- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance ... lead directing the day-to-day activities of one Lead Compliance Officer **In this... issues in Public Finance; and ensure that escalated compliance issues receive immediate senior management attention.… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Compliance Bloomberg's Legal & Compliance ... areas of focus for our stakeholders (including our Chief Compliance Officer and Executive Management). The successful...review. - Recommend topics and insights for reporting to Senior Management. - Support ad hoc reporting and data… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is ... responsible for managing and maintaining assigned areas of the compliance program covering Fair and Responsible Banking including monitoring business area … more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
- Citigroup (New York, NY)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... the Citi program framework. **Responsibilities:** + Coverage of the Compliance Data & Systems Transformation Workstream focusing on the...ability to navigate a complex organization; to influence and lead people across cultures at a senior … more
- Citigroup (New York, NY)
- The individual in this Citi Wealth role will work as a senior leader across the Citi Global Wealth businesses and functions coordinating regulatory examinations, ... with Business Leaders in the Citi Global Wealth businesses, Independent Compliance Risk Management (ICRM), Legal, Operations, Technology, Independent Risk, Internal… more
- International Rescue Committee (New York, NY)
- Requisition ID: req56684 Job Title: Senior Program Officer Sector: Economic Recovery & Livelihood Employment Category: Regular Employment Type: Full-Time ... York, NY HQ USA Work Arrangement:Fully Remote Job Description Job Overview: The Senior Program Officer (SPO) leads the NJOR Programs team, overseeing sub-award… more
- International Rescue Committee (New York, NY)
- Requisition ID: req56091 Job Title: Senior Program Officer , Preferred Communities Sector: Social Work Employment Category: Fixed Term Employment Type: Full-Time ... tailored case management to the most vulnerable refugees. The Senior Program Officer for Preferred Communities (SPO)...local implementors to assist them in improving outcomes. + Lead monitoring of local offices for compliance … more
- Citigroup (New York, NY)
- …partners in other business/functions; ability to navigate a complex organization; to influence and lead people across cultures at a senior level. + Experience in ... Serves as an officer for COO's Operations Regulatory Management (exams and...specific examinations, and managing supervisory examinations, globally. **Responsibilities:** + Lead Operations regulatory engagement activities in the US and… more
- Barnes & Noble Education (Basking Ridge, NJ)
- …and beyond. Together, our teams work to elevate lives through education. The ** Senior Vice President, Chief Accounting Officer ** plays a strategic role in ... managing the company's accounting operations. The Chief Accounting Officer is responsible for overseeing multiple accounting and finance functions, including the… more
- International Rescue Committee (New York, NY)
- …Remote Job Description SCOPE OF WORK: Reporting to the Senior Program Officer , US Partnerships and Compliance on the RAI Resource Acquisition & Management ... well in a team-oriented environment Position reports to: Senior Program Officer , US Partnerships and Compliance Compensation:Posted pay ranges apply to… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... areas of concern. NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance ,...to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include… more
- City of New York (New York, NY)
- …and building owners. Job Description: Reporting to the First Deputy Commissioner, the Chief Compliance Officer (CCO) will lead the Office of Compliance ... policies, and procedures. The CCO will also work with senior management to identify potential compliance and...and accountability within the agency, helping program areas manage compliance autonomously. The Chief Compliance Officer… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... consistent with the Citi program framework. Primary responsibilities include participating in senior business risk and control forums, monitoring compliance risk… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...ability to navigate a complex organization; to influence and lead people across cultures at a senior … more
- Citigroup (Jersey City, NJ)
- Serves as a senior **_CitiDirect & CitiConnect_** product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...ability to navigate a complex organization; to influence and lead people across cultures at a senior … more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and Employee ... in other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level + Experience in managing… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to ... risk management policy and strategic direction + Maintain AML compliance program for the business including assessment of risks...work with regional and global partners, and influence and lead people across culture and senior level… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer ...ability to navigate a complex organization; to influence and lead people across cultures at a senior ... framework. This role will be part of the Global Privacy and Responsible Data compliance team covering the North America Cluster. It will be the primary contact for… more