- US Bank (Charlotte, NC)
- …**Job Description** Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their function, ... risk management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations.… more
- USAA (Charlotte, NC)
- …degree). + 6 or more years of proven experience (internal/external audit, operational risk/ compliance testing , quality assurance ). + Demonstrated ... special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO...team members across the USAA Enterprise to produce high quality results in support of ECORT's CFO Testing… more
- JPMorgan Chase (Charlotte, NC)
- …to make valuable contributions to your team and expand your career and skills in Quality Assurance control testing within the Know Your Customer (KYC) domain ... more agile and versatile in reaching your career potential. Quality Assurance is performed after completion of...of JPMorgan Chase & Co. (JPMC) policies to ensure compliance and effectiveness of AML/KYC testing scripts.… more
- Bank of America (Charlotte, NC)
- …tools to drive adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and ... facing teams and clients where needed to educate on compliance program, drive better quality of data...Controls Management + Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance +… more
- JPMorgan Chase (Charlotte, NC)
- The Quality Assurance (QA) Team is an integral part of the Controls environment and is responsible for conducting a continuous review against internal Know Your ... closely with the KYC Management Team, Global Financial Crimes Compliance and the enterprise-wide control program teams to identify,...sustain improvements as they are made. As a KYC Quality Assurance Tester within the Quality… more
- US Bank (Charlotte, NC)
- …US Bank Technology Risk Management is seeking a highly motivated Information Technology (IT) Quality Assurance control tester to join our team. This role is ... critical to helping the company identify and address compliance , financial, operational, strategic and technology risks in technology...AWS, and GCP) + Control Development + Risk Management Quality Assurance + Audit Test Scripts **Main… more
- Bank of America (Charlotte, NC)
- Quality Assurance Lead for Global Regulatory Reporting - US Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... for this role is to build and manage the Quality Assurance (QA) function for GRR-US. This...GRR's end to end processes to perform independent QA testing activities (eg Controls, Conformance, Data Profiling testing… more
- USAA (Charlotte, NC)
- …and analytics knowledge. **What sets you apart:** + Understanding of model validation audit, quality assurance process. + Ph. D in a quantitative subject area ... and/or other highly specialized techniques. + Conducts and develops plans for model testing and data quality assessments for models using various types of… more
- USAA (Charlotte, NC)
- …and analytics knowledge. **What sets you apart:** + Understanding of model validation audit, quality assurance process + Ph. D in a quantitative subject area ... of model and algorithm development including setting model specifications, assumption testing , data quality assessments, variable selection, back- testing ,… more
- US Bank (Charlotte, NC)
- …investment advisory, institutional capital markets and investment service activities within Compliance Quality Assurance . Assess assigned business line's ... The ideal candidate will perform the following essential functions: + Conduct compliance testing of the business line's brokerage, investment advisory,… more
- AIG (Charlotte, NC)
- …or related field (Master's preferred). + 10+ years experience in data quality testing and quality assurance roles. + Proficiency in data validation, SQL, ... compliance . How you will create an impactVP Application Testing and Quality Engineering is responsible for...processes. + Identify areas for process improvement in data quality testing . + Implement measures to prevent… more
- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** The Compliance Quality Assurance (CQA) Lead Analyst is responsible for leading ... and executing compliance related testing activities within the Independent Risk Review and Assessment (IRRA) second line organization. Many of the reviews… more
- Regions Bank (Charlotte, NC)
- …pay. **Requirements** + Bachelor's degree and eight (8) years of experience in compliance , quality assurance /control, audit, or other related compliance ... impacted by these changes + Administers a monitoring and testing program to ensure effective compliance with...or GED and twelve (12) years of experience in compliance , quality assurance /control, audit, or… more
- Regions Bank (Charlotte, NC)
- …incentive eligible. **Requirements** + Bachelor's degree and eight (8) years experience in compliance , quality assurance /control, audit or other related ... policies, guidelines or processes + Administers a monitoring and testing program to ensure effective compliance with...High School Diploma and fifteen (15) years experience in compliance , quality assurance /control, audit or… more
- Regions Bank (Charlotte, NC)
- …pay. **Requirements** + Bachelor's degree and six (6) years of experience in compliance , quality assurance /control, audit, or other related compliance ... impacted by these changes + Administers a monitoring and testing program to ensure effective compliance with...or GED and ten (10) years of experience in compliance , quality assurance /control, audit, or… more
- Ascensus (Charlotte, NC)
- …plan amendments, and other legal documents + Supports and completes assigned quality assurance reviews + Responsible for protecting, securing, and proper ... to qualified plans + Is responsible for plan administration, compliance and testing for identified blocks of...service philosophy and our Core Values of People Matter, Quality First and Integrity Always(R) should be visible in… more
- Wells Fargo (Charlotte, NC)
- …to achieve stronger controls, improved client experiences, and sustained efficiencies. **SSO - Quality Assurance ** The Quality Assurance (QA) ... standards in line with regulatory expectations, and improves the quality assurance pass rate across SSO. QA...reviews of financial crimes matters to ensure timely completion, quality , and compliance for the business +… more
- Bank of America (Charlotte, NC)
- …tools to drive adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and ... Controls Management + Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance +... Compliance + Audit + Risk Management + Quality Assurance + Problem Solving + Analytical… more
- Bank of America (Charlotte, NC)
- …tools to drive adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and ... Controls Management + Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance +...Incumbents typically have a minimum of 3 years of quality assurance , compliance , audit, and/or… more
- Bank of America (Charlotte, NC)
- …**Skills** + Business Controls + Compliance + Audit + Risk Management + Quality Assurance + AML + Governance + Regulatory Requirements + Problem Solving + ... adherence to enterprise-wide standards. Job expectations include supporting the implementation of quality assurance and quality control processes within the… more