- Morgan Stanley (Purchase, NY)
- …* * *Responsibilities Include* The primary responsibilities for the Employee Conduct Risk & Wealth Management Administration Business Control Unit ... Stanley sponsored benefit programs. **Job:** ** Wealth Management* **Title:** * Employee Conduct Risk & Wealth Management Administration Business… more
- Citigroup (Greenburgh, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (Greenwich, CT)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Morgan Stanley (Purchase, NY)
- …as well as the design of metrics, processes, and controls to identify and supervise conduct risk analysis of field service roles. The role will work closely with ... firm providing a wide range of investment banking, securities, investment management and wealth management services. The Field Service team is part of the WM Client… more
- Tompkins Community Bank (Mount Kisco, NY)
- …- meet regularly with fund managers and research analytics of fund performance, risk -based measures, and attribution reporting. + Stay abreast of current news and ... understanding of the macroeconomic environment and the impact on portfolio risk exposures. + Have in-depth knowledge of portfolio construction, asset allocation,… more
- TD Bank (Fairfield, CT)
- …industry Code of Conduct + Works alongside other business lines including Wealth and Business Banking to stay abreast of emerging trends in the market, support ... Leads, coaches and motivates the Store team to deliver a legendary Employee and Customer Experience while achieving shareholder value through solutions and… more
- Citigroup (Stamford, CT)
- …branches, which comprise of branch stakeholders and other Area partners (eg Wealth Management, Mortgage) + Partner with cross retail segment Area peers spanning ... Wealth Management, Consumer and Mortgage and initiate collaboration to...to deepen client relationships. + Work closely with the credit/ risk team and Branches to facilitate loan closings, including… more
- Citigroup (Greenburgh, NY)
- …about the customer's financial situation, financial and personal goals, tolerance for risk and change, plans for the future, income, assets, debts, cash flow, ... etc). to drive mortgage business into the bank. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's… more
- JPMorgan Chase (Fishkill, NY)
- …and providing financial advice with a focus on client experience and risk management while deepening existing relationships and leveraging referrals to acquire new ... of their businesses + Use knowledge of business, finance, banking, credit, and risk management to identify, recommend, and promote solutions that best serve the… more
- Morgan Stanley (Greenwich, CT)
- …all pre-approvals, event logistics/planning and accounting for meetings including employee , management, Councils, National Sales partners, external wholesalers, and ... HR systems (I-9 processing, New Hire onboarding, internal transfers and employee termination paperwork) * Proactively participate in firm initiatives directed by… more
- JPMorgan Chase (Greenwich, CT)
- …and conduct new and existing business by adhering to risk /control expectations, procedures, and processes + Leverages and understands the generated Branch ... of today and the future through collaboration with our partners in Chase Wealth Management, Business Banking, and Home Lending to provide a seamless experience for… more