- DHL Express, Inc. (Jamaica, NY)
- …**Start YOUR career with DHL today ** As a **Sr. Import Compliance Manager ** you will implement and enforce DHL's Customs policies and procedures. DHL's continued ... success relies upon this role's ability to review , interpret and implement existing and new DHL policies....and BIS Relations **Skills and Qualifications:** + **Valid Customs Broker License required** + Typically requires Bachelor's or Master's… more
- Neuberger Berman (New York, NY)
- …projects across the firm's global compliance program. **Primary Responsibilities:** + Review and analyze reports generated by the firm's surveillance systems. + ... + Update, maintain, and draft firm policies and procedures + Review and approve employee requests (eg gifts/entertainment, political contributions, outside business… more
- Capital One (New York, NY)
- Trade Surveillance Manager ( Broker -Dealer & Swap Dealer) **About the Role** We are seeking a highly skilled Trade Surveillance Manager to lead and enhance ... the firm's surveillance program across both its institutional Broker -Dealer (BD) and Swap Dealer (SD) businesses. This individual will oversee day-to-day… more
- Carrington (Old Greenwich, CT)
- …**What you'll do:** + Main contact of communication and support between the Broker and the various departments and individuals of the company throughout the process ... excellent customer service. + Pulls or verifies credit reports, flood certs and review appraisals as needed. + Ensures compliance deadlines are met with regards to… more
- NatWest Markets (Stamford, CT)
- Regulatory Reporting Manager , VP LocationStamford,United States Job typePermanent Contract typeFull Time \#R-00253123 Our people work differently depending on their ... reporting for SEC, CFTC, andother regulatory agencies. Responsibilities + Complete or review reports for daily SEC 15c3-1 capital computations, FRB 2004 reports, TIC… more
- Cushman & Wakefield (New York, NY)
- …+ Lead bi-annual Talent Review with HR business partner and provide ongoing broker feedback and coaching + Broker performance management (up or out), with ... is responsible for realizing the full potential of their respective broker pod (approximately 50-70 brokerage professionals), and is ultimately accountable to… more
- The Hartford (New York, NY)
- Account Manager - OA09HN We're determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. Working here ... 3 days a week (Tuesday through Thursday). The Account Manager , as part of Global Specialty Operations, will serve...for renewal prep work and underwriting thought process + Review and analyze Endorsement requests, escalate issues as required,… more
- Acosta Group (New York, NY)
- **DESCRIPTION** As a **Business Manager ,** you will play a pivotal role in driving our company's success by achieving key business objectives and fostering strong ... objectives are met. + **Leadership and Reporting:** Report directly to the General Manager or Team Leader, managing and participating in the development, design, and… more
- NatWest Markets (Stamford, CT)
- Audit Manager LocationStamford,United States Job typePermanent Contract typeFull Time \#R-00257408 Our people work differently depending on their jobs and needs. ... of the department and the business._ As an Audit Manager , you'll serve as a key ambassador for the...Experience in financial markets or investment banking is required; Broker -Dealer experience is a strong plus + Demonstrated experience… more
- SMBC (New York, NY)
- …benefits to its employees. **Role Description** SMBC is seeking an experienced Liquidity Audit Manager with a minimum of 7 years' experience in the banking & finance ... industry to work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead and be responsible to design and supervise execution of… more
- CBRE (New York, NY)
- Transaction Manager Job ID 244563 Posted 22-Oct-2025 Role type Full-time Areas of Interest Transaction Management Location(s) New York City - New York - United ... at CBRE. **About the role:** As a CBRE Transaction Manager , you will provide ongoing management of real estate...+ Coordinate the negotiation of sales through a field broker . This includes negotiating leases and lease amendments, monitoring… more
- Access: Supports For Living (Howard Beach, NY)
- …approved Self-Direction budget are reviewed with member and Circle of Support Team. + Review and verify member expense reports and broker billing to ensure it ... e-mail, phone calls and during Life Plan meetings. + Review community classes checklist received by broker ...any future questions about my job description to my manager . Access Network is an EEO employer-EEO, AAE, M/F/D/V… more
- Wells Fargo (New York, NY)
- …and all risk management including compliance and operational risk + Review and analyze moderately complex business and operational objectives that require ... disqualification are not eligible to be associated with a FINRA-registered broker -dealer. Successful candidates must also meet and comply with ongoing regulatory… more
- Northwell Health (New Hyde Park, NY)
- …metrics to evaluate performance of target initiatives. + Collects data for review and analysis; prepares analysis and reports for management; prepares additional ... focused on driving client performance within operations. + Client & Broker Relationship Management: Exceptional ability to build and maintain strong relationships.… more
- GE Aerospace (Norwalk, CT)
- …and Customs Agent oversight to business units + Develop and Lead the Customs Broker due diligence process + Lead the agent invoice review process **Required ... Qualifications** + Bachelor's Degree from an accredited college or university (or a high school diploma/GED with a minimum of 4 years customs experience) + minimum of 5 years customs experience **Desired Characteristics** + Knowledge and understanding of… more
- RxBenefits (New York, NY)
- …correct and released. Job Responsibilities Include: + Operate as the central project manager for the business on new opportunity prospects, playing a pivotal role in ... specialty networks, fees, plan tier structure, new prospect member size, marketing agreements, broker commissions, and drug utilization. + Be the SME on dozens of… more
- TD Bank (New York, NY)
- …candidate will manage the preparation and consolidation of the monthly close, review entries and reconciliations for broker -dealer and non- broker -dealer ... equity rolls, and all aspects of US and Non-US financial reporting. + Review and analyze documentation of monthly accounting entries in accordance with US GAAP… more
- Bank of America (New York, NY)
- …Group (MAG) Financial Advisor (FA) is a fully licensed, non-commission based retail broker position that operates as part of a centralized coverage team that ... account servicing. The Financial Advisor (FA) is a licensed retail broker position that provides investment advice and recommendations to clients. Profiling… more
- TD Bank (New York, NY)
- …business lines + liaising with Legal and outside counsel, where necessary, to review and prepare responses + Develop and implement processes to streamline and ... standardize annual reporting to regulators across broker -dealers and swap dealers and draft relevant content +...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- JPMorgan Chase (New York, NY)
- …and updating borrowers on the status of their loan. + Assist the Client Manager in building customer and real estate broker relationships by coordinating and ... locking interest rates at the request of the Client Manager . + Develop a working knowledge of treasury services...Letter of Interest submissions as well as loan closings. Review complex files with multi-layered entity documentation and examine… more
