• Financial Advisory Branch

    Wells Fargo (Davidson, NC)
    **About this role:** Wells Fargo is seeking a Financial Advisory Branch Manager - Producing in Wealth and Investment Management as part of Wells Fargo ... functions + Identify and recommend opportunities for growth of the designated branch and provide financial advice to the clients based on the required needs and … more
    Wells Fargo (03/06/25)
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  • GCO Risk Advisor - FINRA - Series 4, 7, 24, 53…

    Truist (Charlotte, NC)
    …leadership, while maintaining a focus on mitigating risk for the firm from financial , reputation and regulatory items. Ensure that the advisors and teams, OSJs ... and/or branch offices are following industry rules, regulations as well...overall transaction and escalate complex matters to Team Lead, manager and/or Regional Sales Management. Review of Electronic Correspondence/Social… more
    Truist (01/31/25)
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