- Citigroup (New York, NY)
- …new recruits **Qualifications and Skills:** + 5-8 years of experience serving in a financial advisory capacity + Experience in a proactive, successful sales and ... the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial ...other compliance norms + Partner with all roles on branch team to ensure all clients have a positive… more
- Santander US (New York, NY)
- …Regulatory Compliance Advisory (Corporate and Investment Bank) provides real-time compliance advisory support to the CIB New York Branch business which ... Regulatory Compliance Advisory (Corporate and Investment Bank) provides real-time compliance advisory support to the CIB New York Branch business which… more
- TD Bank (New York, NY)
- …building out Reporting Modules to show the applicability and coverage of the M&T Branch on a regular and ongoing basis. Additionally, this role will also support the ... Compliance Branch Inspections Risk Assessment process and perform overall reporting...Partner closely with the Risk Assessment and Compliance Markets Advisory teams, as necessary, to create a cohesive pipeline… more
- JPMorgan Chase (New York, NY)
- …Private Bank (PB), Chase Wealth Management (CWM), JPMorgan Advisors (JPMA), and National Branch lines of business. **Job Description:** This is a Vice President role ... Product Development team is responsible for launching and managing fee based, advisory products for distribution across four distinct US distribution channels. These… more