- SMBC (New York, NY)
- …framework to meet the evolving demands of our operations. **Role Objectives** + **Manage Conflicts of Interest :** - Help oversee the implementation of the SMBC ... Americas framework for managing conflicts of interest , ensuring compliance with regulatory expectations. Maintain policies and procedures and controls to ensure… more
- City of New York (New York, NY)
- …million members of the Bronx County community. Candidates should exhibit a strong interest in criminal law and public service. Under supervision, the Special ... Officer will provide physical security, safety, and maintenance of...Office particularly Word, Excel, and Outlook Abilities to resolve conflicts and multitask Ability to attend, complete and maintain… more
- Bloomberg (New York, NY)
- …priorities and specifications across each global Compliance program, such as Conflicts of Interest , Personal Account Dealing, Sanctions, Anti-Money Laundering, ... Senior Compliance Officer - Management Information (MI) AND Governance Reporting...of focus for our stakeholders (including our Chief Compliance Officer and Executive Management). The successful candidate will develop… more
- S&P Global (New York, NY)
- …a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal ... use):** 12 **The Team:** The Technology Risk & Compliance Officer will work closely with the Ratings Technology and...when there is an effective or potential conflict of interest . Employment at S&P Global is contingent upon compliance… more
- SMBC (New York, NY)
- …to ensure global consistency where necessary and/or desirable. + Performs local Conflicts of Interest (COI) checks **Qualifications and Skills** + Minimum ... of ten (10) years of experience. + Ability and confidence to successfully interact with management and senior bankers. + Ability to analyze complex situations and provide guidance in time sensitive situations. + Excellent oral and written communication skills… more
- City National Bank (New York, NY)
- …matters of regulatory or legal initiatives, requirements, issues or concerns related to Conflicts of Interest (COI) so that timely and necessary enhancements to ... *COMPLIANCE CONFLICT OF INTEREST MANAGER* WHAT IS THE OPPORTUNITY? This position...COI transaction monitoring models. Works with the Compliance Training Officer to ensure that ongoing management of the training… more
- MTA (New York, NY)
- … providing and directing attorneys in providing legal advice about conflicts of interest , financial disclosure obligations, outside activity restrictions ... Management on legal matters. Serves as the MNR's ethics officer and Corporate Secretary. RESPONSIBILITIES: + Select, develop and...assets and satisfy all rightful claims in the best interest of MNR. Retain outside counsel as necessary to… more
- City of New York (New York, NY)
- …with the agency's public relations office; 4) evaluate and provide legal guidance on conflicts of interest related matters to agency staff and management; 5) ... environmental law, eminent domain, commercial leases, insurance issues, access agreements, conflicts of interest , equal employment, and employment law. The… more
- City of New York (New York, NY)
- …with the agency's public relations office; 7) evaluate and provide legal guidance on conflicts of interest related matters to agency staff and management; 8) ... UCC, environmental law, eminent domain, commercial leases, insurance issues, access agreements, conflicts of interest , equal employment, and employment law. The… more
- City of New York (New York, NY)
- …outside counsel operate efficiently. 2. Ethics Officer - Manage the Trust's conflicts of interest program, rendering advisory opinions on conflicts of ... interest matters. 3. Corporate Secretary - The General Counsel will also serve as the Corporate Secretary to the Trust's Board of Trustees, providing advice and counsel to the Board in the execution of their fiduciary duties. 4. Executive Responsibilities… more
- S&P Global (New York, NY)
- …a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal ... & Risk department, reporting to the Global Chief Matrix Officer , including support for the members of the Compliance...when there is an effective or potential conflict of interest . Employment at S&P Global is contingent upon compliance… more
- City of New York (New York, NY)
- …agency's public relations office; 4) the evaluation and provision of legal guidance on conflicts of interest related and equal employment law matters to agency ... ; 7) the provision of legal assistance to the Agency Chief Contracting Officer (ACCO) and agency procurement staff in relation to procurement appeals and decision… more
- CIBC (New York, NY)
- …personnel to identify issues of potential regulatory concern; + Monitoring for potential conflicts of interest and code of conduct violations, which includes ... and Line of Business policies, standards, guidelines and controls. + As a Compliance Officer , this job is accountable for reviewing the work of others in the… more
- City of New York (New York, NY)
- …issues relating to records retention, identifying information law, required agency reporting, conflicts of interest and ethics, and litigation holds - Provide ... on communities. The MOCS Director serves as the City Chief Procurement Officer . MOCS team members operate in a collaborative, service-oriented environment, where… more
- Cushman & Wakefield (New York, NY)
- …as Anti-Bribery and Corruption, Anti-Money Laundering ("AML"), International Trade Regulations, Conflicts of Interest , Fraud, Due Diligence and third-party ... is required. This position reports to the Chief Ethics & Compliance Officer . **Job Description** **Responsibilities:** + Responsible for overseeing the provision of… more
- Scotiabank (New York, NY)
- …framework, deal controls, operational resilience, and business continuity. + Act as an Officer in Charge (OIC) for assigned projects. Execute on time and quality ... Internal Control, COO, and Operations including appropriate communication, handling of conflicts , and issue resolution. + Active engagement and coordination with… more
- Morgan Stanley (New York, NY)
- …risks (eg, investment advisory, trading practices, transaction processing and execution) and conflicts of interest (eg, Side by Side management) across asset ... team working closely with the Investment Management (IM) Chief Business Control Officer /Head of New Product Approval (NPA) Governance. This role will involve… more
- Scotiabank (New York, NY)
- …regulatory reporting, and product control under GAAP and IFRS. + Act primarily as Officer in Charge (OIC) for assigned projects, processes, and units. May act as ... with stakeholders and regulators, including appropriate communication, handling of conflicts , and issue resolution. + Maintain a high-performance environment through… more