between… more
- TD Bank (New York, NY)
- …+ Contact for business management, external/internal auditors, dealing with non -routine information + Manages/assists with regulatory reviews including ... can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk… more
- TD Bank (New York, NY)
- …health reporting requirements + Analyzes emerging trends pertaining to regulatory changes, reporting or other departmental functions and provides ... can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Analyst… more