- Santander US (New York, NY)
- VP, Regulatory Examination Management Compliance Officer New York, United States of America USA Job Family Description: The VP, Regulatory ... more
- Santander US (New York, NY)
- …ED New York, United States of America USA Job Function Description: The ED, Regulatory Examination Management Compliance Manager follows industry ... more
- CIBC (New York, NY)
- …risk management experience. + Comprehensive knowledge of federally recognized examination procedures to evaluate compliance with related laws and regulations ... more
- CIBC (New York, NY)
- …coordination of RCM activities, and ensuring alignment with industry standards and the Bank's Regulatory Compliance Management Policy. At CIBC we enable the ... more
- Amazon (New York, NY)
- …to grow and scale our internal compliance processes to meet the compliance and regulatory expectations in markets and industries around the globe. You ... more
- Citigroup (New York, NY)
- …Technology organization globally, to act as the coordination point assisting with regulatory examination management and ongoing supervisory activities. The ... more
- TD Bank (New York, NY)
- …and remediation related to those findings. + Prepare substantive written responses to regulatory requests and examination reports, and work with the relevant ... more
- Citigroup (New York, NY)
- …accountability for the business and key stakeholders from the regulatory examination planning period through formal management response to regulatory ... more
- MUFG (New York, NY)
- …trusted financial group. **Major Responsibilities** : + Support end-to-end Banking regulatory exam management , including meeting scheduling, organization of ... more
- New York State Civil Service (New York, NY)
- …to become informed of specific problem areas, overall financial condition, management of institution(s) and to plan examination ;* Prepares comprehensive ... more
- City National Bank (New York, NY)
- …with applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and ... more
- Scotiabank (New York, NY)
- …policies and procedures, to the businesses. + Communicate with sales and trading management and US Compliance personnel on relevant compliance issues, ... more
- American Express (New York, NY)
- …**How will you make an impact in this role?** The Regulatory Exam Lifecycle Management team ("RELM") in Global Risk and Compliance is the center of expertise ... more
- American Express (New York, NY)
- …within the United States. + Sound experience in managing activity in US lending, compliance , banking, regulatory examination or audit required. + Strong ... more
- American Express (New York, NY)
- …of operational experience in exam management , regulatory affairs, risk management , and/or ops risk/ compliance is a strong preference. + Prior experience ... more
- City of New York (New York, NY)
- …record keeping, emergency action plan review, Tier 2 reporting, and risk management programs, among other regulatory program responsibilities. g) Managing ... more
- Bank of America (New York, NY)
- …Analytical Thinking + Data and Trend Analysis + Financial Forecasting and Modeling + Regulatory Compliance + Scenario Planning and Analysis + Business Acumen + ... more
- City of New York (New York, NY)
- …direct land application. The Petroleum Bulk Storage/Chemical Bulk Storage (PBS/CBS) Section ensures regulatory compliance of BWT's 300 PBS and CBS tanks through ... more
- MUFG (New York, NY)
- …risks of a complex nature. In addition, you will give prompt feedback to Bank management on the results of monitoring and examination activities. This role is ... more
- MUFG (New York, NY)
- …+ Assessment of processes, risks, and control environment. + Issue Management lifecycle reporting + Specific BAU responsibilities will include working ... more