- US Bank (Charlotte, NC)
- …Day One. **Job Description** US Bank is seeking a highly skilled **IS Governance Risk & Compliance Specialist ** specializing in **federal audits** and **v** ... **ndor compliance ** to drive our audit initiatives, ensuring full compliance with applicable federal regulations and internal risk management standards.… more
- USAA (Charlotte, NC)
- …Be part of what truly makes us special and impactful. **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst Lead, you will be a ... degree). + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing, quality assurance). + Expert knowledge… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Senior Credit Risk Specialist **In this role, you will:**...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Senior Market Risk Specialist for its Enterprise Counterparty ...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Truist (Charlotte, NC)
- …monitoring and reporting of technology risk and other related risks (eg, operational , compliance ) within Enterprise Technology. 2. Serve as a subject matter ... teams and internal partners. 5. Review and challenge outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory, compliance and audit… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... developing and overseeing standards with some business and functional knowledge + Provide compliance risk insight and support projects and initiatives with low… more
- US Bank (Charlotte, NC)
- …you excel at-all from Day One. **Job Description** The Investment Compliance Specialist will provide investment compliance risk oversight and credible ... relationship with their assigned Line of Business, Legal, and other Risk / Compliance /Audit professionals. + Collaborate with other stakeholders to identify,… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... role:** Wells Fargo is seeking a Senior Independent Testing Specialist within the Independent Testing & Validation (IT&V) Finance...key finance applications and tools + Experience in Audit, Compliance , Risk and Testing + Critical Thinking… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Robert Half Technology (Charlotte, NC)
- … and control frameworks. The ideal candidate will have a strong background in operational risk , internal audit, or compliance within the financial services ... join our team as a Technology Control and Monitoring Specialist . In this role, you will oversee the execution...services industry, with 2+ years in operational risk management, internal audit, or compliance roles… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking a Senior Commercial Loan Closing Specialist in Commercial Capital Operations as a part of...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- City National Bank (Charlotte, NC)
- …fit and appropriateness for each opportunity as well as identify all operational , reputational, product, pricing, market, compliance and other risks early ... *INTERNATIONAL SALES SPECIALIST SENIOR* WHAT IS THE OPPORTUNITY? The Senior...techniques, assist with credit approvals, inter-act with legal and compliance * Risk and credit management *… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Bank of America (Charlotte, NC)
- …will support the Global Credit Operations team. This role requires a strong operational risk and compliance background, and understanding of Commercial ... Senior Business Control Specialist Charlotte, North Carolina;Plano, Texas **Job Description:** At...**Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... experience, training, military experience, education + Proven experience working in a risk , compliance , audit, or governance role + Proven experience quantifying… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking a Senior Commercial Loan Servicing Specialist in Agency Services as a part of Commercial...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking an Executive Specialist who will provide a high level of professional...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- TD Bank (Charlotte, NC)
- …with risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of ... impacting teams across US Treasury by supporting and coordinating administrative and operational activities, and (iii) provide the US Treasurer, US Deputy Treasurer… more
- Regions Bank (Charlotte, NC)
- …area, or program. **Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities ... pay. **Requirements** + Bachelor's degree and five (5) years of experience in Compliance , Operational Risk , Quality Assurance/Control, Audit, or other… more