- Deloitte (Stamford, CT)
- Deloitte Risk & Financial Advisory ...SOC 2, and SOC 3 reports, ensuring all third-party services meet the required principles and standards + Oversee ... challenges and opportunities into long-term competitive advantages? As a Risk & Financial Advisory Intern,...of our professionals, combined with our specialized products and services , help clients learn how to embrace complexity and… more
- NatWest Markets (Stamford, CT)
- …a Swap Dealer on Dodd-Frank (Title VII) rules and regulations or experience as a financial services regulator (eg CFTC, NFA, etc.) + Understanding of regulatory ... Swap Dealer Advisory , VP Stamford,United States Permanent Full Time \#R-00244527...issuespertaining tothe Swap Dealer. **Experience** : + Experience withRates andFXproducts/ services within capital markets and banking as well as… more
- Morgan Stanley (Purchase, NY)
- …mitigate risks associated with financial crimes in digital environments. . * Advisory Services * o Provide expert guidance to business units, technology ... Morgan Stanley provides comprehensive financial advice and services to its clients including brokerage, investment advisory...learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within… more
- Morgan Stanley (Purchase, NY)
- …Asset Management. Morgan Stanley provides comprehensive financial advice and services to its clients including brokerage, investment advisory , financial ... Morgan Stanley is a global financial services firm that conducts its...learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within… more
- Morgan Stanley (Purchase, NY)
- …businesses and institutions covering: financial advisor-led brokerage and investment advisory services ; self-directed brokerage services ; financial ... Risk Assessments) and ensuring performance and execution of services within the service level agreements (SLAs)...level agreements. * 3 years of relevant experience in financial services industry, preferably in risk… more
- Morgan Stanley (Purchase, NY)
- …businesses and institutions covering: financial advisor-led brokerage and investment advisory services ; self-directed brokerage services ; financial ... remediation, and operational readiness. *Required Experience:* *10 years of professional risk management experience in financial services industry;… more
- Morgan Stanley (Purchase, NY)
- … policies, procedures, and practices * . Demonstrate an understanding of the financial services industry, investment advisory products etc. Expected base ... businesses, and institutions. These services include brokerage and investment advisory , financial and wealth planning, credit and lending, cash management,… more
- Morgan Stanley (Purchase, NY)
- …Asset Management. Morgan Stanley provides comprehensive financial advice and services to its clients including brokerage, investment advisory , financial ... Morgan Stanley is a global financial services firm that conducts its...Risk and Control assessments (RCSAs) under the firm-wide Non- Financial Risk Assessment (NFRA) program * Lead… more
- Morgan Stanley (Purchase, NY)
- …Asset Management. Morgan Stanley provides comprehensive financial advice and services to its clients including brokerage, investment advisory , financial ... Morgan Stanley is a global financial services firm that conducts its...and grow. *Department Profile:* The WM and US Banks Financial Crimes Risk Team is embedded within… more
- Morgan Stanley (Purchase, NY)
- …preserve and manage wealth. These services include brokerage and investment advisory , financial and wealth planning, credit and lending, cash management, ... annuities and insurance, retirement, and trust. *Business Risk Management* The Business Risk Management team...Security controls * . Demonstrate an understanding of the financial services industry, Investment products and … more
- Deloitte (Stamford, CT)
- Are you a senior tax professional who wants to specialize in Financial Services and Insurance? Do phrases like "accounting for income taxes," "tax structuring," ... industry sector clients. Responsibilities will include: + Provide tax advisory services to clients in the insurance...range from tax planning to tax compliance, controversy and risk management, specialized services including research and… more
- Morgan Stanley (Purchase, NY)
- …Asset Management. Morgan Stanley provides comprehensive financial advice and services to its clients including brokerage, investment advisory , financial ... Morgan Stanley is a global financial services firm that conducts its...grow. The WM, US Banks and Investment Management ("IM") Financial Crimes Risk Team is embedded within… more
- Bank of America (Mount Kisco, NY)
- …and services . * Has at least one year experience working in the financial service industry and/or a sales environment where goals were met or exceeded. ... client needs and asset thresholds * Mitigates and controls risk as part of daily activities * Identifies and...* At least three years' experience working in the financial service industry and/or a sales environment… more
- Deloitte (Stamford, CT)
- …Business Tax Services practice! What You'll Do As a Tax Senior within the Financial Services arm of our Business Tax Services group, you will provide ... services to clients in the banking and financial services industries. You will work directly...range from tax planning to tax compliance, controversy and risk management, specialized services including research and… more
- Deloitte (Stamford, CT)
- …Business Tax Services practice! What You'll Do As a Tax Manager within the Financial Services arm of our Business Tax Services group, you will provide ... services to a clients in the banking and financial services industries. You will work directly...range from tax planning to tax compliance, controversy and risk management, specialized services including research and… more
- Deloitte (Stamford, CT)
- …tax transparency for the financial industry. Responsibilities will include: + Providing advisory services to financial institutions on the areas of ... tax regimes contributing to global tax transparency? Would you like to understand financial services and products across an array of industries (banking, asset… more
- Deloitte (Stamford, CT)
- …tax transparency for the financial industry. Responsibilities will include: + Providing advisory services to financial institutions on the areas of ... tax regimes contributing to global tax transparency? Would you like to understand financial services and products across an array of industries (banking, asset… more
- Wells Fargo (Old Greenwich, CT)
- …registration + State Insurance license(s) + 3+ years of experience in a licensed financial services position + Customer service focus with experience ... , then partner closely with peers in Business Banking Advisory Services , Mortgage and Wealth and Investment...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational,… more
- Deloitte (Stamford, CT)
- …companies and range from tax planning to tax compliance, controversy and risk management, specialized services including research and development, government ... countries? Do phrases like "accounting for income taxes," "tax advisory ," and "tax controversy" pique your interest? Do you...Do you enjoy providing federal tax compliance and consulting services to large global and dynamic midsize clients across… more
- Deloitte (Stamford, CT)
- …companies and range from tax planning to tax compliance, controversy and risk management, specialized services including research and development, government ... issues? Do phrases like "accounting for income taxes," "tax advisory ," and "tax controversy" pique your interest? Do you...Do you enjoy providing federal tax compliance and consulting services to large global and dynamic midsize clients across… more