• Global Regulatory Reporting Manager

    Bank of America (Charlotte, NC)
    …but not limited to BAC, BANA, BAC's Non-Bank Subsidiaries and the US Broker Dealer . GRR is seeking a Product Delivery Lead to help drive GFC's multi-year ... Global Regulatory Reporting Manager Charlotte, North Carolina **Job Description:** At Bank...records and prepare required financial reports. Considered a working manager . In addition to supervisory / administrative duties, individuals… more
    Bank of America (02/01/25)
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  • GCO Risk Advisor - FINRA - Series 4, 7, 24, 53…

    Truist (Charlotte, NC)
    …the day-to-day supervisory reviews that are performed. + Supervisory responsibility for Broker Dealer trading activity. + Provide oversight and support for ... will perform supervisory functions that are routinely associated with those of a retail broker / dealer to engage with advisors in the management of risks and… more
    Truist (01/31/25)
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