- SMBC (New York, NY)
- **Role Description** Regulatory Compliance Analyst is a professional responsible for processing and ensuring to complete the regulatory compliance ... assessment record. **Qualifications and Skills** + +2 years of experience in regulatory compliance + Analytical thinking, attention to details, effective… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 09 **The Team:** Transaction Management is a dynamic and highly collaborative team responsible for enabling ... The role additionally plays a critical part in ensuring we meet audit and regulatory requirements. **What's in it for you?** High transparency working in both cross… more
- ManpowerGroup (New York, NY)
- Our client, a leading financial institution, is seeking a Compliance Analyst to join their team. As a Compliance Analyst , you will be part of the ... to work independently and collaboratively in a fast-paced environment. **Job Title:** Compliance Analyst **Location:** New York, NY **Pay Range:** $50,000 -… more
- TD Bank (New York, NY)
- …The team liaises with various TDS and TDBFG support partners, including Finance, Compliance , Human Resources, Technology, and Premises, to advance the needs of the ... and exciting environment. **Job Description:** We are looking for an Operations Analyst to join the Corporate & Investment Banking (CIB) Business Management team… more
- MUFG (New York, NY)
- …1-3 years of relevant experience performing operational risk analysis as a risk analyst , auditor, compliance analyst , regulator, or similar capacity in ... A member of our recruitment team will provide more details. The Operational Risk Analyst supports the Business Unit Risk and Control (BURCO) team in the "first line… more
- MUFG (New York, NY)
- …(derivatives transactions, receivable securitizations). Policy and Deal Advocacy: + Ensure compliance with policy and regulatory requirements. + Evaluate and ... of our recruitment team will provide more details. We're seeking a Credit Risk Analyst or Associate (AVP) who will be part of our growing Portfolio Management Group.… more
- Aflac (New York, NY)
- FP&A Analyst , GI The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 7034 A bout Our Company Aflac ... of Role We are seeking a Financial Planning and Analysis (FP&A) Analyst with experience in financial forecasting, management reporting, and process improvement… more
- TD Bank (New York, NY)
- …Service clients, monetize data & allocate resources + Protect: Manage Risk & Regulatory Compliance + Standardize: Achieve technology & operational efficiencies + ... Senior Manager, Data Management in the Chief Data Office, the Data Management Analyst will be responsible to support the implementation of data management and… more
- Mizuho Corporate Bank (New York, NY)
- …and product bankers responsible for client relationship management and strategic transaction development to execute banking and securities mandates and originate ... our Investment Grade Debt Capital Markets group as an Analyst on team that covers a variety of sectors...+ Conduct financial analysis and due diligence to support transaction structuring and pricing decisions. + Contribute to the… more
- TD Bank (New York, NY)
- …for coordinating business continuity management (BCM) processes and supporting regulatory / compliance related initiatives impacting overall risks to the ... Business:** Risk Management **Job Description:** The **Senior Group Risk Analyst , RCSA Manager** provides a broad range of research,...and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make… more
- Raymond James Financial, Inc. (New York, NY)
- …picture orientation. * Remain cognizant of our commitment to daily workflow and regulatory compliance during high volume activity. * Organize, manage and track ... and private debt and equity financings, mergers and acquisitions and financial advisory. Analyst will contribute and generate ideas during the entire transaction … more
- Bank of America (New York, NY)
- Officer - Markets Support Analyst New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... degree of accuracy with customers and data to ensure compliance with regulations and policies. **Responsibilities:** + Performs set-up...direct communications to CFD Trading Des + * Monitor transaction flow in various trade capture systems + *… more
- JPMorgan Chase (New York, NY)
- …includes the development of security and safety policies and procedures, regulatory and legislative compliance , security guard management and alarm ... the firm's Crisis Management structure, operating 24x7x365. The GSOC Analyst coordinates directly with other security, resiliency, and intelligence professionals,… more
- JPMorgan Chase (New York, NY)
- …including end-to-end trading lifecycle with an emphasis in risk/P&L and/or regulatory compliance . JPMorganChase, one of the oldest financial institutions, ... and tech-savviness will be pivotal in creating impactful solutions. As a Solutions Analyst III in Enterprise Technology/Market Risk, you will aid in bridging the gap… more
- TD Bank (New York, NY)
- …data across US Liquidity. **Job Summary:** The Senior Business Information Management Analyst (US) provides business technical leadership across a broad range of ... + Ensures business data and information is retained and disposed in compliance with enterprise data standards, policies and guidelines + Performs data profiling… more
- Mizuho Corporate Bank (New York, NY)
- …and product bankers responsible for client relationship management and strategic transaction development to execute banking and securities mandates and originate ... our internal operations team, settlements manager, sales and trading personnel, compliance , market risk and treasury. + Analyze issuance data, macroeconomic… more
- SMBC (New York, NY)
- …with Operations, Middle and Back Office to ensure coordination across settlement and compliance with all FINRA and REG M regulatory filing requirements ... as well supporting settlement, trade support, and internal as well as regulatory reporting. The position requires an in-depth understanding of the new issue… more
- SMBC (New York, NY)
- …risk and identify mitigating factors. + Knowledgeable of bank regulations, risk and compliance factors and regulatory matters. + Demonstrates a high degree of ... other ad hoc reports. + Remain aware of all compliance and risk factors and continually work together with...of legal documentation and terms and conditions of a transaction . + Strong accounting skills with an ability to… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- Scotiabank (New York, NY)
- … compliance documentation, update internal reports for management + Participate in regulatory and compliance activity and team administration + Champions a ... relevant information from historical financial performance, company provided projections and analyst estimates/industry research + Assist in the review of loan… more