- Haleon (Warren, NJ)
- …that's uniquely ours. Care to join us. It isn't a question. The **Sr Manager, US Regulatory Operations & Compliance ** , is responsible for regulatory ... application within the organization. Specifically, the position is accountable for compliance with evolving regulatory frameworks and relationships with the… more
- Citigroup (New York, NY)
- …are seeking a highly skilled and experienced professional to lead our NAM Regulatory Reporting and Client Tax Operations team within the Wealth division. The ... Operations will be responsible for overseeing the end-to-end regulatory reporting and tax compliance processes, ensuring...Tax Operations , ensuring alignment with the global compliance and risk management framework. Lead initiatives… more
- American Express (New York, NY)
- …Find your place in risk and analytics on #TeamAmex. American Express is seeking a skilled Regulatory Compliance Director to lead the global regulatory ... progress. **People and Program Leadership** + Lead and develop a high-performing Regulatory Compliance team, fostering a culture of compliance excellence… more
- TD Bank (New York, NY)
- …Compliance , Regulatory Change role reports to the TDBG VP, Compliance , Transformation. **Individual Accountabilities:** * Oversee / lead the team ... Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with...lead the annual attestation process for the global regulatory inventory in connection with the RCM Risk Assessment… more
- TD Bank (New York, NY)
- …regulatory examinations covering wholesale businesses, functions, and topics, including operations , risk, finance, regulatory reporting, and sales and ... compliance or related securities experience required. + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable rules… more
- S&P Global (New York, NY)
- …Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation ... that span client reference data collection and management, client lifecycle management, regulatory compliance , and document management. + ** Regulatory … more
- JPMorgan Chase (New York, NY)
- …**Job responsibilities:** + Lead the coordination of responses to regulatory examinations/engagements, Second Line of Defense ( Compliance ) reviews, and Third ... and enhance risk management effectively and responsibly. As the Executive Director- Regulatory Engagement and Data Governance Projects Lead , you will… more
- TD Bank (New York, NY)
- … regulatory requirements **Job Requirements** + 7-8 years of Global Markets, Risk/ Compliance Operations , and/or regulatory reporting experience + Subject ... Reporting Group (RRG) has operational oversight to ensure compliance standards are being met for an assortment of...relationships with customers, partners and vendors by representing the Regulatory Operations function in the regions, thus… more
- Citigroup (New York, NY)
- …with Business Leaders in the Citi Global Wealth businesses, Independent Compliance Risk Management (ICRM), Legal, Operations , Technology, Independent Risk, ... work to resolve them. **Key Responsibilities:** + Manage and monitor assigned regulatory examinations to achieve full compliance ; requires directing a… more
- Mizuho Corporate Bank (New York, NY)
- …production team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong ... processes for explaining changes in the FR2052a reporting data. Responsibilities + Lead and manage the Liquidity Regulatory Reporting Mizuho Americas LLC… more
- Meta (New York, NY)
- …Integrity Regulatory Operations team works cross-functionally to achieve regulatory compliance and minimize risk to business in an effective way ... and motivated program manager to join our team and lead our regulatory compliance efforts...and improve scaled review processes supporting regulatory compliance 2. Manage and improve day-to-day operations … more
- Mizuho Corporate Bank (New York, NY)
- …and findings, and maintain and update the PID Interpretation Documents in compliance with regulatory requirements. The successful candidate will possess strong ... process, as well as developing comprehensive change governance processes. Responsibilities: + Lead and manage the Liquidity Regulatory Reporting Change team,… more
- Mizuho Corporate Bank (New York, NY)
- …as part of one of the largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team within Operations that ... reporting requirements as relevant to their remit. Summary The Operations Regulatory Reporting Officer position will play...to understand the impacts and requirements + Take the lead on analysis and implementation of regulatory … more
- American Express (New York, NY)
- …Affairs group within the General Counsel's Organization seeks a Director, US Regulatory Relations (USRR) - Governance, Operations and Analytics (GOA). As ... **Description** **You Lead the Way. We've Got Your Back.** With...Experience:** + 5 years of relevant experience, including leading operations in support of regulatory supervision, preferably… more
- Citigroup (New York, NY)
- …impact assessments. + Provide **thought leadership** to peers and program leaders on US regulatory changes and lead efforts to implement those changes within the ... The Regulatory Reporting role is a senior management position...Businesses, Risk, Treasury, as well as Enterprise Technology, & Operations . **Responsibilities:** + Provide oversight to a team of… more
- Scotiabank (New York, NY)
- Data Specialist, Functional Lead ( Regulatory Reporting) **Requisition ID:** 214671 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range ... for every future! **Purpose** As a Data Specialist, Functional Lead you will work with the lead ...multiple lines of business and work on constantly evolving regulatory projects. The individual must thrive on challenge, be… more
- Vantage Specialty Chemicals (Fairfield, NJ)
- …cross-functionally with R&D, Marketing, Sales, and Manufacturing. **Essential Duties and Responsibilities** Regulatory Compliance : + Lead and manage ... standards before shipment. Leadership and Team Development: + Lead , mentor, and develop a team of regulatory...RSPO and relevant certification standards. + Proven success in regulatory compliance , quality audits, and managing customer/… more
- TD Bank (New York, NY)
- …& Operations Manager leads the development and implementation (or lead support) of enterprise Compliance programs, including frameworks, policies, standards ... Monitoring + Training and Awareness + Issue Management and Reporting The Privacy Compliance Governance & Operations Manager (US) provides advice and objective… more
- Wabtec Corporation (New York, NY)
- …legal support on various environmental, social, and governance (ESG) and product regulatory matters to Wabtec's global operations . The position serves as ... , and EHS working closely with the Corporate Sustainability and EHS teams, Global Operations , Engineering Compliance , as well as with other attorneys in the… more
- SMBC (Jersey City, NJ)
- …to support monitoring and testing engagements to validate the efficacy of regulatory compliance internal controls. The candidate should have functional knowledge ... Monitoring and Testing ("M&T"). The Director will principally lead a team within the AML M&T group. This...management and maintain solid working relationships. + Maintains a regulatory compliance risk mindset to understand underlying… more