- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** The Investment Compliance Specialist will provide investment compliance ... and overall compliance with regulations. + Provide oversight of client investment reporting and performance presentations. + Perform risk assessments on new … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist within its Shared Services Output Management team as a part of ... Corporate Investment Banking Operations. Learn more about the career areas...projects with the business, regulatory change management, legal and compliance when regulatory requirements or business needs change. +… more
- Skanska (Charlotte, NC)
- …our values support and drive our D&I efforts. As a Cybersecurity Governance & Compliance Specialist II you will assist the IT organization maintain a sufficient ... Skanska is searching for a dynamic Cybersecurity Specialist II - Governance and Compliance . This is a great opportunity to start a career with a company that… more
- Philadelphia Insurance Companies (Charlotte, NC)
- …by AM Best. Philadelphia Insurance Companies is looking to add a Product Development Specialist to join our Compliance team. Product Development Specialist - ... Paid Vacation, Medical Benefits, Educational Incentives, Family Friendly Benefits and Investment Incentives can be found at https://www.phly.com/Careers/default.aspx REQNUMBER:… more
- Compass Group, North America (Charlotte, NC)
- …distributors to minimize slow and dead invetory and maximize return on investment . * Facilitate weekly calls with assigned distributors to review performance and ... address issues with managed order guide management and off order guide sales. * Complete managed order guide and spend analysis to optimize ROI at assigned distribution centers. * Process field requests for changes and/or additions to the managed order guide… more
- City National Bank (Charlotte, NC)
- *INTERNATIONAL SALES SPECIALIST SENIOR* WHAT IS THE OPPORTUNITY? The Senior International Sales Specialist identifies, develops and builds profitable trade ... opportunity as well as identify all operational, reputational, product, pricing, market, compliance and other risks early in the new business development process.… more
- Bank of America (Charlotte, NC)
- Sr Client Outreach Specialist Charlotte, North Carolina;New York, New York; Miami, Florida; Fort Worth, Texas **Job Description:** Candidate will be a part of the ... Client (KYC) Outreach teams within the Global Corporate and Investment Bank (GCIB) and Global Markets (GM)lines of business....the client experience. **The Role** The KYC Client Outreach Specialist (COS) teams serve as the Front Line Unit… more
- Bank of America (Charlotte, NC)
- Credit Review Senior Portfolio Specialist Dallas, Texas;Stamford, Connecticut; East Hartford, Connecticut; Charlotte, North Carolina; Providence, Rhode Island **Job ... or committee thereof, external auditors and regulatory agencies. The Portfolio Specialist works together with the Credit Review Portfolio Manager(s) to establish… more
- AECOM (Charlotte, NC)
- …has never been a better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We invite you to bring your ... **Job Description** **AECOM** is seeking a highly talented **Sr. Marketing Proposal Specialist ** to work in collaboration with the East Region business development… more
- Corning Incorporated (Charlotte, NC)
- Customer Operations Specialist **Date:** Jan 11, 2025 **Location:** Charlotte, NC, US, 28216 **Company:** Corning Requisition Number: 65678 Corning is vital to ... of the way the world interacts, works, learns, and lives. Our sustained investment in research, development, and invention means we're always ready to solve the… more
- SMBC (Charlotte, NC)
- …portfolio of benefits to its employees. **Role Description** Applications Systems Specialist supports the compliance applications, systems and services that ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...+ Strong knowledge and experience with AML and other compliance functions. + Strong knowledge of Python, Java, C/C++… more
- JPMorgan Chase (Charlotte, NC)
- …team works closely with the KYC Management Team, Global Financial Crimes Compliance and the enterprise-wide control program teams to identify, remediate and track ... closely with the KYC Management Team, Global Financial Crimes Compliance , and the enterprise-wide control program teams to ensure...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Compliance (GFCC) Investigator - Brokerage Charlotte, North Carolina;New York, New York; Hunt Valley, Maryland; Pennington, New Jersey; ... the liaison to Law Enforcement as required. The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines of… more
- City National Bank (Charlotte, NC)
- *MANAGER OF AUDIT II- COMPLIANCE * WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a team of auditors to ... management practices, governance processes, system of internal controls for the Compliance function. Additionally, the position is responsible for maintaining and… more
- Truist (Charlotte, NC)
- …financial planning analysis. Proactively work with the financial advisor on assigned investment accounts for adherence to investment and asset allocation ... and policies. 3. Keep abreast of changing economic, legal, financial planning, investment trends and general market and business issues impacting mass affluent… more
- Truist (Charlotte, NC)
- …support client service and business development efforts (eg credit, mortgage, planning, investment , trust and fiduciary services, and insurance services) in a manner ... retention and prospect referrals. This includes effectively executing on the specialist delivery model utilizing both centralized and regionalized partners to… more
- Bank of America (Charlotte, NC)
- …the liaison to Law Enforcement as required. The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines of ... investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management… more
- City National Bank (Charlotte, NC)
- …* Minimum 5 years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum 3 years of experience conducting ... CFA - Charter Financial Analyst Or * CAMS - Certified Anti-Money Laundering Specialist Or * CISSP - Certified Information Systems Security Professional Or *Skills… more
- Bank of America (Charlotte, NC)
- …remediation requirements. We work in close collaboration with Global Corporate and Investment Bankers and Global Markets Sales to support the Bank's global ... the client experience. **The Role** The KYC Client Outreach Specialist (COS) teams serve as the Front Line Unit...Oversees and resolves the risks and impacts of non compliance with KYC processes, including restrictions, closures and associated… more
- Bank of America (Charlotte, NC)
- …and remediations. We work in close collaboration with Global Corporate and Investment Bankers and Global Markets Sales to support the Bank's global regulatory ... the client experience. **The Role:** The GCIB KYC Onboarding Specialist (KOS) teams serve as the Front Line Unit...Monitor and understand the risks and impacts of non compliance with KYC processes, including restrictions, closures and associated… more