- USAA (Charlotte, NC)
- …impactful. **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... more
- USAA (Charlotte, NC)
- …position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst drives independent testing under the ... more
- TEKsystems (Charlotte, NC)
- …Treasury * Financial Forecasting * Enterprise Cost Management * Compliance & Operational Risk * Enterprise Independent Testing * Enterprise Credit ... more
- Synchrony (Charlotte, NC)
- …across the second line of defense, including Model Development & Governance, Operational Risk , Risk Testing , Compliance , and Credit Risk ... more
- Equitable (Charlotte, NC)
- Staff Auditor II - Products Compliance and Operational Risk Management ( 2500004B ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : ... more
- City National Bank (Charlotte, NC)
- …and/or risk management activities *Skills and Knowledge* * Minimum 3 years of operational risk management control design, testing , and/or auditing in a ... more
- Wells Fargo (Charlotte, NC)
- …experience, education **Desired Qualifications:** + Financial services industry experience, either in a Compliance or Operational Risk role + Experience with ... more
- City National Bank (Charlotte, NC)
- …other 2nd line risk partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance , Business Continuity, IT Risk , Third ... more
- Grant Thornton (Charlotte, NC)
- As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... more
- Grant Thornton (Charlotte, NC)
- As a Regulatory Compliance Risk Manager, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... more
- US Bank (Charlotte, NC)
- …represented in the enterprise compliance risk assessment (ie ECRA), CRA Compliance Testing procedures, and Job Aids consistent with the CRA Policy and ... more
- TD Bank (Charlotte, NC)
- …support the governance of Non-Model/EUC risk to the bank by executing compliance and control testing to validate that Non-Models/EUC risks are managed in ... more
- TD Bank (Charlotte, NC)
- …functions) on development, maintenance, and implementation of all aspects of AML/ATF/Sanctions/ABAC compliance programs in line with the Bank's risk appetite and ... more
- Bank of America (Charlotte, NC)
- …may include the ability to recognize all risk categories including credit, market, operational and compliance , as well as directing risk staff or ... more
- PNC (Charlotte, NC)
- …Thinking, Credit Risks, Data Analytics, Financial Analysis, Model Development, Operational Risks, Quantitative Models, Risk Appetite **Competencies** Bank ... more
- Wells Fargo (Charlotte, NC)
- …risk culture that identifies and provides oversight and escalation of existing and emerging compliance and operational risk issues + Create a culture of ... more
- Deloitte (Charlotte, NC)
- …non-financial) + Business and risk domains including credit, liquidity, market, operational risks, fraud, and payments + Data testing methodologies (eg, ... more
- ManpowerGroup (Charlotte, NC)
- …with Risk Control Self-Assessment (RCSA) activities and concepts. + Strong operational , compliance , or audit risk management experience in financial ... more
- Truist (Charlotte, NC)
- …and ensure adherence to the enterprise risk and operational risk programs . Manage performance of control testing activities (including control design ... more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... more