- TD Bank (Portland, ME)
- …guidance and works closely with various stakeholders and team members as required. The Financial Controls team is a newly established function within the AMCB ... objective is to proactively manage, monitor, and enhance the effectiveness of financial controls , ensuring accuracy, compliance, and risk mitigation across the… more
- TD Bank (Portland, ME)
- …**Line of Business:** Governance & Control **Job Description:** The **Governance & Control Manager ** manages governance and control efforts to enable the ... + Ensures business operations are in compliance with applicable requirements (eg financial controls , segregation of duties, transaction approvals and physical … more
- Citizens (Portland, ME)
- …the Senior Manager upholds and maintains the Risk and Control Self-Assessment (RCSA) and Controls Assessment enterprise-wide requirements, plans, executes ... mechanisms. + Serves as an advisor on RCSA and controls testing industry best practices, processes, and regulatory...and Control Self-Assessment (RSCA), Issues Management, and Control Assessment. + Knowledge of regulatory guidance… more
- TD Bank (Portland, ME)
- …expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... and maintaining, or providing oversight of and challenge to policies, procedures and controls designed to meet regulatory requirements and manage regulatory … more
- TD Bank (Portland, ME)
- …operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical… more
- TD Bank (Portland, ME)
- … control functions, and drives alignment with enterprise and/or regulatory requirements + Assesses/identifies key issues and escalates to appropriate levels ... with established policies, standards and procedures. The Compliance Quality Assurance Manager (US) will execute these reviews and/or perform peer reviews. This… more
- Wells Fargo (Portland, ME)
- …requirements + Act as the primary point of escalation for operational controls , technology and service inquiries from Financial Advisors, Client Associates, ... this role:** Wells Fargo is seeking a Branch Support Manager in Wealth and Investment Management as part of...training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7… more
- TD Bank (Portland, ME)
- …when regulations or interpretations warrant escalation or re-evaluation. + Certified Regulatory Compliance Manager (CRCM) a plus **Customer Accountabilities:** + ... and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- Wipfli LLP (South Portland, ME)
- …teams. Internal Controls & Compliance + Design, implement, and monitor internal controls over financial reporting to ensure compliance with US GAAP. + ... home, Wipfli offers a career-defining opportunity. Job Summary: The Manager , Technical Accounting oversees complex accounting matters, ensures strict adherence… more
- TD Bank (Portland, ME)
- …The Risk Manager I is expected to ensure sound credit control by proactively managing risks within the bank's guidelines and fostering effective communication ... **Department Overview:** Team provides a strong focus on governance, control , and risk management behaviors that align with TD's...that align with TD's policies and practices. The Risk Manager I will lead or participate in the identification,… more
- KeyBank (Portland, ME)
- …in their financial wellness and achieve their goals. The Branch Manager is accountable for branch operations and compliance by providing direction and guidance ... and businesses in our Key Bank communities. The Branch Manager builds, coaches, develops, leads, and motivates a team...and direction to branch team to ensure compliance of regulatory , security and internal controls , which includes… more
- M&T Bank (Scarborough, ME)
- …products and services as appropriate. + Adheres to applicable compliance/operational risk controls in accordance with Company or regulatory standards and ... business banking guidelines. Ensures compliance with operational, security and control policies/procedures, preventing fraud and protecting customer assets. + Takes… more
- TD Bank (Portland, ME)
- …RESPA, EFTA, etc.) and sufficiency of systems, processes, and oversight to support regulatory compliance. The Audit Manager I will participate in the planning, ... details for this role. **Line of Business:** Audit **Job Description:** The **Audit Manager I** - US Compliance Audit is responsible for executing and leading audit… more
- TD Bank (Portland, ME)
- …LLC and TD Wealth Management Services Inc) with independent and complex regulatory regimes. The Financial Advisors, Relationship Managers, and Investment ... and timely fashion + Guides and complements the assigned portfolio in terms of financial , regulatory and risk management requirements + Interacts with control… more
- TD Bank (Portland, ME)
- …Skills:** + Prior AML (Anti-Money Laundering) investigations experience, within a financial institution or regulatory environment + Strong knowledge of ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** **_Our team currently… more
- Bank of America (Scarborough, ME)
- Financial Solutions Advisor - Maine / New Hampshire Markets South Portland, Maine;Concord, New Hampshire; Scarborough, Maine; Hanover, New Hampshire; South Portland, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/South-Portland/ Financial -Solutions-Advisor Maine New-Hampshire-Markets\_25033161) **Job Description:** At Bank of America,… more
- TD Bank (Portland, ME)
- …and results reporting in-line with testing requirements + Understands the use of controls for managing financial crimes risk and applies this understanding to ... + Presents objective and independent opinion on the adequacy of processes and controls in accordance with regulatory and internal requirements + Executes… more
- TD Bank (Portland, ME)
- …operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- RTX Corporation (North Berwick, ME)
- …You Will Do:** The GTF MRO network has an opportunity for an Senior Manager , GTF Serviceable Material Integration to be part of the Network Execution team. The ... bottom-line performance, it requires excellent MRO process flow, equipment, and process control knowledge. **Where You Will Work From:** This role will work onsite… more
- WSP USA (Portland, ME)
- …WSP is currently initiating a search for a **Senior Geotechnical Engineering Manager ** for our **Merrimack, NH** office. Candidate will be involved in projects ... and presentations explain research, findings, and recommendations to prevent, control , restore, or address design, and/or construction issues or opportunities.… more