- Citigroup (New York, NY)
- The Operational Risk Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own ... the team/project. **Responsibilities:** + Establishes and oversees the application of operational risk policies, technology and tools, and governance processes… more
- Citigroup (Queens, NY)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within ... are well understood and adequately controlled (if applicable). + Support management on operational risk scenario analysis and stress testing for Operational … more
- Citigroup (Queens, NY)
- The Business Risk Senior Officer I...Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy. + Ensure adherence to ... continuous and open communication, buy preparing and host Business Risk Committee meetings with Senior Management to...the Citi Operational Risk Policy in regard to operational loss… more
- Citigroup (Queens, NY)
- The Business Risk Senior Officer I...Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy to drive proactive ... the Business through continuous and open communication, buy preparing senior management materials for Business Risk Committee...and functional areas + Ensure adherence to the Citi Operational Risk Policy in regard to … more
- Citigroup (New York, NY)
- The Model/Anlys/Valid Sr Officer I is a strategic...of measuring and analyzing risk , for all risk types including market, credit and operational . ... communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to… more
- TIAA (New York, NY)
- **Enterprise Sr Compliance Officer ** The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance Chief Compliance ... Requirements** + Physical Requirements: Sedentary Work **Career Level** 11PL The Enterprise Senior Compliance Officer supports the SMD Enterprise Compliance … more
- US Bank (New York, NY)
- …and discover what you excel at-all from Day One. **Job Description** The Chief Model Risk Officer is responsible for developing and maintaining the bank's model ... risk , scoring, fraud, AML, and AI/ML models + In-depth understanding of model risk regulatory requirements, such as SR 11-7, Basel guidelines, CCAR, and other… more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... inclusive of policy and process documentation and regular reporting. Ownership of operational risk programs, including business continuity and resiliency and… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief ... Risk Officer of Raymond James Financial and...include daily risk monitoring across all relevant risk stripes including market, credit, liquidity and operational… more
- Arena Investors LP (New York, NY)
- …spectrum in areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a ... to ensure appropriate monitoring, measuring, and mitigation of various risk parameters, including credit, operational , interest rate,...other advanced degree preferred. * 5+ years at a senior level running or supporting a risk … more
- Morgan Stanley (Purchase, NY)
- …including corporations, governments, financial institutions and individuals. The VP will report to the Senior Privacy Risk Officer of the US Banks and will ... status, genetic information, or any other characteristic protected by law. **Job:** ** Operational Risk * **Title:** *Vice President US Banks Privacy Risk… more
- Morgan Stanley (Purchase, NY)
- …issues and action plans for remediation and ensure timely completion . Manage operational risk incidents, remediate as necessary, and complete root cause ... benefit programs. **Job:** **Wealth Management* **Title:** *Business Control Unit Risk Officer * **Location:** *New York-Purchase* **Requisition ID:** *3261773* more
- Citigroup (New York, NY)
- …and oversees the application of firmwide policies and procedures, control standards, operational risk policies, technology and tools, and governance processes to ... Job Description The Business Risk and Control Officer will have...to address the root causes that persistently lead to operational risk losses by challenging both historical… more
- Citigroup (New York, NY)
- …quality assurance function + Ideally, credit officer or analyst or operational credit risk background, with experience on day-to-day credit functions ... credit risk . The results help management identify control and operational weaknesses, risks associated with the credit processes, training needs, and process… more
- Citigroup (New York, NY)
- …IMPACT Concerns or QUEST Observation Logs based on the Business. + Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and ... contributor position accountable for end-to-end controls monitoring - ie, operational controls performance assurance/testing - which includes design, execution,… more
- City of New York (New York, NY)
- …useful and available. The nation's leading local health department seeks a Senior IT Portfolio Manager join its award-winning, innovative technology team in ... revolutionizing public health IT. DIT has an opening for a Cyber Risk Analyst serving DOHMH Division of Information Technology Office of Cybersecurity. This… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more
- Bloomberg (New York, NY)
- …Finance, Operational Resilience and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to businesses and ... departments. In addition, we are responsible for risk reporting to firm-wide partners and senior ...for risk reporting to firm-wide partners and senior management. In an increasingly regulated global economic environment,… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . + Champion a… more
- SMBC (New York, NY)
- …the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process ... risk , and is represented by the Chief Compliance Officer as either a member or observer of various...operational efficiencies and automation of processes to reduce risk of manual processes. + Provides training to covered… more