- Meta (New York, NY)
- …products and services spanning multiple business and product lines. **Required Skills:** Sanctions Compliance Officer Responsibilities: 1. Assess the ... **Summary:** This role will support a global sanctions compliance program for a leading social media and fintech company with a wide range suite of… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Within the Financial Crimes Compliance , ("FCC"), the Sanctions Compliance Team ("SCT") is ... in the absence of the Team Lead and ensure compliance of all transaction examination activities in accordance with...and deadlines. + Ensures completion of requests from BSA Officer in relation to conditional approvals or other requirements.… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Compliance Bloomberg's Legal & Compliance Department ... and highlight areas of focus for our stakeholders (including our Chief Compliance Officer and Executive Management). The successful candidate will develop… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. + Champion a high-performance… more
- Citigroup (New York, NY)
- The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. +...these risks within the Business (eg third party, fraud, sanctions etc) (if applicable). + Coordinate risk and control… more
- S&P Global (New York, NY)
- … compliance work, such as Securities Disclosure and Global Financial Crimes Compliance including Sanctions . + Partner with other functional areas (Legal, ... use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division.… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/ Sanctions compliance issues, while managing the progress of KYCs ... responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due...Rule + Understanding of rules involving BSA/AML, OFAC & Sanctions + Exhibit culture of strong risk principles +… more
- Citigroup (Jersey City, NJ)
- …the execution of a process (QA). + Exercise control over Operational and Compliance Risk in accordance with established Policy requirements. + Allocate resource to ... escalate, and manage risk exposures across Risk Categories (Operational Compliance , Strategic, Reputational, etc), including material, emerging and concentration… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. **Governance** + Compliance ... activities as may be assigned by the US BSA/AML Officer and the GTB AML Risk Program Director, as...risk management framework that supports best practices in AML compliance . Support AML/ Sanctions risk assessments to identify… more
- Ankura (New York, NY)
- …risk assessments, policies, procedures, internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, ... monitoring and watchlist systems; + Draft written compliance programs for AML, consumer compliance (Reg E, UDAAP, GLBA), fraud, sanctions , etc. including… more
- CIBC (New York, NY)
- …CIBC and Line of Business policies, standards, guidelines and controls. + As a Compliance Officer , this job is accountable for reviewing the work of others ... Ensure Compliance , Finance, Hiring, Management Reporting, Regulatory Compliance Management, Regulatory Reporting, Sanctions Screening, Suspicious Activity… more
- Cushman & Wakefield (New York, NY)
- …experience is required. This position reports to the Chief Ethics & Compliance Officer . **Job Description** **Responsibilities:** + Responsible for overseeing ... **Job Title** Director | Americas Compliance **Job Description Summary** The Americas Regional ...the business to ensure timely and accurate due diligence/economic sanctions /KYC screening of third parties. + Executes on additional… more
- SMBC (Jersey City, NJ)
- …the Risk and Control Self-Assessment ("RCSA") process and draft reports for BSA/AML Compliance Officer and senior management review + Develop and manage robust ... benefits to its employees. **Role Description** Reporting to the Director of Compliance Program Management, the Compliance Program Management Associate assists… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. Requirements: + Data Oversight & ... Global Transaction Banking strategies and objectives, in adherence to US AML and Sanctions regulations, and Scotiabank AML and Sanctions Policy requirements. The… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions , and conduct risk. Relationship management and cross ... PERSON MAY PROVIDE DOCUMENTARY EVIDENCE BEARING ON THE APPLICATION TO THE REGIONAL CERTIFYING OFFICER OF THE US DEPARTMENT OF LABOR TO: Certifying Officer US… more
- City of New York (New York, NY)
- …documentation, notify other agencies of project completion. Recommend cases for in- compliance closeout, warnings, sanctions , or other corrective actions. Prepare ... organizational groups: Contract Management, Special Projects, Contract Administration, Contract Compliance and Opportunities, Administrative Services, Purchasing Management, Payments and… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. + Champions/Builds a ... and all audit activities are conducted / executed / delivered in compliance with governing regulations, internal policies, and procedures. **What You'll Do** +… more
- Adelphi University (Garden City, NY)
- …through purposeful social, educational and experiential engagement. SALARY INFORMATION: In compliance with New York's Pay Transparency Act, the annual base salary ... Participate in departmental emergency on-call rotation. + Serve as conduct officer in minor disciplinary incidents. This may include conducting administrative… more